401(k) · DOL Form 5500 · 2023

Carroll Enterprises, Inc. 401(k) Plan

Data updated 2026-08-25

$21M
Total assets Small plan by assets
114
Participants Small participant base
74th
Percentile by assets National rank
$184,840
Avg per participant Above avg balance/head
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Official DOL plan name: Carroll Enterprises, Inc. 401(k)Plan · Sponsored by Carroll Enterprises, Inc. · Massachusetts · Finance & Insurance

$21M in assets, 114 participants

Carroll Enterprises, Inc.'s Carroll Enterprises, Inc. 401(k)Plan reported $21M in total assets and 114 participants in its 2023 DOL Form 5500 filing, ranking in the 74th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,363 in Finance & Insurance (8,869 peers)

Coverage in Massachusetts

Carroll Enterprises, Inc. 401(k)Plan covers 114 participants in Massachusetts, about 17% of the average Massachusetts filer (state average ~659 per filing). Assets: $21M.

#5,363
in Finance & Insurance (8,869 peers)
+22.1%
assets growth YoY

Carroll Enterprises, Inc. 401(k)Plan's outsized position by total assets

Carroll Enterprises, Inc. 401(k)Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$21,071,720 Top 26% higher than 74% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Carroll Enterprises, Inc. 401(k)Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Carroll Enterprises, Inc. 401(k)Plan sits mid-pack in the medium band (114 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Carroll Enterprises, Inc. 401(k)Plan reported net income rose from -$3M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • Carroll Enterprises, Inc. 401(k)Plan end-of-year assets rose from $17M in the plan year 2022 filing to $21M in the plan year 2023 filing.
  • Carroll Enterprises, Inc. 401(k)Plan reported participants fell from 125 in the plan year 2022 filing to 114 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 042497441 · Carroll Enterprises, Inc. PY 2023 · 401(k)

Carroll Enterprises, Inc. 401(k)Plan · $21M · 114 · 74th

  • VS-ST $21M
  • VS-ST 114
  • VS-ST 74th
  • VS-ST 401(k)
  • VS-ST near General Tool Company, Incorporated 401(k) Plan
  • VS-ST ind #5363

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Massachusetts →

Carroll Enterprises, Inc. 401(k)Plan in the asset neighbourhood

Pro Trans International, LLC 401(k) PlanPro Trans International, LLC…$21MPennsylvania One Call System Inc. 401(k) PlanPennsylvania One Call System…$21MCarroll Enterprises, Inc. 401(k)PlanCarroll Enterprises, Inc. 40…$21MGeneral Tool Company, Incorporated 401(k) PlanGeneral Tool Company, Incorp…$21MAlphasense, Inc. 401(k) Plan$21M
End-of-year total assets ($M) among Carroll Enterprises, Inc. 401(k)Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Massachusetts filing particulars

Total Assets (Beginning of Year)$17M
Net Assets (End of Year)$21M
Net Income$4M
Employer EIN042497441
Plan Effective Date1994-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Carroll Enterprises, Inc.)

Sponsor-wide plan assets over time

All Carroll Enterprises, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$23M 34.543178502419615% vs 2022
2024 filing year
$16M$18M$20M$22M$24M 202220232024 $17.3M $23.2M ▲ +34.5%
Year Plans Participants Total Assets
2022 1 125 $17M
2023 1 114 $21M
2024 1 117 $23M

Nearby 401(k) Plans in Massachusetts

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Carroll Enterprises, Inc. 401(k)Plan vs. nearby 401(k) plans in Massachusetts, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -10010203040 Total assets ($B) Participants Carroll Enterprises, Inc. 401(k)Plan, Total assets ($B): 0.02107172 · Participants: 114Carroll Enterprises, Inc. 401(k)PlanFidelity Retirement Savings Plan, Total assets ($B): 28.649852331 · Participants: 62289Fidelity Retirement Savings PlanLiberty Mutual 401(k) Plan, Total assets ($B): 10.556596852 · Participants: 37052Liberty Mutual 401(k) PlanMassachusetts Institute of Technology Supplemental 401(k) Plan, Total assets ($B): 6.829912863 · Participants: 14094Massachusetts Institute of Technology Supplemental 401(k) PlanBoston Scientific Corporation 401(k) Retirement Savings Plan, Total assets ($B): 5.786107181 · Participants: 19881Boston Scientific Corporation 401(k) Retirement Savings PlanPhilips North America 401(k) Plan, Total assets ($B): 5.779286156 · Participants: 19120Philips North America 401(k) Plan
Carroll Enterprises, Inc. 401(k)Plan vs. nearby 401(k) plans in Massachusetts, assets vs. participants
Compare Carroll Enterprises, Inc. 401(k)Plan side-by-side with 3 peers →

Carroll Enterprises, Inc. 401(k)Plan's out-of-state 401(k) peers by assets and headcount

Outside Massachusetts, the nearest 401(k) by assets is General Tool Company, Incorporated 401(k) Plan in OH ($21M); by covered participants it is Austin Medical Center 403b Plan in MN (114 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($21M here).

Similar participant headcount

Nearest other-state filings by covered participants (114 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Carroll Enterprises, Inc. 401(k)Plan assets move in 2023? ▼
Carroll Enterprises, Inc. 401(k)Plan grew sharply - up 22.1% during 2023, from $17M to $21M. Reported net income was $4M.
How have Carroll Enterprises, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Carroll Enterprises, Inc.'s sponsor-wide assets grew 34.5%, from $17M to $23M.
Which 401(k) plans are similar in size to Carroll Enterprises, Inc. 401(k)Plan? ▼
Among 401(k) plans in other states, the closest by assets is General Tool Company, Incorporated 401(k) Plan in OH ($21M, 237 participants).
Which 401(k) plans cover a similar participant headcount to Carroll Enterprises, Inc. 401(k)Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Austin Medical Center 403b Plan in MN (114 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 042497441.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.