401(k) · DOL Form 5500 · 2023

Windrose Advisors, LLC 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets: 17
Participants Small participant base: 42nd
Percentile by assets National rank: $256,367
Avg per participant Above avg balance/head

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Official DOL plan name: Windrose 401(k) Plan · Sponsored by Windrose Advisors, LLC · Massachusetts · Finance & Insurance

$4M in assets, 17 participants

Windrose Advisors, LLC's Windrose 401(k) Plan reported $4M in total assets and 17 participants in its 2023 DOL Form 5500 filing, ranking in the 42nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#2,597 in Finance & Insurance (8,869 peers)

Windrose Advisors, LLC multi-year trail

Windrose Advisors, LLC's plans moved +57.2% in assets from 2022 to 2024; this filing shows Windrose 401(k) Plan at $4M / 17 participants.

#2,597
in Finance & Insurance (8,869 peers): +21.2%
assets growth YoY

Windrose 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Windrose 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$4,358,243 42nd percentile higher than 42% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Windrose 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Windrose 401(k) Plan is a small filing (17 participants) on this national headcount ladder.

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Windrose 401(k) Plan reported net income rose from $418K in the plan year 2022 filing to $763K in the plan year 2023 filing.
Windrose 401(k) Plan end-of-year assets rose from $4M in the plan year 2022 filing to $4M in the plan year 2023 filing.
Windrose 401(k) Plan reported participants rose from 15 in the plan year 2022 filing to 17 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 270558294 · Windrose Advisors, LLC PY 2023 · 401(k)

Windrose 401(k) Plan · $4M · 17 · 42nd

PCT $4M
PCT 17
PCT 42nd
PCT 401(k)
PCT near Top Notch Fence 401(k)
PCT ind #2597

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Massachusetts →

End-of-year total assets ($M) among Windrose 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Windrose Advisors, LLC multi-year asset trail

Latest sponsor-wide plan assets: $6M 57.17737606150543% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	15	$4M
2023	1	17	$4M
2024	1	20	$6M

Windrose Advisors, LLC filing trail (2023)

Total Assets (Beginning of Year)	$4M
Net Assets (End of Year)	$4M
Net Income	$763K
Employer EIN	270558294
Plan Effective Date	2010-01-01
Filing Status	FILING RECEIVED

Nearby 401(k) Plans in Massachusetts

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Windrose 401(k) Plan vs. nearby 401(k) plans in Massachusetts, assets vs. participants

Fidelity Retirement Savings Plan $28.6B · 62,289
Liberty Mutual 401(k) Plan $10.6B · 37,052
Massachusetts Institute of Technology Supplemental 401(k) Plan $6.8B · 14,094
Boston Scientific Corporation 401(k) Retirement Savings Plan $5.8B · 19,881
Philips North America 401(k) Plan $5.8B · 19,120

Compare Windrose 401(k) Plan side-by-side with 3 peers →

Windrose 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Massachusetts, the nearest 401(k) by assets is Top Notch Fence 401(k) in TX ($4M); by covered participants it is Surgical Associates of La Jolla Medical Group Inc. Profit Sharing Plan in CA (17 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($4M here).

Top Notch Fence 401(k) (TX) $4M · 2
Resource Logistics Inc. 401(k) Plan (NJ) $4M · 242
Childcaregroup 401(k) Plan (TX) $4M · 396
Buechel Stone Corp. 401(k) Profit Sharing Plan (WI) $4M · 141

Similar participant headcount

Nearest other-state filings by covered participants (17 participants); asset peers above are excluded.

Surgical Associates of La Jolla Medical Group Inc. Profit Sharing Plan (CA) 17 · 0 off
Cjp Encore, Inc. 401(k) Profit Sharing Plan (TX) 17 · 0 off
Wicap 401 (K) Plan (ID) 17 · 0 off
Harvey Alpert & Company, Inc. 401(k) Profit Sharing Plan (CA) 17 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Windrose 401(k) Plan assets move in 2023? ▼

Windrose 401(k) Plan grew sharply - up 21.2% during 2023, from $4M to $4M. Reported net income was $763K.

How have Windrose Advisors, LLC plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Windrose Advisors, LLC's sponsor-wide assets grew 57.2%, from $4M to $6M.

Which 401(k) plans are similar in size to Windrose 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Top Notch Fence 401(k) in TX ($4M, 2 participants).

Which 401(k) plans cover a similar participant headcount to Windrose 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Surgical Associates of La Jolla Medical Group Inc. Profit Sharing Plan in CA (17 participants, $6M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 270558294.