401(k) · DOL Form 5500 · 2023

First US Bancshares, Inc. 401(k) Plan

Data updated 2026-08-25

$18M
Total assets Small plan by assets
155
Participants Small participant base
71st
Percentile by assets National rank
$117,813
Avg per participant Below avg balance/head
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Official DOL plan name: First US Bancshares, Inc. 401(k) Plan · Sponsored by First US Bancshares, Inc. · Alabama · Finance & Insurance

$18M in assets, 155 participants

First US Bancshares, Inc.'s First US Bancshares, Inc. 401(k) Plan reported $18M in total assets and 155 participants in its 2023 DOL Form 5500 filing, ranking in the 71st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,058 in Finance & Insurance (8,869 peers)

Coverage in Alabama

First US Bancshares, Inc. 401(k) Plan covers 155 participants in Alabama, about 43% of the average Alabama filer (state average ~360 per filing). Assets: $18M.

#5,058
in Finance & Insurance (8,869 peers)
+11.0%
assets growth YoY

First US Bancshares, Inc. 401(k) Plan's outsized position by total assets

First US Bancshares, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$18,261,017 Top 29% higher than 71% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

First US Bancshares, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. First US Bancshares, Inc. 401(k) Plan sits mid-pack in the medium band (155 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • First US Bancshares, Inc. 401(k) Plan reported net income rose from -$3M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • First US Bancshares, Inc. 401(k) Plan reported participants fell from 175 in the plan year 2022 filing to 155 in the plan year 2023 filing.
  • First US Bancshares, Inc. 401(k) Plan end-of-year assets rose from $16M in the plan year 2022 filing to $18M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 630843362 · First US Bancshares, Inc. PY 2023 · 401(k)

First US Bancshares, Inc. 401(k) Plan · $18M · 155 · 71st

  • EOY $18M
  • 5500 155
  • ASSETS 71st
  • PCT 401(k)
  • EIN near The Pingree School, Inc. 401(k) Plan
  • RANK ind #5058

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Alabama →

First US Bancshares, Inc. 401(k) Plan in the asset neighbourhood

First US Bancshares, Inc. 401(k) PlanFirst US Bancshares, Inc. 40…$18MThe Pingree School, Inc. 401(k) PlanThe Pingree School, Inc. 401…$18M401(k) Plan for Employees of the Polish National Alliance of the United States of North America401(k) Plan for Employees of…$18MCatholic Charities Hawai'i Retirement Savings PlanCatholic Charities Hawai'i R…$18MIsland Federal Credit Union 401(k) Plan & TrustIsland Federal Credit Union …$18M
End-of-year total assets ($M) among First US Bancshares, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Alabama filing particulars

Total Assets (Beginning of Year)$16M
Net Assets (End of Year)$18M
Net Income$2M
Employer EIN630843362
Plan Effective Date1985-04-01
Filing StatusFILING RECEIVED

Sponsor Plan History (First US Bancshares, Inc.)

Sponsor-wide plan assets over time

All First US Bancshares, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$19M 17.93685453366525% vs 2022
2024 filing year
$16M$17M$18M$19M$20M 202220232024 $16.5M $19.4M ▲ +17.9%
Year Plans Participants Total Assets
2022 1 175 $16M
2023 1 155 $18M
2024 1 154 $19M

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

First US Bancshares, Inc. 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -10123 Total assets ($B) Participants First US Bancshares, Inc. 401(k) Plan, Total assets ($B): 0.018261017 · Participants: 155First US Bancshares, Inc. 401(k) PlanRegions Financial Corporation 401(k) Plan, Total assets ($B): 2.854553916 · Participants: 20733Regions Financial Corporation 401(k) PlanEncompass Health Corporation 401(k) Retirement Plan, Total assets ($B): 1.49327201 · Participants: 24565Encompass Health Corporation 401(k) Retirement PlanHexagon Employee Retirement Savings Plan, Total assets ($B): 1.479278219 · Participants: 4618Hexagon Employee Retirement Savings PlanVulcan 401(k) Plan, Total assets ($B): 1.361024189 · Participants: 9487Vulcan 401(k) PlanMercedes-Benz U.S. International, Inc. Retirement and Savings Plan, Total assets ($B): 1.090263356 · Participants: 0Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan
First US Bancshares, Inc. 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants

First US Bancshares, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is The Pingree School, Inc. 401(k) Plan in MA ($18M); by covered participants it is Fraser Business Equipment Salary Deferral Plan in PA (155 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (155 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did First US Bancshares, Inc. 401(k) Plan assets move in 2023?
First US Bancshares, Inc. 401(k) Plan grew at a solid clip - up 11.0% during 2023, from $16M to $18M. Reported net income was $2M.
How have First US Bancshares, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), First US Bancshares, Inc.'s sponsor-wide assets grew 17.9%, from $16M to $19M.
Which 401(k) plans are similar in size to First US Bancshares, Inc. 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is The Pingree School, Inc. 401(k) Plan in MA ($18M, 103 participants).
Which 401(k) plans cover a similar participant headcount to First US Bancshares, Inc. 401(k) Plan?
Among 401(k) plans in other states, the closest by covered participants is Fraser Business Equipment Salary Deferral Plan in PA (155 participants, $14M in assets).