ESOP · DOL Form 5500 · 2023

R. D. Niven & Associates, Ltd., ESOP

Data updated 2026-08-25

$13M
Total assets Small plan by assets
34
Participants Small participant base
64th
Percentile by assets National rank
$371,509
Avg per participant High balance/head
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Official DOL plan name: The Niven Marketing Group Employee Stock Ownership Plan · Sponsored by R. D. Niven & Associates, Ltd., · Illinois · Manufacturing

$13M in assets, 34 participants

R. D. Niven & Associates, Ltd.,'s The Niven Marketing Group Employee Stock Ownership Plan reported $13M in total assets and 34 participants in its 2023 DOL Form 5500 filing, ranking in the 64th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #9,575 in Manufacturing (18,722 peers)

R. D. Niven & Associates, Ltd., multi-year trail

R. D. Niven & Associates, Ltd.,'s plans moved +35.3% in assets from 2022 to 2024; this filing shows The Niven Marketing Group Employee Stock Ownership Plan at $13M / 34 participants.

#9,575
in Manufacturing (18,722 peers)
+11.5%
assets growth YoY

The Niven Marketing Group Employee Stock Ownership Plan's mid-pack asset rank among Manufacturing and all filers

The Niven Marketing Group Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$12,631,307 Top 36% higher than 64% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

The Niven Marketing Group Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Niven Marketing Group Employee Stock Ownership Plan is a small filing (34 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • The Niven Marketing Group Employee Stock Ownership Plan reported net income rose from $655K in the plan year 2022 filing to $1M in the plan year 2023 filing.
  • The Niven Marketing Group Employee Stock Ownership Plan end-of-year assets rose from $11M in the plan year 2022 filing to $13M in the plan year 2023 filing.
  • The Niven Marketing Group Employee Stock Ownership Plan reported participants rose from 31 in the plan year 2022 filing to 34 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 860367015 · R. D. Niven & Associates, Ltd., PY 2023 · ESOP

The Niven Marketing Group Employee Stock Ownership Plan · $13M · 34 · 64th

  • SCH $13M
  • EBSA 34
  • PART 64th
  • TYPE ESOP
  • NET near Astro Machine Holdings, Inc. Employee Stock Ownership Plan
  • BOOK ind #9575

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Illinois →

The Niven Marketing Group Employee Stock Ownership Plan in the asset neighbourhood

Provident Savings Bank, F.S.B. Employee Stock Ownership PlanProvident Savings Bank, F.S.…$13MGreene Light Holding Company Employee Stock Ownership PlanGreene Light Holding Company…$13MThe Alloy Engineering Company Employee Stock Ownership PlanThe Alloy Engineering Compan…$13MAstro Machine Holdings, Inc. Employee Stock Ownership PlanAstro Machine Holdings, Inc.…$13MThe Niven Marketing Group Employee Stock Ownership PlanThe Niven Marketing Group Em…$13M
End-of-year total assets ($M) among The Niven Marketing Group Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

R. D. Niven & Associates, Ltd., multi-year asset trail

Sponsor-wide plan assets over time

All R. D. Niven & Associates, Ltd., plans reported in each filing year

Latest sponsor-wide plan assets
$15M 35.33140239325605% vs 2022
2024 filing year
$10M$12M$14M$16M 202220232024 $11.3M $15.3M ▲ +35.3%
Year Plans Participants Total Assets
2022 1 31 $11M
2023 1 34 $13M
2024 1 38 $15M

R. D. Niven & Associates, Ltd., filing trail (2023)

Total Assets (Beginning of Year)$11M
Net Assets (End of Year)$13M
Net Income$1M
Employer EIN860367015
Plan Effective Date2004-01-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in Illinois

Peer ESOP plans, same state, same plan type, ranked by total assets.

The Niven Marketing Group Employee Stock Ownership Plan vs. nearby ESOP plans in Illinois, assets vs. participants Scatter plot of 6 data points. -5000050001000015000 -1012345 Total assets ($B) Participants The Niven Marketing Group Employee Stock Ownership Plan, Total assets ($B): 0.012631307 · Participants: 34The Niven Marketing Group Employee Stock Ownership PlanAmsted Industries Incorporated Employees' Stock Ownership Plan, Total assets ($B): 4.440263476 · Participants: 4738Amsted Industries Incorporated Employees' Stock Ownership PlanKehe Distributors, Inc. Employee Stock Ownership Plan, Total assets ($B): 1.616096816 · Participants: 4251Kehe Distributors, Inc. Employee Stock Ownership PlanScot Forge Company Employee Stock Ownership Plan, Total assets ($B): 1.195072662 · Participants: 486Scot Forge Company Employee Stock Ownership PlanBdo USA Employee Stock Ownership Plan, Total assets ($B): 0.91547863 · Participants: 10168Bdo USA Employee Stock Ownership PlanBdo USA Employee Stock Ownership Plan, Total assets ($B): 0.91547863 · Participants: 10168Bdo USA Employee Stock Ownership Plan
The Niven Marketing Group Employee Stock Ownership Plan vs. nearby ESOP plans in Illinois, assets vs. participants
Compare The Niven Marketing Group Employee Stock Ownership Plan side-by-side with 3 peers →

The Niven Marketing Group Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Illinois, the nearest ESOP by assets is Astro Machine Holdings, Inc. Employee Stock Ownership Plan in PA ($13M); by covered participants it is Rincon Technology, Inc. Employee Stock Ownership Plan in TX (34 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (34 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Niven Marketing Group Employee Stock Ownership Plan assets move in 2023? ▼
The Niven Marketing Group Employee Stock Ownership Plan grew at a solid clip - up 11.5% during 2023, from $11M to $13M. Reported net income was $1M.
How have R. D. Niven & Associates, Ltd., plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), R. D. Niven & Associates, Ltd.,'s sponsor-wide assets grew 35.3%, from $11M to $15M.
Which ESOP plans are similar in size to The Niven Marketing Group Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Astro Machine Holdings, Inc. Employee Stock Ownership Plan in PA ($13M, 110 participants).
Which ESOP plans cover a similar participant headcount to The Niven Marketing Group Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Rincon Technology, Inc. Employee Stock Ownership Plan in TX (34 participants, $6M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 860367015.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.