401(k) · DOL Form 5500 · 2023

Tri-State Orthopaedic Surgeons Inc. 401(k) Plan

Data updated 2026-08-25

$40M
Total assets Below avg plan size
203
Participants Below avg headcount
83rd
Percentile by assets National rank
$195,888
Avg per participant Above avg balance/head
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Official DOL plan name: Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan · Sponsored by Tri-State Orthopaedic Surgeons Inc. · Indiana · Healthcare & Social Assistance

$40M in assets, 203 participants

Tri-State Orthopaedic Surgeons Inc.'s Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan reported $40M in total assets and 203 participants in its 2023 DOL Form 5500 filing, ranking in the 83rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #15,116 in Healthcare & Social Assistance (17,684 peers)

Coverage in Indiana

Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan covers 203 participants in Indiana, about 38% of the average Indiana filer (state average ~541 per filing). Assets: $40M.

#15,116
in Healthcare & Social Assistance (17,684 peers)
+14.5%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan's outsized position by total assets

Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$39,765,251 Top 17% higher than 83% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan sits mid-pack in the medium band (203 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan reported net income rose from -$4M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan end-of-year assets rose from $35M in the plan year 2022 filing to $40M in the plan year 2023 filing.
  • Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan reported participants rose from 183 in the plan year 2022 filing to 203 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 351284898 · Tri-State Orthopaedic Surgeons Inc. PY 2023 · 401(k)

Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan · $40M · 203 · 83rd

  • SCH $40M
  • SCH 203
  • SCH 83rd
  • SCH 401(k)
  • SCH near 21st Century Equipment, LLC 401(k) Plan
  • SCH ind #15116

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in Indiana →

Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan in the asset neighbourhood

Tri-State Orthopaedic Surgeons, Inc. 401(k) PlanTri-State Orthopaedic Surgeo…$40M21st Century Equipment, LLC 401(k) Plan21st Century Equipment, LLC …$40MMoritt Hock & Hamroff LLP 401(k) Profit Sharing PlanMoritt Hock & Hamroff LLP 40…$40MStar Lumber & Supply Company, Inc. 401(k) PlanStar Lumber & Supply Company…$40MMagotteaux, Inc. Asset Accumulation 401(k) Retirement PlanMagotteaux, Inc. Asset Accum…$40M
End-of-year total assets ($M) among Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Indiana filing particulars

Total Assets (Beginning of Year)$35M
Net Assets (End of Year)$40M
Net Income$5M
Employer EIN351284898
Plan Effective Date1976-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Tri-State Orthopaedic Surgeons Inc.)

Sponsor-wide plan assets over time

All Tri-State Orthopaedic Surgeons Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$44M 26.626073225172327% vs 2022
2024 filing year
$30M$35M$40M$45M 202220232024 $34.7M $44M ▲ +26.6%
Year Plans Participants Total Assets
2022 1 183 $35M
2023 1 203 $40M
2024 1 192 $44M

Nearby 401(k) Plans in Indiana

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan vs. nearby 401(k) plans in Indiana, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000100000 -5051015 Total assets ($B) Participants Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan, Total assets ($B): 0.039765251 · Participants: 203Tri-State Orthopaedic Surgeons, Inc. 401(k) PlanThe Lilly Employee 401(k) Plan, Total assets ($B): 11.133214731 · Participants: 17583The Lilly Employee 401(k) PlanElevance Health 401(k) Plan, Total assets ($B): 11.042395257 · Participants: 76590Elevance Health 401(k) PlanCummins Retirement and Savings Plan, Total assets ($B): 5.730057183 · Participants: 28381Cummins Retirement and Savings PlanIu Health 401(k) Savings Plan, Total assets ($B): 3.907792365 · Participants: 38575Iu Health 401(k) Savings PlanSteel Dynamics, Inc. Profit Sharing and Retirement Savings Plan, Total assets ($B): 2.573079703 · Participants: 9015Steel Dynamics, Inc. Profit Sharing and Retirement Savings Plan
Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan vs. nearby 401(k) plans in Indiana, assets vs. participants
Compare Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan side-by-side with 3 peers →

Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Indiana, the nearest 401(k) by assets is 21st Century Equipment, LLC 401(k) Plan in NE ($40M); by covered participants it is Permian Ford-Lincoln-Mercury, Inc. 401(k) Profit Sharing Plan in NM (203 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (203 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan assets move in 2023? ▼
Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan grew at a solid clip - up 14.5% during 2023, from $35M to $40M. Reported net income was $5M.
How have Tri-State Orthopaedic Surgeons Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Tri-State Orthopaedic Surgeons Inc.'s sponsor-wide assets grew 26.6%, from $35M to $44M.
Where does Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan ranks in the 83rd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is 21st Century Equipment, LLC 401(k) Plan in NE ($40M, 359 participants).
Which 401(k) plans cover a similar participant headcount to Tri-State Orthopaedic Surgeons, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Permian Ford-Lincoln-Mercury, Inc. 401(k) Profit Sharing Plan in NM (203 participants, $7M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 351284898.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.