401(k) · DOL Form 5500 · 2023

Moors & Cabot, Inc. 401(k) Plan

Data updated 2026-08-25

$19M
Total assets Small plan by assets
124
Participants Small participant base
72nd
Percentile by assets National rank
$156,825
Avg per participant Above avg balance/head
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Official DOL plan name: Moors & Cabot, Inc. 401(k) Plan · Sponsored by Moors & Cabot, Inc. · Massachusetts · Finance & Insurance

$19M in assets, 124 participants

Moors & Cabot, Inc.'s Moors & Cabot, Inc. 401(k) Plan reported $19M in total assets and 124 participants in its 2023 DOL Form 5500 filing, ranking in the 72nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,189 in Finance & Insurance (8,869 peers)

Coverage in Massachusetts

Moors & Cabot, Inc. 401(k) Plan covers 124 participants in Massachusetts, about 19% of the average Massachusetts filer (state average ~659 per filing). Assets: $19M.

#5,189
in Finance & Insurance (8,869 peers)
+23.9%
assets growth YoY

Moors & Cabot, Inc. 401(k) Plan's outsized position by total assets

Moors & Cabot, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$19,446,358 Top 28% higher than 72% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Moors & Cabot, Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Moors & Cabot, Inc. 401(k) Plan sits mid-pack in the medium band (124 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Moors & Cabot, Inc. 401(k) Plan reported net income rose from -$2M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • Moors & Cabot, Inc. 401(k) Plan end-of-year assets rose from $16M in the plan year 2022 filing to $19M in the plan year 2023 filing.
  • Moors & Cabot, Inc. 401(k) Plan reported participants fell from 132 in the plan year 2022 filing to 124 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 042644548 · Moors & Cabot, Inc. PY 2023 · 401(k)

Moors & Cabot, Inc. 401(k) Plan · $19M · 124 · 72nd

  • NET $19M
  • BOOK 124
  • VS-ST 72nd
  • BOY 401(k)
  • SCH near Amberwell Health 401(k) Plan
  • EBSA ind #5189

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Massachusetts →

Moors & Cabot, Inc. 401(k) Plan in the asset neighbourhood

Moors & Cabot, Inc. 401(k) PlanMoors & Cabot, Inc. 401(k) P…$19MAmberwell Health 401(k) Plan$19MSifco Industries, Inc. Employees' 401(k) PlanSifco Industries, Inc. Emplo…$19MCommercial Creamery Company 401(k) PlanCommercial Creamery Company …$19MResearch Square Aje, LLC 401(k) PlanResearch Square Aje, LLC 401…$19M
End-of-year total assets ($M) among Moors & Cabot, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Massachusetts filing particulars

Total Assets (Beginning of Year)$16M
Net Assets (End of Year)$19M
Net Income$4M
Employer EIN042644548
Plan Effective Date1992-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Moors & Cabot, Inc.)

Sponsor-wide plan assets over time

All Moors & Cabot, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$23M 44.90798338953581% vs 2022
2024 filing year
$10M$15M$20M$25M 202220232024 $15.7M $22.7M ▲ +44.9%
Year Plans Participants Total Assets
2022 1 132 $16M
2023 1 124 $19M
2024 1 126 $23M

Nearby 401(k) Plans in Massachusetts

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Moors & Cabot, Inc. 401(k) Plan vs. nearby 401(k) plans in Massachusetts, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -10010203040 Total assets ($B) Participants Moors & Cabot, Inc. 401(k) Plan, Total assets ($B): 0.019446358 · Participants: 124Moors & Cabot, Inc. 401(k) PlanFidelity Retirement Savings Plan, Total assets ($B): 28.649852331 · Participants: 62289Fidelity Retirement Savings PlanLiberty Mutual 401(k) Plan, Total assets ($B): 10.556596852 · Participants: 37052Liberty Mutual 401(k) PlanMassachusetts Institute of Technology Supplemental 401(k) Plan, Total assets ($B): 6.829912863 · Participants: 14094Massachusetts Institute of Technology Supplemental 401(k) PlanBoston Scientific Corporation 401(k) Retirement Savings Plan, Total assets ($B): 5.786107181 · Participants: 19881Boston Scientific Corporation 401(k) Retirement Savings PlanPhilips North America 401(k) Plan, Total assets ($B): 5.779286156 · Participants: 19120Philips North America 401(k) Plan
Moors & Cabot, Inc. 401(k) Plan vs. nearby 401(k) plans in Massachusetts, assets vs. participants
Compare Moors & Cabot, Inc. 401(k) Plan side-by-side with 3 peers →

Moors & Cabot, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Massachusetts, the nearest 401(k) by assets is Amberwell Health 401(k) Plan in KS ($19M); by covered participants it is The Contractors Retirement Plan in VA (124 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($19M here).

Similar participant headcount

Nearest other-state filings by covered participants (124 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Moors & Cabot, Inc. 401(k) Plan assets move in 2023? ▼
Moors & Cabot, Inc. 401(k) Plan grew sharply - up 23.9% during 2023, from $16M to $19M. Reported net income was $4M.
How have Moors & Cabot, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Moors & Cabot, Inc.'s sponsor-wide assets grew 44.9%, from $16M to $23M.
Which 401(k) plans are similar in size to Moors & Cabot, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Amberwell Health 401(k) Plan in KS ($19M, 422 participants).
Which 401(k) plans cover a similar participant headcount to Moors & Cabot, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is The Contractors Retirement Plan in VA (124 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 042644548.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.