401(k) · DOL Form 5500 · 2023
Gugino & Mortimer, PLC 401(k) Plan
Data updated 2026-08-25
- $3M
- Total assets Small plan by assets
- 3
- Participants Small participant base
- 38th
- Percentile by assets National rank
- $1.2M
- Avg per participant High balance/head
Official DOL plan name: Gugino & Mortimer, PLC Profit Sharing Plan · Sponsored by Gugino & Mortimer, PLC · Arizona · Professional & Technical Services
$3M in assets, 3 participants
Gugino & Mortimer, PLC's Gugino & Mortimer, PLC Profit Sharing Plan reported $3M in total assets and 3 participants in its 2023 DOL Form 5500 filing, ranking in the 38th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #7,135 in Professional & Technical Services (20,321 peers)
What the 2023 filing shows
Gugino & Mortimer, PLC Profit Sharing Plan holds $3M for 3 participants - about $1.2M per participant, in the lower half of filed plans by assets.
- #7,135
- in Professional & Technical Services (20,321 peers)
- +1.4%
- assets growth YoY
Gugino & Mortimer, PLC Profit Sharing Plan's mid-pack asset rank among Professional & Technical Services and all filers
Gugino & Mortimer, PLC Profit Sharing Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$3,499,895 38th percentile higher than 38% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Gugino & Mortimer, PLC Profit Sharing Plan among micro filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Gugino & Mortimer, PLC Profit Sharing Plan is a micro filing (3 participants), the leftmost band.
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Gugino & Mortimer, PLC Profit Sharing Plan reported net income rose from -$93K in the plan year 2022 filing to $48K in the plan year 2023 filing.
- Gugino & Mortimer, PLC Profit Sharing Plan end-of-year assets rose from $3M in the plan year 2022 filing to $3M in the plan year 2023 filing.
Plan-year Form 5500 strip
Filing strip 201598812 · Gugino & Mortimer, PLC PY 2023 · 401(k)
Gugino & Mortimer, PLC Profit Sharing Plan · $3M · 3 · 38th
- PCT $3M
- EIN 3
- RANK 38th
- PHOTO 401(k)
- IND near Mgt 401(k)
- EOY ind #7135
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Arizona →
Gugino & Mortimer, PLC Profit Sharing Plan in the asset neighbourhood
Filing particulars (2023)
| Total Assets (Beginning of Year) | $3M |
|---|---|
| Net Assets (End of Year) | $3M |
| Net Income | $48K |
| Employer EIN | 201598812 |
| Plan Effective Date | 1993-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Gugino & Mortimer, PLC)
Sponsor-wide plan assets over time
All Gugino & Mortimer, PLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $3M 0.3768625511885654% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 3 | $3M |
| 2023 | 1 | 3 | $3M |
| 2024 | 1 | 3 | $3M |
Nearby 401(k) Plans in Arizona
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Bechtel Trust & Thrift Plan $5.7B · 7,448
- Banner Health Employees 401(k) Plan $4.3B · 52,452
- Republic Services, Inc. 401(k) Plan $2.4B · 28,131
- Freeport-Mcmoran Inc. Employee Capital Accumulation Program $2.3B · 13,105
- Stantec 401(k) Plan $2.0B · 10,719
Gugino & Mortimer, PLC Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount
Outside Arizona, the nearest 401(k) by assets is Mgt 401(k) in CA ($3M); by covered participants it is Cookeville Urology PLC 401(k) Profit Sharing Plan in TN (3 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($3M here).
- Mgt 401(k) (CA) $3M · 1
- Angel Studios Inc 401(k) Profit Sharing Plan & Trust (UT) $3M · 139
- Becket Fund 401(k) Plan (DC) $4M · 45
- Sti Firearms 401(k) Plan (TX) $4M · 178
Similar participant headcount
Nearest other-state filings by covered participants (3 participants); asset peers above are excluded.
- Cookeville Urology PLC 401(k) Profit Sharing Plan (TN) 3 · 0 off
- Md4m, Inc. 401(k) Plan (CO) 3 · 0 off
- J K B Solutions Retirement Plan (TX) 3 · 0 off
- P&j Holdings, Inc. 401(k) Profit Sharing Plan (MN) 3 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.