401(k) · DOL Form 5500 · 2023

Empire State Mines, LLC 401(k) Plan

Data updated 2026-08-25

$6M
Total assets Small plan by assets
139
Participants Small participant base
46th
Percentile by assets National rank
$39,581
Avg per participant Low balance/head
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Official DOL plan name: Empire State Mines 401(k) Retirement Plan · Sponsored by Empire State Mines, LLC · New York · Mining & Oil Extraction

$6M in assets, 139 participants

Empire State Mines, LLC's Empire State Mines 401(k) Retirement Plan reported $6M in total assets and 139 participants in its 2023 DOL Form 5500 filing, ranking in the 46th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #201 in Mining & Oil Extraction (811 peers)

Coverage in New York

Empire State Mines 401(k) Retirement Plan covers 139 participants in New York, about 17% of the average New York filer (state average ~798 per filing). Assets: $6M.

#201
in Mining & Oil Extraction (811 peers)
+58.4%
assets growth YoY

Empire State Mines 401(k) Retirement Plan's mid-pack asset rank among Mining & Oil Extraction and all filers

Empire State Mines 401(k) Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$5,501,813 46th percentile higher than 46% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Empire State Mines 401(k) Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Empire State Mines 401(k) Retirement Plan sits mid-pack in the medium band (139 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Empire State Mines 401(k) Retirement Plan reported net income rose from $263K in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Empire State Mines 401(k) Retirement Plan end-of-year assets rose from $3M in the plan year 2022 filing to $6M in the plan year 2023 filing.
  • Empire State Mines 401(k) Retirement Plan reported participants rose from 117 in the plan year 2022 filing to 139 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 830361818 · Empire State Mines, LLC PY 2023 · 401(k)

Empire State Mines 401(k) Retirement Plan · $6M · 139 · 46th

  • ASSETS $6M
  • ASSETS 139
  • ASSETS 46th
  • ASSETS 401(k)
  • ASSETS near Total Employee Leasing 401(k) Plan
  • ASSETS ind #201

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Mining & Oil Extraction retirement plans → · Plans in New York →

Empire State Mines 401(k) Retirement Plan in the asset neighbourhood

Empire State Mines 401(k) Retirement PlanEmpire State Mines 401(k) Re…$6MTotal Employee Leasing 401(k) PlanTotal Employee Leasing 401(k…$6MDidion Manufacturing Company 401(k) Profit Sharing PlanDidion Manufacturing Company…$6MOpuscare Management LLC 401(k) Safe Harbor PlanOpuscare Management LLC 401(…$6MOci LLC Delaware 401(k)$6M
End-of-year total assets ($M) among Empire State Mines 401(k) Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$6M
Net Income$2M
Employer EIN830361818
Plan Effective Date2018-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Empire State Mines, LLC)

Sponsor-wide plan assets over time

All Empire State Mines, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$7M 102.68860633947803% vs 2022
2024 filing year
$2M$4M$6M$8M 202220232024 $3.47M $7.04M ▲ +102.9%
Year Plans Participants Total Assets
2022 1 117 $3M
2023 1 139 $6M
2024 1 136 $7M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Empire State Mines 401(k) Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Empire State Mines 401(k) Retirement Plan, Total assets ($B): 0.005501813 · Participants: 139Empire State Mines 401(k) Retirement PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Empire State Mines 401(k) Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Empire State Mines 401(k) Retirement Plan side-by-side with 3 peers →

Empire State Mines 401(k) Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Total Employee Leasing 401(k) Plan in FL ($6M); by covered participants it is Daman Products Company, Inc. 401(k) and Profit Sharing Plan in IN (139 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (139 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Empire State Mines 401(k) Retirement Plan assets move in 2023? ▼
Empire State Mines 401(k) Retirement Plan surged - up 58.4% during 2023, from $3M to $6M. Reported net income was $2M.
How have Empire State Mines, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Empire State Mines, LLC's sponsor-wide assets grew 102.7%, from $3M to $7M.
Which 401(k) plans are similar in size to Empire State Mines 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Total Employee Leasing 401(k) Plan in FL ($6M, 570 participants).
Which 401(k) plans cover a similar participant headcount to Empire State Mines 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Daman Products Company, Inc. 401(k) and Profit Sharing Plan in IN (139 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 830361818.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.