401(k) · DOL Form 5500 · 2023

Hancock Estabrook, LLP 401(k) Plan

Data updated 2026-08-25

$45M
Total assets Below avg plan size
110
Participants Small participant base
84th
Percentile by assets National rank
$406,568
Avg per participant High balance/head
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Official DOL plan name: Hancock Estabrook, LLP Retirement Plan · Sponsored by Hancock Estabrook, LLP · New York · Professional & Technical Services

$45M in assets, 110 participants

Hancock Estabrook, LLP's Hancock Estabrook, LLP Retirement Plan reported $45M in total assets and 110 participants in its 2023 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #17,339 in Professional & Technical Services (20,321 peers)

Coverage in New York

Hancock Estabrook, LLP Retirement Plan covers 110 participants in New York, about 14% of the average New York filer (state average ~798 per filing). Assets: $45M.

#17,339
in Professional & Technical Services (20,321 peers)
-0.9%
assets change YoY
0.4×
vs typical plan assets (national mean)

The plan reported a net loss of $407K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Hancock Estabrook, LLP Retirement Plan's outsized position by total assets

Hancock Estabrook, LLP Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$44,722,444 Top 16% higher than 84% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Hancock Estabrook, LLP Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Hancock Estabrook, LLP Retirement Plan sits mid-pack in the medium band (110 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Hancock Estabrook, LLP Retirement Plan reported net income rose from -$12M in the plan year 2022 filing to -$407K in the plan year 2023 filing.
  • Hancock Estabrook, LLP Retirement Plan reported participants fell from 115 in the plan year 2022 filing to 110 in the plan year 2023 filing.
  • Hancock Estabrook, LLP Retirement Plan end-of-year assets fell from $45M in the plan year 2022 filing to $45M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 150502175 · Hancock Estabrook, LLP PY 2023 · 401(k)

Hancock Estabrook, LLP Retirement Plan · $45M · 110 · 84th

  • TYPE $45M
  • NET 110
  • BOOK 84th
  • VS-ST 401(k)
  • BOY near Gb Auto Service, Inc. 401(k) Plan
  • SCH ind #17339

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New York →

Hancock Estabrook, LLP Retirement Plan in the asset neighbourhood

Hancock Estabrook, LLP Retirement PlanHancock Estabrook, LLP Retir…$45MGb Auto Service, Inc. 401(k) PlanGb Auto Service, Inc. 401(k)…$45MUnanet Technologies Capital Accumulation PlanUnanet Technologies Capital …$45MGaylord Hospital, Inc. 401(k) PlanGaylord Hospital, Inc. 401(k…$45MThe Ritedose Corporation 401(k) PlanThe Ritedose Corporation 401…$45M
End-of-year total assets ($M) among Hancock Estabrook, LLP Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$45M
Net Assets (End of Year)$45M
Net Income-$407K
Employer EIN150502175
Plan Effective Date1997-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Hancock Estabrook, LLP)

Sponsor-wide plan assets over time

All Hancock Estabrook, LLP plans reported in each filing year

Latest sponsor-wide plan assets
$50M 10.799978408857793% vs 2022
2024 filing year
$44M$46M$48M$50M$52M 202220232024 $45.1M $50M ▲ +10.8%
Year Plans Participants Total Assets
2022 1 115 $45M
2023 1 110 $45M
2024 1 116 $50M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Hancock Estabrook, LLP Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Hancock Estabrook, LLP Retirement Plan, Total assets ($B): 0.044722444 · Participants: 110Hancock Estabrook, LLP Retirement PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Hancock Estabrook, LLP Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Hancock Estabrook, LLP Retirement Plan side-by-side with 3 peers →

Hancock Estabrook, LLP Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Gb Auto Service, Inc. 401(k) Plan in AZ ($45M); by covered participants it is Cms Corporation 401(k) Plan in OH (110 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($45M here).

Similar participant headcount

Nearest other-state filings by covered participants (110 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Hancock Estabrook, LLP Retirement Plan assets move in 2023? ▼
Hancock Estabrook, LLP Retirement Plan held essentially flat - down 0.9% during 2023, from $45M to $45M. Reported net income was -$407K.
How have Hancock Estabrook, LLP plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Hancock Estabrook, LLP's sponsor-wide assets grew 10.8%, from $45M to $50M.
Where does Hancock Estabrook, LLP Retirement Plan rank by assets among Form 5500 filers? ▼
Hancock Estabrook, LLP Retirement Plan ranks in the 84th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Hancock Estabrook, LLP Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Gb Auto Service, Inc. 401(k) Plan in AZ ($45M, 3,054 participants).
Which 401(k) plans cover a similar participant headcount to Hancock Estabrook, LLP Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Cms Corporation 401(k) Plan in OH (110 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 150502175.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.