401(k) · DOL Form 5500 · 2023

Alpha Metallurgical Resources, LLC 401(k) Plan

Data updated 2026-08-25

$7M
Total assets Small plan by assets
118
Participants Small participant base
50th
Percentile by assets National rank
$56,350
Avg per participant Low balance/head
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Official DOL plan name: 401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates · Sponsored by Alpha Metallurgical Resources, LLC · Tennessee · Mining & Oil Extraction

$7M in assets, 118 participants

Alpha Metallurgical Resources, LLC's 401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates reported $7M in total assets and 118 participants in its 2023 DOL Form 5500 filing, ranking in the 50th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #233 in Mining & Oil Extraction (811 peers)

Coverage in Tennessee

401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates covers 118 participants in Tennessee, about 10% of the average Tennessee filer (state average ~1,126 per filing). Assets: $7M.

#233
in Mining & Oil Extraction (811 peers)
+21.9%
assets growth YoY

401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates's mid-pack asset rank among Mining & Oil Extraction and all filers

401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$6,649,341 Top 50% higher than 50% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. 401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates sits mid-pack in the medium band (118 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • 401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates reported net income rose from -$731K in the plan year 2022 filing to $1M in the plan year 2023 filing.
  • 401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates end-of-year assets rose from $5M in the plan year 2022 filing to $7M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 812970899 · Alpha Metallurgical Resources, LLC PY 2023 · 401(k)

401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates · $7M · 118 · 50th

  • BOY $7M
  • SCH 118
  • EBSA 50th
  • PART 401(k)
  • TYPE near Pina Vineyard Management, LLC 401(k) Plan
  • NET ind #233

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Mining & Oil Extraction retirement plans → · Plans in Tennessee →

401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates in the asset neighbourhood

401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates401(k) Plan for Umwa Represe…$7MPina Vineyard Management, LLC 401(k) PlanPina Vineyard Management, LL…$7MTriad Math & Science Academy 401(k) PlanTriad Math & Science Academy…$7MGlasswerks La Inc, Avalon Glass & Mirror and Northwestern Industries Arizona, Inc. 401(k) Plan & TrustGlasswerks La Inc, Avalon Gl…$7MIndependence Plus, Inc. 401(k) PlanIndependence Plus, Inc. 401(…$7M
End-of-year total assets ($M) among 401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Tennessee filing particulars

Total Assets (Beginning of Year)$5M
Net Assets (End of Year)$7M
Net Income$1M
Employer EIN812970899
Plan Effective Date2016-07-25
Filing StatusFILING RECEIVED

Sponsor Plan History (Alpha Metallurgical Resources, LLC)

Sponsor-wide plan assets over time

All Alpha Metallurgical Resources, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$386M 27.444396487088476% vs 2022
2024 filing year
$250M$300M$350M$400M 202220232024 $303M $386M ▲ +27.4%
Year Plans Participants Total Assets
2022 2 3,389 $303M
2023 2 3,709 $362M
2024 2 4,122 $386M

Nearby 401(k) Plans in Tennessee

Peer 401(k) plans, same state, same plan type, ranked by total assets.

401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates vs. nearby 401(k) plans in Tennessee, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000400000 -100102030 Total assets ($B) Participants 401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates, Total assets ($B): 0.006649341 · Participants: 118401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources AffiliatesFedex Corporation Retirement Savings Plan, Total assets ($B): 23.88081991 · Participants: 127010Fedex Corporation Retirement Savings PlanHca 401(k) Plan, Total assets ($B): 21.53517366 · Participants: 291649Hca 401(k) PlanFederal Express Corporation Pilots Retirement Savings Plan, Total assets ($B): 4.743557391 · Participants: 5728Federal Express Corporation Pilots Retirement Savings PlanInternational Paper Company Salaried Savings Plan, Total assets ($B): 4.621886139 · Participants: 12153International Paper Company Salaried Savings PlanChs/Community Health Systems, Inc. Retirement Savings Plan, Total assets ($B): 4.517708174 · Participants: 62487Chs/Community Health Systems, Inc. Retirement Savings Plan
401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates vs. nearby 401(k) plans in Tennessee, assets vs. participants
Compare 401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates side-by-side with 3 peers →

401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates's out-of-state 401(k) peers by assets and headcount

Outside Tennessee, the nearest 401(k) by assets is Pina Vineyard Management, LLC 401(k) Plan in CA ($7M); by covered participants it is Ensign Natural Resources 401(k) Plan in TX (118 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (118 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did 401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates assets move in 2023? ▼
401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates grew sharply - up 21.9% during 2023, from $5M to $7M. Reported net income was $1M.
How have Alpha Metallurgical Resources, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Alpha Metallurgical Resources, LLC's sponsor-wide assets grew 27.4%, from $303M to $386M.
Which 401(k) plans are similar in size to 401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates? ▼
Among 401(k) plans in other states, the closest by assets is Pina Vineyard Management, LLC 401(k) Plan in CA ($7M, 127 participants).
Which 401(k) plans cover a similar participant headcount to 401(k) Plan for Umwa Represented Employees of Alpha Metallurgical Resources Affiliates? ▼
Among 401(k) plans in other states, the closest by covered participants is Ensign Natural Resources 401(k) Plan in TX (118 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 812970899.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.