ESOP · DOL Form 5500 · 2023

Nautical Restaurants, Inc. ESOP

Data updated 2026-08-25

$5M
Total assets Small plan by assets
59
Participants Small participant base
45th
Percentile by assets National rank
$88,034
Avg per participant Below avg balance/head
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Official DOL plan name: Nautical Restaurants, Inc. Employee Stock Ownership Plan · Sponsored by Nautical Restaurants, Inc. · Kentucky · Food Services & Accommodation

$5M in assets, 59 participants

Nautical Restaurants, Inc.'s Nautical Restaurants, Inc. Employee Stock Ownership Plan reported $5M in total assets and 59 participants in its 2023 DOL Form 5500 filing, ranking in the 45th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,004 in Food Services & Accommodation (3,828 peers)

Food Services & Accommodation sector rank

Within Food Services & Accommodation, Nautical Restaurants, Inc. Employee Stock Ownership Plan ranks #3,004 of 3,828 2023 filers by assets (377% of the sector average)-$5M for 59 participants.

#3,004
in Food Services & Accommodation (3,828 peers)
+27.4%
assets growth YoY

Nautical Restaurants, Inc. Employee Stock Ownership Plan's mid-pack asset rank among Food Services & Accommodation and all filers

Nautical Restaurants, Inc. Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$5,194,009 45th percentile higher than 45% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Nautical Restaurants, Inc. Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Nautical Restaurants, Inc. Employee Stock Ownership Plan is a small filing (59 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Nautical Restaurants, Inc. Employee Stock Ownership Plan reported net income rose from -$1M in the plan year 2022 filing to $528K in the plan year 2023 filing.
  • Nautical Restaurants, Inc. Employee Stock Ownership Plan end-of-year assets rose from $4M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Nautical Restaurants, Inc. Employee Stock Ownership Plan reported participants fell from 61 in the plan year 2022 filing to 59 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 610898530 · Nautical Restaurants, Inc. PY 2023 · ESOP

Nautical Restaurants, Inc. Employee Stock Ownership Plan · $5M · 59 · 45th

  • IND $5M
  • EOY 59
  • 5500 45th
  • ASSETS ESOP
  • PCT near Epipheo Incorporated Employee Stock Ownership Plan
  • EIN ind #3004

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Kentucky →

Nautical Restaurants, Inc. Employee Stock Ownership Plan in the asset neighbourhood

Epipheo Incorporated Employee Stock Ownership PlanEpipheo Incorporated Employe…$5MS.M. Osgood Company Employee Stock Ownership Plan and TrustS.M. Osgood Company Employee…$5MElectromek Diagnostic Systems, Inc. Employee Stock Ownership PlanElectromek Diagnostic System…$5MNautical Restaurants, Inc. Employee Stock Ownership PlanNautical Restaurants, Inc. E…$5MThe Fertrell Company Employee Stock Ownership PlanThe Fertrell Company Employe…$5M
End-of-year total assets ($M) among Nautical Restaurants, Inc. Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Food Services & Accommodation filing particulars

Total Assets (Beginning of Year)$4M
Net Assets (End of Year)$5M
Net Income$528K
Employer EIN610898530
Plan Effective Date2001-07-16
Filing StatusFILING RECEIVED

Sponsor Plan History (Nautical Restaurants, Inc.)

Sponsor-wide plan assets over time

All Nautical Restaurants, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$5M 15.709621102533955% vs 2022
2024 filing year
$3.5M$4M$4.5M$5M$5.5M 202220232024 $4.08M $4.72M ▲ +15.7%
Year Plans Participants Total Assets
2022 1 61 $4M
2023 1 59 $5M
2024 1 55 $5M

Nearby ESOP Plans in Kentucky

Peer ESOP plans, same state, same plan type, ranked by total assets.

Nautical Restaurants, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kentucky, assets vs. participants Scatter plot of 6 data points. -200002000400060008000 -10123 Total assets ($B) Participants Nautical Restaurants, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.005194009 · Participants: 59Nautical Restaurants, Inc. Employee Stock Ownership PlanHouchens Industries, Inc. Employee Stock Ownership Plan, Total assets ($B): 2.325722921 · Participants: 6764Houchens Industries, Inc. Employee Stock Ownership PlanStock Yards Bank & Trust Company 401(k) Employee, Total assets ($B): 0.14680249 · Participants: 1080Stock Yards Bank & Trust Company 401(k) EmployeeGray, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.126524729 · Participants: 1362Gray, Inc. Employee Stock Ownership PlanH & R Agri-Power Employee Stock Ownership Plan, Total assets ($B): 0.104682343 · Participants: 489H & R Agri-Power Employee Stock Ownership PlanKentuckiana Comfort Center, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.094072192 · Participants: 650Kentuckiana Comfort Center, Inc. Employee Stock Ownership Plan
Nautical Restaurants, Inc. Employee Stock Ownership Plan vs. nearby ESOP plans in Kentucky, assets vs. participants
Compare Nautical Restaurants, Inc. Employee Stock Ownership Plan side-by-side with 3 peers →

Nautical Restaurants, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Kentucky, the nearest ESOP by assets is Epipheo Incorporated Employee Stock Ownership Plan in OH ($5M); by covered participants it is Generations Bank Employee Stock Ownership Plan in NY (59 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (59 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Nautical Restaurants, Inc. Employee Stock Ownership Plan assets move in 2023? ▼
Nautical Restaurants, Inc. Employee Stock Ownership Plan grew sharply - up 27.4% during 2023, from $4M to $5M. Reported net income was $528K.
How have Nautical Restaurants, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Nautical Restaurants, Inc.'s sponsor-wide assets grew 15.7%, from $4M to $5M.
Which ESOP plans are similar in size to Nautical Restaurants, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Epipheo Incorporated Employee Stock Ownership Plan in OH ($5M, 32 participants).
Which ESOP plans cover a similar participant headcount to Nautical Restaurants, Inc. Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Generations Bank Employee Stock Ownership Plan in NY (59 participants, $1M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 610898530.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.