401(k) · DOL Form 5500 · 2023

Hawthorne Foundation, Inc. 401(k) Plan

Data updated 2026-08-25

$6M
Total assets Small plan by assets
391
Participants Below avg headcount
48th
Percentile by assets National rank
$15,400
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Hawthorne Foundation, Inc, 403(b) Tda Plan · Sponsored by Hawthorne Foundation, Inc. · New York · Educational Services

$6M in assets, 391 participants

Hawthorne Foundation, Inc.'s Hawthorne Foundation, Inc, 403(b) Tda Plan reported $6M in total assets and 391 participants in its 2023 DOL Form 5500 filing, ranking in the 48th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #1,218 in Educational Services (3,735 peers)

Coverage in New York

Hawthorne Foundation, Inc, 403(b) Tda Plan covers 391 participants in New York, about 49% of the average New York filer (state average ~798 per filing). Assets: $6M.

#1,218
in Educational Services (3,735 peers)
+10.3%
assets growth YoY

Hawthorne Foundation, Inc, 403(b) Tda Plan's mid-pack asset rank among Educational Services and all filers

Hawthorne Foundation, Inc, 403(b) Tda Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$6,021,232 48th percentile higher than 48% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Hawthorne Foundation, Inc, 403(b) Tda Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Hawthorne Foundation, Inc, 403(b) Tda Plan sits mid-pack in the medium band (391 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Hawthorne Foundation, Inc, 403(b) Tda Plan reported net income rose from -$404K in the plan year 2022 filing to $564K in the plan year 2023 filing.
  • Hawthorne Foundation, Inc, 403(b) Tda Plan end-of-year assets rose from $5M in the plan year 2022 filing to $6M in the plan year 2023 filing.
  • Hawthorne Foundation, Inc, 403(b) Tda Plan reported participants rose from 361 in the plan year 2022 filing to 391 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 133447893 · Hawthorne Foundation, Inc. PY 2023 · 401(k)

Hawthorne Foundation, Inc, 403(b) Tda Plan · $6M · 391 · 48th

  • EIN $6M
  • RANK 391
  • PHOTO 48th
  • IND 401(k)
  • EOY near Ezoic 401(k) Plan
  • 5500 ind #1218

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Educational Services retirement plans → · Plans in New York →

Hawthorne Foundation, Inc, 403(b) Tda Plan in the asset neighbourhood

Hawthorne Foundation, Inc, 403(b) Tda PlanHawthorne Foundation, Inc, 4…$6MEzoic 401(k) Plan$6MWeisser Distributing, Inc. 401(k) Profit Sharing PlanWeisser Distributing, Inc. 4…$6ML.K.L. Associates, Inc. 401(k) Profit Sharing PlanL.K.L. Associates, Inc. 401(…$6MVolk Enterprises, Inc./Safety Today 401(k) Plan and TrustVolk Enterprises, Inc./Safet…$6M
End-of-year total assets ($M) among Hawthorne Foundation, Inc, 403(b) Tda Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$5M
Net Assets (End of Year)$6M
Net Income$564K
Employer EIN133447893
Plan Effective Date2005-09-09
Filing StatusFILING RECEIVED

Sponsor Plan History (Hawthorne Foundation, Inc.)

Sponsor-wide plan assets over time

All Hawthorne Foundation, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$13M 20.039510415884155% vs 2022
2024 filing year
$10M$11M$12M$13M$14M 202220232024 $11.2M $13.5M ▲ +20.1%
Year Plans Participants Total Assets
2022 2 569 $11M
2023 2 640 $13M
2024 2 688 $13M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Hawthorne Foundation, Inc, 403(b) Tda Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Hawthorne Foundation, Inc, 403(b) Tda Plan, Total assets ($B): 0.006021232 · Participants: 391Hawthorne Foundation, Inc, 403(b) Tda PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Hawthorne Foundation, Inc, 403(b) Tda Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Hawthorne Foundation, Inc, 403(b) Tda Plan side-by-side with 3 peers →

Hawthorne Foundation, Inc, 403(b) Tda Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Ezoic 401(k) Plan in CA ($6M); by covered participants it is The Bmw Management, Inc. Employee 401(k) Plan in CA (391 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (391 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Hawthorne Foundation, Inc, 403(b) Tda Plan assets move in 2023? ▼
Hawthorne Foundation, Inc, 403(b) Tda Plan grew at a solid clip - up 10.3% during 2023, from $5M to $6M. Reported net income was $564K.
How have Hawthorne Foundation, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Hawthorne Foundation, Inc.'s sponsor-wide assets grew 20.0%, from $11M to $13M.
Which 401(k) plans are similar in size to Hawthorne Foundation, Inc, 403(b) Tda Plan? ▼
Among 401(k) plans in other states, the closest by assets is Ezoic 401(k) Plan in CA ($6M, 219 participants).
Which 401(k) plans cover a similar participant headcount to Hawthorne Foundation, Inc, 403(b) Tda Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is The Bmw Management, Inc. Employee 401(k) Plan in CA (391 participants, $343K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133447893.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.