401(k) · DOL Form 5500 · 2023

Hancock Estabrook, LLP 401(k) Plan

Data updated 2026-08-11

$45M
Total assets
110
Participants
84th
Percentile by assets
$406,568
Avg per participant
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Official DOL plan name: Hancock Estabrook, LLP Retirement Plan · Sponsored by Hancock Estabrook, LLP · New York · Professional & Technical Services

$45M in assets, 110 participants

Hancock Estabrook, LLP's Hancock Estabrook, LLP Retirement Plan reported $45M in total assets and 110 participants in its 2023 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 84th percentile by assets (of 127,072 plans)
  • #17,339 in Professional & Technical Services (20,321 peers)

Coverage in New York

Hancock Estabrook, LLP Retirement Plan covers 110 participants in New York, about 14% of the average New York filer (state average ~798 per filing). Assets: $45M.

$45M
total plan assets (2023 EOY)
110
covered participants
84th
percentile by assets (of 127,072 plans)
$406,568
avg assets per participant

The plan reported a net loss of $407K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Where Hancock Estabrook, LLP Retirement Plan sits by total assets

Hancock Estabrook, LLP Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$44,722,444 Top 16% higher than 84% of 127,068 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Hancock Estabrook, LLP Retirement Plan reported net income rose from -$12M in the plan year 2022 filing to -$407K in the plan year 2023 filing.
  • Hancock Estabrook, LLP Retirement Plan reported participants fell from 115 in the plan year 2022 filing to 110 in the plan year 2023 filing.
  • Hancock Estabrook, LLP Retirement Plan end-of-year assets fell from $45M in the plan year 2022 filing to $45M in the plan year 2023 filing.

See the national 2022→2023 release diff →

State
New York
Industry
Professional & Technical Services

Participants vs New York filers

In New York, the average filing covers about 798 participants across 9,061 plans. Hancock Estabrook, LLP Retirement Plan reports 110 participants - about 14% of that state average ($45M EOY assets).

New York filing particulars

Total Assets (Beginning of Year)$45M
Net Assets (End of Year)$45M
Net Income-$407K
Employer EIN150502175
Plan Effective Date1997-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Hancock Estabrook, LLP)

$44M$46M$48M$50M$52M 202220232024 $45.1M $50M ▲ +10.8%
Total plan assets by year, all Hancock Estabrook, LLP plans on file
Year Plans Participants Total Assets
2022 1 115 $45M
2023 1 110 $45M
2024 1 116 $50M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Hancock Estabrook, LLP Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Hancock Estabrook, L…, Total assets ($B): 0.044722444 · Participants: 110Hancock Estabrook, L…IBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k…, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k…The Pepsico Savings …, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings …The Goldman Sachs 40…, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 40…
Hancock Estabrook, LLP Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Hancock Estabrook, LLP Retirement Plan side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Hancock Estabrook, LLP Retirement Plan by total assets, not by location.

Frequently Asked Questions

How did Hancock Estabrook, LLP Retirement Plan assets move in 2023? ▼
Hancock Estabrook, LLP Retirement Plan held essentially flat - down 0.9% during 2023, from $45M to $45M. Reported net income was -$407K.
How have Hancock Estabrook, LLP plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Hancock Estabrook, LLP's sponsor-wide assets grew 10.8%, from $45M to $50M.
Where does Hancock Estabrook, LLP Retirement Plan rank by assets among Form 5500 filers? ▼
Hancock Estabrook, LLP Retirement Plan ranks in the 84th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Hancock Estabrook, LLP Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Gb Auto Service, Inc. 401(k) Plan in AZ ($45M, 3,054 participants).

Next read for Hancock Estabrook, LLP Retirement Plan

Filing takeaways

Ways to act on Hancock Estabrook, LLP Retirement Plan's numbers.

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 150502175.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.