401(k) · DOL Form 5500 · 2023
Progress Rail Locomotive Inc. 401(k) Plan
Data updated 2026-08-25
- $17M
- Total assets Small plan by assets
- 57
- Participants Small participant base
- 69th
- Percentile by assets National rank
- $292,223
- Avg per participant High balance/head
Official DOL plan name: Caterpillar Rail Division Retirement Savings Plan for Collectively Bargained Employees · Sponsored by Progress Rail Locomotive Inc. · Illinois · Manufacturing
$17M in assets, 57 participants
Progress Rail Locomotive Inc.'s Caterpillar Rail Division Retirement Savings Plan for Collectively Bargained Employees reported $17M in total assets and 57 participants in its 2023 DOL Form 5500 filing, ranking in the 69th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #10,907 in Manufacturing (18,722 peers)
What the 2023 filing shows
Caterpillar Rail Division Retirement Savings Plan for Collectively Bargained Employees holds $17M for 57 participants - about $292,223 per participant, above the median plan by assets.
- #10,907
- in Manufacturing (18,722 peers)
- -3.1%
- assets change YoY
The plan reported a net loss of $534K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Caterpillar Rail Division Retirement Savings Plan for Collectively Bargained Employees's outsized position by total assets
Caterpillar Rail Division Retirement Savings Plan for Collectively Bargained Employees vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$16,656,716 Top 31% higher than 69% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Caterpillar Rail Division Retirement Savings Plan for Collectively Bargained Employees among smaller filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Caterpillar Rail Division Retirement Savings Plan for Collectively Bargained Employees is a small filing (57 participants) on this national headcount ladder.
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Caterpillar Rail Division Retirement Savings Plan for Collectively Bargained Employees reported net income rose from -$6M in the plan year 2022 filing to -$534K in the plan year 2023 filing.
- Caterpillar Rail Division Retirement Savings Plan for Collectively Bargained Employees end-of-year assets fell from $17M in the plan year 2022 filing to $17M in the plan year 2023 filing.
- Caterpillar Rail Division Retirement Savings Plan for Collectively Bargained Employees reported participants fell from 58 in the plan year 2022 filing to 57 in the plan year 2023 filing.
Published 5500 schedule card
Filing strip 201932740 · Progress Rail Locomotive Inc. PY 2023 · 401(k)
Caterpillar Rail Division Retirement Savings Plan for Collectively Bargained Employees · $17M · 57 · 69th
- IND $17M
- EOY 57
- 5500 69th
- ASSETS 401(k)
- PCT near New Chapter, Inc. 401(k) Plan
- EIN ind #10907
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in Illinois →
Caterpillar Rail Division Retirement Savings Plan for Collectively Bargained Employees in the asset neighbourhood
Filing particulars (2023)
| Total Assets (Beginning of Year) | $17M |
|---|---|
| Net Assets (End of Year) | $17M |
| Net Income | -$534K |
| Employer EIN | 201932740 |
| Plan Effective Date | 2005-05-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Progress Rail Locomotive Inc.)
Sponsor-wide plan assets over time
All Progress Rail Locomotive Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $25M 5.3544967100560665% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 3 | 98 | $26M |
| 2023 | 3 | 93 | $26M |
| 2024 | 3 | 90 | $25M |
Nearby 401(k) Plans in Illinois
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Accenture United States 401(k) Match Savings Plan $17.6B · 69,974
- State Farm 401(k) Savings Plan $16.9B · 60,246
- Abbott Laboratories Stock Retirement Plan $14.5B · 38,012
- United Airlines Pilot Retirement Account Plan $14.4B · 14,959
- Walgreens Retirement Savings Plan $13.4B · 235,331
Caterpillar Rail Division Retirement Savings Plan for Collectively Bargained Employees's out-of-state 401(k) peers by assets and headcount
Outside Illinois, the nearest 401(k) by assets is New Chapter, Inc. 401(k) Plan in VT ($17M); by covered participants it is The Herjavec Group Corp 401(k) Plan in CA (57 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($17M here).
Similar participant headcount
Nearest other-state filings by covered participants (57 participants); asset peers above are excluded.
- The Herjavec Group Corp 401(k) Plan (CA) 57 · 0 off
- Baker Tilly Wealth Management Pep (SD) 57 · 0 off
- Kwik Goal Ltd. 401(k) Plan (PA) 57 · 0 off
- Dalco Industries, Inc. 401(k) Plan (MO) 57 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.