401(k) · DOL Form 5500 · 2023
Neville Rodie & Shaw Inc 401(k) Plan
Data updated 2026-08-25
- $16M
- Total assets Small plan by assets
- 14
- Participants Small participant base
- 68th
- Percentile by assets National rank
- $1.1M
- Avg per participant High balance/head
Official DOL plan name: Neville Rodie & Shaw Inc 401(k) Profit Sharing Plan & Trust · Sponsored by Neville Rodie & Shaw Inc · New York · Finance & Insurance
$16M in assets, 14 participants
Neville Rodie & Shaw Inc's Neville Rodie & Shaw Inc 401(k) Profit Sharing Plan & Trust reported $16M in total assets and 14 participants in its 2023 DOL Form 5500 filing, ranking in the 68th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #4,769 in Finance & Insurance (8,869 peers)
Neville Rodie & Shaw Inc multi-year trail
Neville Rodie & Shaw Inc's plans moved +57.6% in assets from 2022 to 2024; this filing shows Neville Rodie & Shaw Inc 401(k) Profit Sharing Plan & Trust at $16M / 14 participants.
- #4,769
- in Finance & Insurance (8,869 peers)
- +28.9%
- assets growth YoY
Neville Rodie & Shaw Inc 401(k) Profit Sharing Plan & Trust's outsized position by total assets
Neville Rodie & Shaw Inc 401(k) Profit Sharing Plan & Trust vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$15,890,587 Top 32% higher than 68% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Neville Rodie & Shaw Inc 401(k) Profit Sharing Plan & Trust among smaller filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Neville Rodie & Shaw Inc 401(k) Profit Sharing Plan & Trust is a small filing (14 participants) on this national headcount ladder.
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Neville Rodie & Shaw Inc 401(k) Profit Sharing Plan & Trust reported net income rose from -$5M in the plan year 2022 filing to $4M in the plan year 2023 filing.
- Neville Rodie & Shaw Inc 401(k) Profit Sharing Plan & Trust end-of-year assets rose from $12M in the plan year 2022 filing to $16M in the plan year 2023 filing.
- Neville Rodie & Shaw Inc 401(k) Profit Sharing Plan & Trust reported participants fell from 15 in the plan year 2022 filing to 14 in the plan year 2023 filing.
EBSA filing schedule strip
Filing strip 132571744 · Neville Rodie & Shaw Inc PY 2023 · 401(k)
Neville Rodie & Shaw Inc 401(k) Profit Sharing Plan & Trust · $16M · 14 · 68th
- BOY $16M
- SCH 14
- EBSA 68th
- PART 401(k)
- TYPE near Xanedu Publishing Retirement Plan
- NET ind #4769
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Neville Rodie & Shaw Inc 401(k) Profit Sharing Plan & Trust in the asset neighbourhood
Neville Rodie & Shaw Inc multi-year asset trail
Sponsor-wide plan assets over time
All Neville Rodie & Shaw Inc plans reported in each filing year
- Latest sponsor-wide plan assets
- $19M 57.568569049672526% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 15 | $12M |
| 2023 | 1 | 14 | $16M |
| 2024 | 1 | 14 | $19M |
Neville Rodie & Shaw Inc filing trail (2023)
| Total Assets (Beginning of Year) | $12M |
|---|---|
| Net Assets (End of Year) | $16M |
| Net Income | $4M |
| Employer EIN | 132571744 |
| Plan Effective Date | 2000-01-01 |
| Filing Status | FILING RECEIVED |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Neville Rodie & Shaw Inc 401(k) Profit Sharing Plan & Trust's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Xanedu Publishing Retirement Plan in MI ($16M); by covered participants it is Gibbs Maintenance, Profit Sharing Plan and Trust in CA (14 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($16M here).
- Xanedu Publishing Retirement Plan (MI) $16M · 105
- Para La Naturaleza Retirement Plan (PR) $16M · 147
- 4m Research, Inc. 401(k) Plan (AL) $16M · 85
- Prism Spectrum Ehg 401(k) Plan (PA) $16M · 526
Similar participant headcount
Nearest other-state filings by covered participants (14 participants); asset peers above are excluded.
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.