ESOP · DOL Form 5500 · 2023

F.L. Putnam Investment Management Company ESOP

Data updated 2026-08-25

$3M
Total assets Small plan by assets
97
Participants Small participant base
35th
Percentile by assets National rank
$28,937
Avg per participant Low balance/head
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Official DOL plan name: F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan · Sponsored by F.L. Putnam Investment Management Company · Maine · Finance & Insurance

$3M in assets, 97 participants

F.L. Putnam Investment Management Company's F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan reported $3M in total assets and 97 participants in its 2023 DOL Form 5500 filing, ranking in the 35th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,137 in Finance & Insurance (8,869 peers)

2023 asset change

F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan grew at a solid clip 13.3% in 2023 ($2M → $3M) for 97 participants.

#2,137
in Finance & Insurance (8,869 peers)
+13.3%
assets growth YoY

F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan's mid-pack asset rank among Finance & Insurance and all filers

F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,806,873 35th percentile higher than 35% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan is a small filing (97 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan reported net income fell from $654K in the plan year 2022 filing to $249K in the plan year 2023 filing.
  • F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan reported participants rose from 85 in the plan year 2022 filing to 97 in the plan year 2023 filing.
  • F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan end-of-year assets rose from $2M in the plan year 2022 filing to $3M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 010462678 · F.L. Putnam Investment Management Company PY 2023 · ESOP

F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan · $3M · 97 · 35th

  • 5500 $3M
  • 5500 97
  • 5500 35th
  • 5500 ESOP
  • 5500 near Kinetic Fundraising, Incorporated Employee Stock Ownership Plan
  • 5500 ind #2137

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Maine →

F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan in the asset neighbourhood

F. L. Putnam Investment Management Company Employee Stock Ownerhip PlanF. L. Putnam Investment Mana…$3MKinetic Fundraising, Incorporated Employee Stock Ownership PlanKinetic Fundraising, Incorpo…$3MDigital Assurance Certification Employee Stock Ownership PlanDigital Assurance Certificat…$3MExpresscare Employee Stock Ownership PlanExpresscare Employee Stock O…$3MFogle Pump & Supply, Inc. Employee Stock Ownership PlanFogle Pump & Supply, Inc. Em…$3M
End-of-year total assets ($M) among F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

F.L. Putnam Investment Management Company years around the 2023 move

Sponsor-wide plan assets over time

All F.L. Putnam Investment Management Company plans reported in each filing year

Latest sponsor-wide plan assets
N/A
2024 filing year
$0M$1M$2M$3M$4M 202220232024 $2.48M $0M ▼ -100.0%
Year Plans Participants Total Assets
2022 1 85 $2M
2023 1 97 $3M
2024 1 95 N/A

2023 asset-move particulars

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$3M
Net Income$249K
Employer EIN010462678
Plan Effective Date2015-01-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in Maine

Peer ESOP plans, same state, same plan type, ranked by total assets.

F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan vs. nearby ESOP plans in Maine, assets vs. participants Scatter plot of 6 data points. 0100200300400500 -50050100150 Total assets ($M) Participants F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan, Total assets ($M): 2.806873 · Participants: 97F. L. Putnam Investment Management Company Employee Stock Ownerhip PlanSc Holdings, Inc. Employee Stock Ownership Plan, Total assets ($M): 95.45285 · Participants: 479Sc Holdings, Inc. Employee Stock Ownership PlanMaine Drilling & Blasting Group Employee Stock Ownership Plan, Total assets ($M): 84.621407 · Participants: 425Maine Drilling & Blasting Group Employee Stock Ownership PlanJohnnys Selected Seeds Employee Stock Ownership Plan, Total assets ($M): 64.27302 · Participants: 249Johnnys Selected Seeds Employee Stock Ownership PlanSystems Engineering, Inc. Employee Stock Ownership Plan, Total assets ($M): 47.084805 · Participants: 175Systems Engineering, Inc. Employee Stock Ownership PlanPortland Air Freight, Inc. Employee Stock Ownership Plan, Total assets ($M): 45.49657 · Participants: 85Portland Air Freight, Inc. Employee Stock Ownership Plan
F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan vs. nearby ESOP plans in Maine, assets vs. participants
Compare F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan side-by-side with 3 peers →

F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan's out-of-state ESOP peers by assets and headcount

Outside Maine, the nearest ESOP by assets is Kinetic Fundraising, Incorporated Employee Stock Ownership Plan in MO ($3M); by covered participants it is Hebron Companies, Inc. Employee Stock Ownership Plan and Trust in ND (97 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (97 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan assets move in 2023? ▼
F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan grew at a solid clip - up 13.3% during 2023, from $2M to $3M. Reported net income was $249K.
Which ESOP plans are similar in size to F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan? ▼
Among ESOP plans in other states, the closest by assets is Kinetic Fundraising, Incorporated Employee Stock Ownership Plan in MO ($3M, 13 participants).
Which ESOP plans cover a similar participant headcount to F. L. Putnam Investment Management Company Employee Stock Ownerhip Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Hebron Companies, Inc. Employee Stock Ownership Plan and Trust in ND (97 participants, $27M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 010462678.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.