401(k)
2023 plan-year 401(k) DOL Form 5500

Diageo North America, Inc. Savings Plan

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Diageo North America, Inc. · New York · Manufacturing

What the 2023 filing shows

Diageo North America, Inc. Savings Plan holds $402M for 1,757 participants — about $228,818 per participant, up 14.8% over the 2023 plan year.

$402M
total plan assets (2023 EOY)
1,757
covered participants
$228,818
avg assets per participant
+14.8%
assets growth YoY
Total Assets (2023)
$402M
Participants
1,757
State
Industry
Manufacturing

What the Filing Says About Diageo North America, Inc. Savings Plan

Diageo North America, Inc. Savings Plan is a 401(k) retirement plan sponsored by Diageo North America, Inc., headquartered in New York. As of the 2023 Form 5500 filing, the plan reports $402M in total end-of-year assets and covers 1,757 participants across the Manufacturing industry. The sponsor's EIN on file with the U.S. Department of Labor is 061067908, and the plan has been effective since 1957-08-21. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $350M at the beginning of 2023 to $402M at year-end — a gain of 14.8%. Net assets (after liabilities) closed the year at $402M, with reported net income of $52M driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$350M
Total Assets (End of Year)$402M
Net Assets (End of Year)$402M
Net Income$52M
Plan Type401(k)
Employer EIN061067908
Plan Effective Date1957-08-21
Filing StatusFILING RECEIVED

Sponsor Plan History (Diageo North America, Inc.)

Year Plans Participants Total Assets
2022 7 4,419 $908M
2023 7 4,620 $1.0B
2024 7 4,714 $1.1B

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Frequently Asked Questions

How much money is in the Diageo North America, Inc. Savings Plan?
As of the 2023 Form 5500 filing, Diageo North America, Inc. Savings Plan holds $402M in total assets with 1,757 participants. It is sponsored by Diageo North America, Inc..
What type of plan is Diageo North America, Inc. Savings Plan?
Diageo North America, Inc. Savings Plan is a 401(k) plan. It has been effective since 1957-08-21. The plan is filed with the U.S. Department of Labor under EIN 061067908.
Who sponsors the Diageo North America, Inc. Savings Plan?
Diageo North America, Inc. Savings Plan is sponsored by Diageo North America, Inc., located in New York. The sponsor's EIN is 061067908 and the plan operates in the Manufacturing industry.
How did Diageo North America, Inc. Savings Plan perform in 2023?
Diageo North America, Inc. Savings Plan grew by 14.8% during 2023, moving from $350M to $402M in total assets. Net income was $52M.
Where can I find official filings for Diageo North America, Inc. Savings Plan?
Official Form 5500 filings for Diageo North America, Inc. Savings Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 061067908 or plan name at efast.dol.gov.
How does Diageo North America, Inc. Savings Plan compare to other plans?
You can compare Diageo North America, Inc. Savings Plan against other 401(k) plans on the plan type page, or view plans in New York on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 061067908.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.