401(k) · DOL Form 5500 · 2023

Cerity Partners Management LLC 401(k) Plan

Data updated 2026-08-25

$90M
Total assets Below avg plan size
531
Participants Below avg headcount
91st
Percentile by assets National rank
$169,812
Avg per participant Above avg balance/head
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Official DOL plan name: Cerity Partners 401(k) Plan · Sponsored by Cerity Partners Management LLC · California · Finance & Insurance

$90M in assets, 531 participants

Cerity Partners Management LLC's Cerity Partners 401(k) Plan reported $90M in total assets and 531 participants in its 2023 DOL Form 5500 filing, ranking in the 91st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,580 in Finance & Insurance (8,869 peers)

Where Cerity Partners 401(k) Plan sits by assets

Cerity Partners 401(k) Plan sits in the top 10% of all filed plans by assets, $90M for 531 participants (~$169,812/participant), up 91.9% in 2023.

#7,580
in Finance & Insurance (8,869 peers)
+91.9%
assets growth YoY
0.9×
vs typical plan assets (national mean)

Cerity Partners 401(k) Plan's outsized position by total assets

Cerity Partners 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$90,169,945 Top 9% higher than 91% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Cerity Partners 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Cerity Partners 401(k) Plan sits mid-pack in the medium band (531 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Cerity Partners 401(k) Plan reported net income rose from $15M in the plan year 2022 filing to $43M in the plan year 2023 filing.
  • Cerity Partners 401(k) Plan end-of-year assets rose from $47M in the plan year 2022 filing to $90M in the plan year 2023 filing.
  • Cerity Partners 401(k) Plan reported participants rose from 357 in the plan year 2022 filing to 531 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 823417410 · Cerity Partners Management LLC PY 2023 · 401(k)

Cerity Partners 401(k) Plan · $90M · 531 · 91st

  • TYPE $90M
  • NET 531
  • BOOK 91st
  • VS-ST 401(k)
  • BOY near Alvogen Group Savings Incentive Plan
  • SCH ind #7580

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Cerity Partners 401(k) Plan in the asset neighbourhood

Essentia Health 403(b) Plan$90MAlvogen Group Savings Incentive PlanAlvogen Group Savings Incent…$90MCerity Partners 401(k) Plan$90MThe Pilots' Association for the Bay & River Delaware 401(k) and Profit Sharing PlanThe Pilots' Association for …$90MMary Washington Healthcare 401(k) PlanMary Washington Healthcare 4…$90M
End-of-year total assets ($M) among Cerity Partners 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$47M
Net Assets (End of Year)$90M
Net Income$43M
Employer EIN823417410
Plan Effective Date2018-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Cerity Partners Management LLC)

Sponsor-wide plan assets over time

All Cerity Partners Management LLC plans reported in each filing year

Latest sponsor-wide plan assets
$131M 178.40683567417582% vs 2022
2024 filing year
$0M$50M$100M$150M 202220232024 $47M $131M ▲ +178.4%
Year Plans Participants Total Assets
2022 1 357 $47M
2023 1 531 $90M
2024 1 1,058 $131M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Cerity Partners 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Cerity Partners 401(k) Plan, Total assets ($B): 0.090169945 · Participants: 531Cerity Partners 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Cerity Partners 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Cerity Partners 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Alvogen Group Savings Incentive Plan in NY ($90M); by covered participants it is Rag & Bone Industries, LLC 401(k) Plan in NY (531 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (531 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Cerity Partners 401(k) Plan assets move in 2023?
Cerity Partners 401(k) Plan surged - up 91.9% during 2023, from $47M to $90M. Reported net income was $43M.
How have Cerity Partners Management LLC plan assets changed over time?
Across 3 plan years on file (2022-2024), Cerity Partners Management LLC's sponsor-wide assets grew 178.4%, from $47M to $131M.
Where does Cerity Partners 401(k) Plan rank by assets among Form 5500 filers?
Cerity Partners 401(k) Plan ranks in the 91st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Cerity Partners 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Alvogen Group Savings Incentive Plan in NY ($90M, 550 participants).
Which 401(k) plans cover a similar participant headcount to Cerity Partners 401(k) Plan?
Among 401(k) plans in other states, the closest by covered participants is Rag & Bone Industries, LLC 401(k) Plan in NY (531 participants, $13M in assets).