401(k) · DOL Form 5500 · 2023

Robert E. Caton, M.D. 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets
4
Participants Small participant base
38th
Percentile by assets National rank
$879,458
Avg per participant High balance/head
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Official DOL plan name: Robert E. Caton, M.D. Profit Sharing 401(k) Plan · Sponsored by Robert E. Caton, M.D. · California · Healthcare & Social Assistance

$4M in assets, 4 participants

Robert E. Caton, M.D.'s Robert E. Caton, M.D. Profit Sharing 401(k) Plan reported $4M in total assets and 4 participants in its 2023 DOL Form 5500 filing, ranking in the 38th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,070 in Healthcare & Social Assistance (17,684 peers)

What the 2023 filing shows

Robert E. Caton, M.D. Profit Sharing 401(k) Plan holds $4M for 4 participants - about $879,458 per participant, in the lower half of filed plans by assets.

#7,070
in Healthcare & Social Assistance (17,684 peers)
-1.7%
assets change YoY

The plan reported a net loss of $59K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Robert E. Caton, M.D. Profit Sharing 401(k) Plan's mid-pack asset rank among Healthcare & Social Assistance and all filers

Robert E. Caton, M.D. Profit Sharing 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$3,517,831 38th percentile higher than 38% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Robert E. Caton, M.D. Profit Sharing 401(k) Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Robert E. Caton, M.D. Profit Sharing 401(k) Plan is a micro filing (4 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Robert E. Caton, M.D. Profit Sharing 401(k) Plan reported net income fell from $2K in the plan year 2022 filing to -$59K in the plan year 2023 filing.
  • Robert E. Caton, M.D. Profit Sharing 401(k) Plan reported participants fell from 6 in the plan year 2022 filing to 4 in the plan year 2023 filing.
  • Robert E. Caton, M.D. Profit Sharing 401(k) Plan end-of-year assets fell from $4M in the plan year 2022 filing to $4M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 770220492 · Robert E. Caton, M.D. PY 2023 · 401(k)

Robert E. Caton, M.D. Profit Sharing 401(k) Plan · $4M · 4 · 38th

  • VS-ST $4M
  • BOY 4
  • SCH 38th
  • EBSA 401(k)
  • PART near Gas Global Services, LLC. Employees 401(k) Plan
  • TYPE ind #7070

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in California →

Robert E. Caton, M.D. Profit Sharing 401(k) Plan in the asset neighbourhood

Robert E. Caton, M.D. Profit Sharing 401(k) PlanRobert E. Caton, M.D. Profit…$4MGas Global Services, LLC. Employees 401(k) PlanGas Global Services, LLC. Em…$4M401(k) Profit Sharing Plan for Employees of Bayaud Enterprises, Inc.401(k) Profit Sharing Plan f…$4MKawasaki Tennessee Inc. 401(k) PlanKawasaki Tennessee Inc. 401(…$4MHurst Review Services, Inc. 401(k) PlanHurst Review Services, Inc. …$4M
End-of-year total assets ($M) among Robert E. Caton, M.D. Profit Sharing 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Filing particulars (2023)

Total Assets (Beginning of Year)$4M
Net Assets (End of Year)$4M
Net Income-$59K
Employer EIN770220492
Plan Effective Date2012-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Robert E. Caton, M.D.)

Sponsor-wide plan assets over time

All Robert E. Caton, M.D. plans reported in each filing year

Latest sponsor-wide plan assets
$4M 4.19428949073735% vs 2022
2024 filing year
$3.4M$3.5M$3.6M$3.7M$3.8M 202220232024 $3.58M $3.73M ▲ +4.2%
Year Plans Participants Total Assets
2022 1 6 $4M
2023 1 4 $4M
2024 1 6 $4M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Robert E. Caton, M.D. Profit Sharing 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Robert E. Caton, M.D. Profit Sharing 401(k) Plan, Total assets ($B): 0.003517831 · Participants: 4Robert E. Caton, M.D. Profit Sharing 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Robert E. Caton, M.D. Profit Sharing 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Robert E. Caton, M.D. Profit Sharing 401(k) Plan side-by-side with 3 peers →

Robert E. Caton, M.D. Profit Sharing 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Gas Global Services, LLC. Employees 401(k) Plan in TX ($4M); by covered participants it is Makingchg, Inc. Retirement Plan in TN (4 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (4 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Robert E. Caton, M.D. Profit Sharing 401(k) Plan assets move in 2023? ▼
Robert E. Caton, M.D. Profit Sharing 401(k) Plan edged down modestly - down 1.7% during 2023, from $4M to $4M. Reported net income was -$59K.
How have Robert E. Caton, M.D. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Robert E. Caton, M.D.'s sponsor-wide assets grew 4.2%, from $4M to $4M.
Which 401(k) plans are similar in size to Robert E. Caton, M.D. Profit Sharing 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Gas Global Services, LLC. Employees 401(k) Plan in TX ($4M, 125 participants).
Which 401(k) plans cover a similar participant headcount to Robert E. Caton, M.D. Profit Sharing 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Makingchg, Inc. Retirement Plan in TN (4 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 770220492.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.