401(k) · DOL Form 5500 · 2023

Harbor Financial Management, LLC 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
10
Participants Small participant base
32nd
Percentile by assets National rank
$227,460
Avg per participant Above avg balance/head
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Official DOL plan name: Harbor Financial Management, LLC 401(k) Profit Sharing Plan · Sponsored by Harbor Financial Management, LLC · New York · Management of Enterprises

$2M in assets, 10 participants

Harbor Financial Management, LLC's Harbor Financial Management, LLC 401(k) Profit Sharing Plan reported $2M in total assets and 10 participants in its 2023 DOL Form 5500 filing, ranking in the 32nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #212 in Management of Enterprises (1,137 peers)

Harbor Financial Management, LLC multi-year trail

Harbor Financial Management, LLC's plans moved +28.7% in assets from 2022 to 2024; this filing shows Harbor Financial Management, LLC 401(k) Profit Sharing Plan at $2M / 10 participants.

#212
in Management of Enterprises (1,137 peers)
+16.5%
assets growth YoY

Harbor Financial Management, LLC 401(k) Profit Sharing Plan among the smaller filed plans by assets

Harbor Financial Management, LLC 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,274,603 32nd percentile higher than 32% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Harbor Financial Management, LLC 401(k) Profit Sharing Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Harbor Financial Management, LLC 401(k) Profit Sharing Plan is a micro filing (10 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Harbor Financial Management, LLC 401(k) Profit Sharing Plan reported net income rose from -$406K in the plan year 2022 filing to $322K in the plan year 2023 filing.
  • Harbor Financial Management, LLC 401(k) Profit Sharing Plan end-of-year assets rose from $2M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Harbor Financial Management, LLC 401(k) Profit Sharing Plan reported participants fell from 11 in the plan year 2022 filing to 10 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 201047151 · Harbor Financial Management, LLC PY 2023 · 401(k)

Harbor Financial Management, LLC 401(k) Profit Sharing Plan · $2M · 10 · 32nd

  • NET $2M
  • NET 10
  • NET 32nd
  • NET 401(k)
  • NET near Walt Dittmer & Sons, Inc. Profit Sharing Plan
  • NET ind #212

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Management of Enterprises retirement plans → · Plans in New York →

Harbor Financial Management, LLC 401(k) Profit Sharing Plan in the asset neighbourhood

Harbor Financial Management, LLC 401(k) Profit Sharing PlanHarbor Financial Management,…$2MWalt Dittmer & Sons, Inc. Profit Sharing PlanWalt Dittmer & Sons, Inc. Pr…$2MWecare Tlc 401(k) Profit Sharing PlanWecare Tlc 401(k) Profit Sha…$2MUnited Drill Bushing Corporation 401(k) PlanUnited Drill Bushing Corpora…$2MOc Gastrocare 401(k) Profit Sharing PlanOc Gastrocare 401(k) Profit …$2M
End-of-year total assets ($M) among Harbor Financial Management, LLC 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Harbor Financial Management, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Harbor Financial Management, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$3M 28.652183999758275% vs 2022
2024 filing year
$1.8M$2M$2.2M$2.4M$2.6M 202220232024 $1.95M $2.51M ▲ +28.7%
Year Plans Participants Total Assets
2022 1 11 $2M
2023 1 10 $2M
2024 1 10 $3M

Harbor Financial Management, LLC filing trail (2023)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$2M
Net Income$322K
Employer EIN201047151
Plan Effective Date2007-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Harbor Financial Management, LLC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Harbor Financial Management, LLC 401(k) Profit Sharing Plan, Total assets ($B): 0.002274603 · Participants: 10Harbor Financial Management, LLC 401(k) Profit Sharing PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Harbor Financial Management, LLC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Harbor Financial Management, LLC 401(k) Profit Sharing Plan side-by-side with 3 peers →

Harbor Financial Management, LLC 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Walt Dittmer & Sons, Inc. Profit Sharing Plan in FL ($2M); by covered participants it is Nicholas E. Nahernak Dds, PC 401(k) Profit Sharing Pl 816828 in MI (10 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (10 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Harbor Financial Management, LLC 401(k) Profit Sharing Plan assets move in 2023? ▼
Harbor Financial Management, LLC 401(k) Profit Sharing Plan grew sharply - up 16.5% during 2023, from $2M to $2M. Reported net income was $322K.
How have Harbor Financial Management, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Harbor Financial Management, LLC's sponsor-wide assets grew 28.7%, from $2M to $3M.
Which 401(k) plans are similar in size to Harbor Financial Management, LLC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Walt Dittmer & Sons, Inc. Profit Sharing Plan in FL ($2M, 26 participants).
Which 401(k) plans cover a similar participant headcount to Harbor Financial Management, LLC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Nicholas E. Nahernak Dds, PC 401(k) Profit Sharing Pl 816828 in MI (10 participants, $1M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 201047151.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.