401(k) · DOL Form 5500 · 2023

Brock and Company, Inc. 401(k) Plan

Data updated 2026-08-25

$12M
Total assets Small plan by assets
292
Participants Below avg headcount
63rd
Percentile by assets National rank
$41,727
Avg per participant Low balance/head
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Official DOL plan name: Brock and Company, Inc. 401(k) Retirement Plan · Sponsored by Brock and Company, Inc. · Pennsylvania · Food Services & Accommodation

$12M in assets, 292 participants

Brock and Company, Inc.'s Brock and Company, Inc. 401(k) Retirement Plan reported $12M in total assets and 292 participants in its 2023 DOL Form 5500 filing, ranking in the 63rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,371 in Food Services & Accommodation (3,828 peers)

Coverage in Pennsylvania

Brock and Company, Inc. 401(k) Retirement Plan covers 292 participants in Pennsylvania, about 36% of the average Pennsylvania filer (state average ~822 per filing). Assets: $12M.

#3,371
in Food Services & Accommodation (3,828 peers)
+21.9%
assets growth YoY

Brock and Company, Inc. 401(k) Retirement Plan's mid-pack asset rank among Food Services & Accommodation and all filers

Brock and Company, Inc. 401(k) Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$12,184,371 Top 37% higher than 63% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Brock and Company, Inc. 401(k) Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Brock and Company, Inc. 401(k) Retirement Plan sits mid-pack in the medium band (292 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Brock and Company, Inc. 401(k) Retirement Plan reported net income rose from -$3M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Brock and Company, Inc. 401(k) Retirement Plan end-of-year assets rose from $10M in the plan year 2022 filing to $12M in the plan year 2023 filing.
  • Brock and Company, Inc. 401(k) Retirement Plan reported participants fell from 305 in the plan year 2022 filing to 292 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 231294892 · Brock and Company, Inc. PY 2023 · 401(k)

Brock and Company, Inc. 401(k) Retirement Plan · $12M · 292 · 63rd

  • EOY $12M
  • EOY 292
  • EOY 63rd
  • EOY 401(k)
  • EOY near Sage Parts Plus, Inc. 401(k) Savings Plan
  • EOY ind #3371

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Food Services & Accommodation retirement plans → · Plans in Pennsylvania →

Brock and Company, Inc. 401(k) Retirement Plan in the asset neighbourhood

Brock and Company, Inc. 401(k) Retirement PlanBrock and Company, Inc. 401(…$12MSage Parts Plus, Inc. 401(k) Savings PlanSage Parts Plus, Inc. 401(k)…$12MCerco I, Inc. 401(k) Profit Sharing PlanCerco I, Inc. 401(k) Profit …$12MUpdater Inc. 401(k) Plan$12MHk Enterprises, Inc. 401(k) Profit Sharing PlanHk Enterprises, Inc. 401(k) …$12M
End-of-year total assets ($M) among Brock and Company, Inc. 401(k) Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Pennsylvania filing particulars

Total Assets (Beginning of Year)$10M
Net Assets (End of Year)$12M
Net Income$2M
Employer EIN231294892
Plan Effective Date1985-09-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Brock and Company, Inc.)

Sponsor-wide plan assets over time

All Brock and Company, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$13M 32.99830181924503% vs 2022
2024 filing year
$9M$10M$11M$12M$13M$14M 202220232024 $10M $13.3M ▲ +33.0%
Year Plans Participants Total Assets
2022 1 305 $10M
2023 1 292 $12M
2024 1 307 $13M

Nearby 401(k) Plans in Pennsylvania

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Brock and Company, Inc. 401(k) Retirement Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants Scatter plot of 6 data points. -50000050000100000 -505101520 Total assets ($B) Participants Brock and Company, Inc. 401(k) Retirement Plan, Total assets ($B): 0.012184371 · Participants: 292Brock and Company, Inc. 401(k) Retirement PlanComcast Corporation Retirement - Investment Plan, Total assets ($B): 17.368669862 · Participants: 93136Comcast Corporation Retirement - Investment PlanCigna 401(k) Plan, Total assets ($B): 13.003870935 · Participants: 66760Cigna 401(k) PlanThe Vanguard Retirement and Savings Plan, Total assets ($B): 9.765617477 · Participants: 18200The Vanguard Retirement and Savings PlanThe PNC Financial Services Group, Inc. Incentive Savings Plan, Total assets ($B): 9.339762 · Participants: 61697The PNC Financial Services Group, Inc. Incentive Savings PlanThe Bank of New York Mellon Corporation 401(k) Savings Plan, Total assets ($B): 8.955655142 · Participants: 25184The Bank of New York Mellon Corporation 401(k) Savings Plan
Brock and Company, Inc. 401(k) Retirement Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants
Compare Brock and Company, Inc. 401(k) Retirement Plan side-by-side with 3 peers →

Brock and Company, Inc. 401(k) Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Pennsylvania, the nearest 401(k) by assets is Sage Parts Plus, Inc. 401(k) Savings Plan in NY ($12M); by covered participants it is Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan in MO (292 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($12M here).

Similar participant headcount

Nearest other-state filings by covered participants (292 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Brock and Company, Inc. 401(k) Retirement Plan assets move in 2023? ▼
Brock and Company, Inc. 401(k) Retirement Plan grew sharply - up 21.9% during 2023, from $10M to $12M. Reported net income was $2M.
How have Brock and Company, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Brock and Company, Inc.'s sponsor-wide assets grew 33.0%, from $10M to $13M.
Which 401(k) plans are similar in size to Brock and Company, Inc. 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Sage Parts Plus, Inc. 401(k) Savings Plan in NY ($12M, 156 participants).
Which 401(k) plans cover a similar participant headcount to Brock and Company, Inc. 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Hawthorn Bancshares, Inc. Profit Sharing 401(k) Plan in MO (292 participants, $45M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 231294892.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.