ESOP · DOL Form 5500 · 2023

Falcon Industries, Inc. ESOP

Data updated 2026-08-25

$4M
Total assets Small plan by assets
73
Participants Small participant base
38th
Percentile by assets National rank
$49,179
Avg per participant Low balance/head
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Official DOL plan name: Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust · Sponsored by Falcon Industries, Inc. · Minnesota · Manufacturing

$4M in assets, 73 participants

Falcon Industries, Inc.'s Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust reported $4M in total assets and 73 participants in its 2023 DOL Form 5500 filing, ranking in the 38th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,064 in Manufacturing (18,722 peers)

What the 2023 filing shows

Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust holds $4M for 73 participants - about $49,179 per participant, in the lower half of filed plans by assets.

#4,064
in Manufacturing (18,722 peers)
+1.4%
assets growth YoY

Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust's mid-pack asset rank among Manufacturing and all filers

Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$3,590,098 38th percentile higher than 38% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust is a small filing (73 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust reported net income fell from $242K in the plan year 2022 filing to $79K in the plan year 2023 filing.
  • Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust reported participants rose from 71 in the plan year 2022 filing to 73 in the plan year 2023 filing.
  • Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust end-of-year assets rose from $4M in the plan year 2022 filing to $4M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 341475146 · Falcon Industries, Inc. PY 2023 · ESOP

Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust · $4M · 73 · 38th

  • SCH $4M
  • EBSA 73
  • PART 38th
  • TYPE ESOP
  • NET near Pwp Employee Stock Ownership Plan
  • BOOK ind #4064

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Minnesota →

Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust in the asset neighbourhood

Falcon Industries, Inc. Employee St Ock Ownership Plan and TrustFalcon Industries, Inc. Empl…$4MPwp Employee Stock Ownership PlanPwp Employee Stock Ownership…$4MCalifornia Medical Services, Inc. Employee Stock Ownership Plan and TrustCalifornia Medical Services,…$4MP.B.E. Jobbers Warehouse, Inc. Employee Stock Ownership PlanP.B.E. Jobbers Warehouse, In…$4MBwe, Inc. Employee Stock Ownership PlanBwe, Inc. Employee Stock Own…$4M
End-of-year total assets ($M) among Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Filing particulars (2023)

Total Assets (Beginning of Year)$4M
Net Assets (End of Year)$4M
Net Income$79K
Employer EIN341475146
Plan Effective Date2000-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Falcon Industries, Inc.)

Sponsor-wide plan assets over time

All Falcon Industries, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$3M 3.3001705947890945% vs 2022
2024 filing year
$3.4M$3.5M$3.6M$3.7M 202220232024 $3.54M $3.42M ▼ -3.4%
Year Plans Participants Total Assets
2022 1 71 $4M
2023 1 73 $4M
2024 1 71 $3M

Nearby ESOP Plans in Minnesota

Peer ESOP plans, same state, same plan type, ranked by total assets.

Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust vs. nearby ESOP plans in Minnesota, assets vs. participants Scatter plot of 6 data points. -5000050001000015000 -20002004006008001000 Total assets ($M) Participants Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust, Total assets ($M): 3.590098 · Participants: 73Falcon Industries, Inc. Employee St Ock Ownership Plan and TrustAndersen Corporation Employee Stock Ownership Plan, Total assets ($M): 899.073238 · Participants: 11644Andersen Corporation Employee Stock Ownership PlanKingdom Enterprises, Inc. Employee Stock Ownership Plan, Total assets ($M): 497.538965 · Participants: 789Kingdom Enterprises, Inc. Employee Stock Ownership PlanLandscape Structures, Inc. Employee Stock Ownership Plan and Trust, Total assets ($M): 432.374379 · Participants: 446Landscape Structures, Inc. Employee Stock Ownership Plan and TrustHormel Foods Corporation Joint Earnings Profit Sharing Trust, Total assets ($M): 431.874919 · Participants: 4575Hormel Foods Corporation Joint Earnings Profit Sharing TrustForce America Inc. Employee Stock Ownership Plan, Total assets ($M): 426.610266 · Participants: 412Force America Inc. Employee Stock Ownership Plan
Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust vs. nearby ESOP plans in Minnesota, assets vs. participants
Compare Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust side-by-side with 3 peers →

Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust's out-of-state ESOP peers by assets and headcount

Outside Minnesota, the nearest ESOP by assets is Pwp Employee Stock Ownership Plan in CA ($4M); by covered participants it is Glass & Metals, Inc. Employee Stock Ownership and Savings Plan in VA (73 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (73 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust assets move in 2023? ▼
Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust edged up modestly - up 1.4% during 2023, from $4M to $4M. Reported net income was $79K.
How have Falcon Industries, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Falcon Industries, Inc.'s sponsor-wide assets declined 3.3%, from $4M to $3M.
Which ESOP plans are similar in size to Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by assets is Pwp Employee Stock Ownership Plan in CA ($4M, 26 participants).
Which ESOP plans cover a similar participant headcount to Falcon Industries, Inc. Employee St Ock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by covered participants is Glass & Metals, Inc. Employee Stock Ownership and Savings Plan in VA (73 participants, $20M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 341475146.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.