401(k) · DOL Form 5500 · 2023

Shg Planning, Inc. 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
3
Participants Small participant base
35th
Percentile by assets National rank
$980,894
Avg per participant High balance/head
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Official DOL plan name: Shg Planning, Inc. 401(k) Plan · Sponsored by Shg Planning, Inc. · New York · Finance & Insurance

$3M in assets, 3 participants

Shg Planning, Inc.'s Shg Planning, Inc. 401(k) Plan reported $3M in total assets and 3 participants in its 2023 DOL Form 5500 filing, ranking in the 35th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,176 in Finance & Insurance (8,869 peers)

Shg Planning, Inc. multi-year trail

Shg Planning, Inc.'s plans moved -11.8% in assets from 2022 to 2024; this filing shows Shg Planning, Inc. 401(k) Plan at $3M / 3 participants.

#2,176
in Finance & Insurance (8,869 peers)
-11.4%
assets change YoY

The plan reported a net loss of $380K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Shg Planning, Inc. 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Shg Planning, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,942,683 35th percentile higher than 35% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Shg Planning, Inc. 401(k) Plan among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Shg Planning, Inc. 401(k) Plan is a micro filing (3 participants), the leftmost band.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Shg Planning, Inc. 401(k) Plan reported net income rose from -$432K in the plan year 2022 filing to -$380K in the plan year 2023 filing.
  • Shg Planning, Inc. 401(k) Plan end-of-year assets fell from $3M in the plan year 2022 filing to $3M in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 112870073 · Shg Planning, Inc. PY 2023 · 401(k)

Shg Planning, Inc. 401(k) Plan · $3M · 3 · 35th

  • VS-ST $3M
  • VS-ST 3
  • VS-ST 35th
  • VS-ST 401(k)
  • VS-ST near Jantzer & Sons Logging, Inc. 401(k) Profit Sharing Plan Trust
  • VS-ST ind #2176

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Shg Planning, Inc. 401(k) Plan in the asset neighbourhood

Shg Planning, Inc. 401(k) PlanShg Planning, Inc. 401(k) Pl…$3MJantzer & Sons Logging, Inc. 401(k) Profit Sharing Plan TrustJantzer & Sons Logging, Inc.…$3MHonda of Downtown Chicago 401(k) PlanHonda of Downtown Chicago 40…$3MDma Holdings 401(k) Plan$3MArchwell Solutions, LLC$3M
End-of-year total assets ($M) among Shg Planning, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Shg Planning, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Shg Planning, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$3M 11.838769784094726% vs 2022
2024 filing year
$2.8M$3M$3.2M$3.4M 202220232024 $3.32M $2.93M ▼ -11.7%
Year Plans Participants Total Assets
2022 1 3 $3M
2023 1 3 $3M
2024 1 3 $3M

Shg Planning, Inc. filing trail (2023)

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$3M
Net Income-$380K
Employer EIN112870073
Plan Effective Date2006-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Shg Planning, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Shg Planning, Inc. 401(k) Plan, Total assets ($B): 0.002942683 · Participants: 3Shg Planning, Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Shg Planning, Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Shg Planning, Inc. 401(k) Plan side-by-side with 3 peers →

Shg Planning, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Jantzer & Sons Logging, Inc. 401(k) Profit Sharing Plan Trust in OR ($3M); by covered participants it is Cookeville Urology PLC 401(k) Profit Sharing Plan in TN (3 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($3M here).

Similar participant headcount

Nearest other-state filings by covered participants (3 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Shg Planning, Inc. 401(k) Plan assets move in 2023? ▼
Shg Planning, Inc. 401(k) Plan pulled back noticeably - down 11.4% during 2023, from $3M to $3M. Reported net income was -$380K.
How have Shg Planning, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Shg Planning, Inc.'s sponsor-wide assets declined 11.8%, from $3M to $3M.
Which 401(k) plans are similar in size to Shg Planning, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Jantzer & Sons Logging, Inc. 401(k) Profit Sharing Plan Trust in OR ($3M, 10 participants).
Which 401(k) plans cover a similar participant headcount to Shg Planning, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Cookeville Urology PLC 401(k) Profit Sharing Plan in TN (3 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 112870073.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.