401(k) · DOL Form 5500 · 2023
Oppenheimer & Co. Inc 401(k) Plan
Data updated 2026-08-11
- $603M
- Total assets
- 2,814
- Participants
- 98th
- Percentile by assets
- $214,291
- Avg per participant
Official DOL plan name: Oppenheimer & Co. Inc. 401(k) Plan · Sponsored by Oppenheimer & Co. Inc · New York · Finance & Insurance
$603M in assets, 2,814 participants
Oppenheimer & Co. Inc's Oppenheimer & Co. Inc. 401(k) Plan reported $603M in total assets and 2,814 participants in its 2023 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 98th percentile by assets (of 127,072 plans)
- #8,529 in Finance & Insurance (8,869 peers)
Coverage in New York
Oppenheimer & Co. Inc. 401(k) Plan covers 2,814 participants in New York, 3.5x the typical New York plan (state average ~798 per filing). Assets: $603M.
- $603M
- total plan assets (2023 EOY)
- 2,814
- covered participants
- 98th
- percentile by assets (of 127,072 plans)
- $214,291
- avg assets per participant
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Oppenheimer & Co. Inc. 401(k) Plan reported net income rose from -$108M in the plan year 2022 filing to $86M in the plan year 2023 filing.
- Oppenheimer & Co. Inc. 401(k) Plan end-of-year assets rose from $517M in the plan year 2022 filing to $603M in the plan year 2023 filing.
- Oppenheimer & Co. Inc. 401(k) Plan reported participants rose from 2,804 in the plan year 2022 filing to 2,814 in the plan year 2023 filing.
Participants vs New York filers
In New York, the average filing covers about 798 participants across 9,061 plans. Oppenheimer & Co. Inc. 401(k) Plan reports 2,814 participants - 3.5x that state average ($603M EOY assets).
New York filing particulars
| Total Assets (Beginning of Year) | $517M |
|---|---|
| Net Assets (End of Year) | $603M |
| Net Income | $86M |
| Employer EIN | 135657518 |
| Plan Effective Date | 1987-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Oppenheimer & Co. Inc)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 2,804 | $517M |
| 2023 | 1 | 2,814 | $603M |
| 2024 | 1 | 2,852 | $700M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Oppenheimer & Co. Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Oppenheimer & Co. Inc. 401(k) Plan by total assets, not by location.
- Tk Elevator Retirement Savings Plan (GA) $603M · 3,784
- Xpo Logistics, Inc 401(k) Plan (OR) $602M · 16,230
- Lkq Corporation Employees' Retirement Plan (IL) $604M · 16,511
- Jbs 401(k) Savings Plan (CO) $601M · 38,726
Frequently Asked Questions
How did Oppenheimer & Co. Inc. 401(k) Plan assets move in 2023? ▼
How have Oppenheimer & Co. Inc plan assets changed over time? ▼
Where does Oppenheimer & Co. Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
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Next read for Oppenheimer & Co. Inc. 401(k) Plan
Filing takeaways
Ways to act on Oppenheimer & Co. Inc. 401(k) Plan's numbers.
- By total assets, Oppenheimer & Co. Inc. 401(k) Plan ranks in the top 5% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
- Oppenheimer & Co. Inc's sponsor-wide assets have grown 35.5% since 2022 across 3 plan years on file. More Finance & Insurance plans