401(k) · DOL Form 5500 · 2023

Auburn National Bancorporation, Inc. 401(k) Plan

Data updated 2026-08-25

$12M
Total assets Small plan by assets
154
Participants Small participant base
62nd
Percentile by assets National rank
$77,497
Avg per participant Below avg balance/head
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Official DOL plan name: Auburn National Bancorporation, Inc. 401(k) Plan · Sponsored by Auburn National Bancorporation, Inc. · Alabama · Finance & Insurance

$12M in assets, 154 participants

Auburn National Bancorporation, Inc.'s Auburn National Bancorporation, Inc. 401(k) Plan reported $12M in total assets and 154 participants in its 2023 DOL Form 5500 filing, ranking in the 62nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,191 in Finance & Insurance (8,869 peers)

Coverage in Alabama

Auburn National Bancorporation, Inc. 401(k) Plan covers 154 participants in Alabama, about 43% of the average Alabama filer (state average ~360 per filing). Assets: $12M.

#4,191
in Finance & Insurance (8,869 peers)
+17.8%
assets growth YoY

Auburn National Bancorporation, Inc. 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Auburn National Bancorporation, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$11,934,613 Top 38% higher than 62% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Auburn National Bancorporation, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Auburn National Bancorporation, Inc. 401(k) Plan sits mid-pack in the medium band (154 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Auburn National Bancorporation, Inc. 401(k) Plan reported net income rose from -$2M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Auburn National Bancorporation, Inc. 401(k) Plan end-of-year assets rose from $10M in the plan year 2022 filing to $12M in the plan year 2023 filing.
  • Auburn National Bancorporation, Inc. 401(k) Plan reported participants rose from 148 in the plan year 2022 filing to 154 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 630885779 · Auburn National Bancorporation, Inc. PY 2023 · 401(k)

Auburn National Bancorporation, Inc. 401(k) Plan · $12M · 154 · 62nd

  • EBSA $12M
  • EBSA 154
  • EBSA 62nd
  • EBSA 401(k)
  • EBSA near Soci 401(k) Plan
  • EBSA ind #4191

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Alabama →

Auburn National Bancorporation, Inc. 401(k) Plan in the asset neighbourhood

Soci 401(k) Plan$12MVision Retirement Plan$12MWood Residential Services, LLC Retirement Savings PlanWood Residential Services, L…$12MAuburn National Bancorporation, Inc. 401(k) PlanAuburn National Bancorporati…$12MElder-Jones, Inc. 401(k) Profit Sharing PlanElder-Jones, Inc. 401(k) Pro…$12M
End-of-year total assets ($M) among Auburn National Bancorporation, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Alabama filing particulars

Total Assets (Beginning of Year)$10M
Net Assets (End of Year)$12M
Net Income$2M
Employer EIN630885779
Plan Effective Date1985-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Auburn National Bancorporation, Inc.)

Sponsor-wide plan assets over time

All Auburn National Bancorporation, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$14M 35.16078082944972% vs 2022
2024 filing year
$8M$10M$12M$14M$16M 202220232024 $10.1M $13.7M ▲ +35.2%
Year Plans Participants Total Assets
2022 1 148 $10M
2023 1 154 $12M
2024 1 147 $14M

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Auburn National Bancorporation, Inc. 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants Scatter plot of 6 data points. -100000100002000030000 -10123 Total assets ($B) Participants Auburn National Bancorporation, Inc. 401(k) Plan, Total assets ($B): 0.011934613 · Participants: 154Auburn National Bancorporation, Inc. 401(k) PlanRegions Financial Corporation 401(k) Plan, Total assets ($B): 2.854553916 · Participants: 20733Regions Financial Corporation 401(k) PlanEncompass Health Corporation 401(k) Retirement Plan, Total assets ($B): 1.49327201 · Participants: 24565Encompass Health Corporation 401(k) Retirement PlanHexagon Employee Retirement Savings Plan, Total assets ($B): 1.479278219 · Participants: 4618Hexagon Employee Retirement Savings PlanVulcan 401(k) Plan, Total assets ($B): 1.361024189 · Participants: 9487Vulcan 401(k) PlanMercedes-Benz U.S. International, Inc. Retirement and Savings Plan, Total assets ($B): 1.090263356 · Participants: 0Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan
Auburn National Bancorporation, Inc. 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants
Compare Auburn National Bancorporation, Inc. 401(k) Plan side-by-side with 3 peers →

Auburn National Bancorporation, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is Soci 401(k) Plan in CA ($12M); by covered participants it is Eaze Solutions Inc. Retirement Trust in CA (154 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($12M here).

Similar participant headcount

Nearest other-state filings by covered participants (154 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Auburn National Bancorporation, Inc. 401(k) Plan assets move in 2023? ▼
Auburn National Bancorporation, Inc. 401(k) Plan grew sharply - up 17.8% during 2023, from $10M to $12M. Reported net income was $2M.
How have Auburn National Bancorporation, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Auburn National Bancorporation, Inc.'s sponsor-wide assets grew 35.2%, from $10M to $14M.
Which 401(k) plans are similar in size to Auburn National Bancorporation, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Soci 401(k) Plan in CA ($12M, 486 participants).
Which 401(k) plans cover a similar participant headcount to Auburn National Bancorporation, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Eaze Solutions Inc. Retirement Trust in CA (154 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 630885779.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.