401(k) · DOL Form 5500 · 2023

Essex Orthopaedics & Optima Sports Medicine, PLLC 401(k) Plan

Data updated 2026-08-25

$552
Total assets Small plan by assets
37
Participants Small participant base
0th
Percentile by assets National rank
$15
Avg per participant Low balance/head
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Official DOL plan name: Essex and Optima 401(k) Retirement Plan · Sponsored by Essex Orthopaedics & Optima Sports Medicine, PLLC · New Hampshire · Healthcare & Social Assistance

$552 in assets, 37 participants

Essex Orthopaedics & Optima Sports Medicine, PLLC's Essex and Optima 401(k) Retirement Plan reported $552 in total assets and 37 participants in its 2023 DOL Form 5500 filing, ranking in the 0th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #45 in Healthcare & Social Assistance (17,684 peers)

Essex Orthopaedics & Optima Sports Medicine, PLLC multi-year trail

Essex Orthopaedics & Optima Sports Medicine, PLLC's plans moved -100.0% in assets from 2022 to 2024; this filing shows Essex and Optima 401(k) Retirement Plan at $552 / 37 participants.

#45
in Healthcare & Social Assistance (17,684 peers)
-100.0%
assets change YoY

The plan reported a net loss of $8M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Essex and Optima 401(k) Retirement Plan among the smaller filed plans by assets

Essex and Optima 401(k) Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$552 0th percentile higher than 0% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Essex and Optima 401(k) Retirement Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Essex and Optima 401(k) Retirement Plan is a small filing (37 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Essex and Optima 401(k) Retirement Plan reported net income fell from -$1M in the plan year 2022 filing to -$8M in the plan year 2023 filing.
  • Essex and Optima 401(k) Retirement Plan end-of-year assets fell from $8M in the plan year 2022 filing to $552 in the plan year 2023 filing.
  • Essex and Optima 401(k) Retirement Plan reported participants fell from 38 in the plan year 2022 filing to 37 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 261205937 · Essex Orthopaedics & Optima Sports Medicine, PLLC PY 2023 · 401(k)

Essex and Optima 401(k) Retirement Plan · $552 · 37 · 0th

  • PART $552
  • TYPE 37
  • NET 0th
  • BOOK 401(k)
  • VS-ST near Salon Transitions 401(k) Profit Sharing Plan & Trust
  • BOY ind #45

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in New Hampshire →

Essex and Optima 401(k) Retirement Plan in the asset neighbourhood

Essex and Optima 401(k) Retirement PlanEssex and Optima 401(k) Reti…$552Salon Transitions 401(k) Profit Sharing Plan & TrustSalon Transitions 401(k) Pro…$551Trogstad Holdings, Inc. 401(k) Profit Sharing PlanTrogstad Holdings, Inc. 401(…$551John Thomas Enterprise, Inc. 401(k) Profit Sharing PlanJohn Thomas Enterprise, Inc.…$554F M Frederick, Inc. 401(k) Profit Sharing PlanF M Frederick, Inc. 401(k) P…$556
End-of-year total assets ($M) among Essex and Optima 401(k) Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Essex Orthopaedics & Optima Sports Medicine, PLLC multi-year asset trail

Sponsor-wide plan assets over time

All Essex Orthopaedics & Optima Sports Medicine, PLLC plans reported in each filing year

Latest sponsor-wide plan assets
$586 99.9931007688051% vs 2022
2024 filing year
$0M$5M$10M 202220232024 $8.49M $0M ▼ -100.0%
Year Plans Participants Total Assets
2022 1 38 $8M
2023 1 37 $552
2024 1 2 $586

Essex Orthopaedics & Optima Sports Medicine, PLLC filing trail (2023)

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$552
Net Income-$8M
Employer EIN261205937
Plan Effective Date1995-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New Hampshire

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Essex and Optima 401(k) Retirement Plan vs. nearby 401(k) plans in New Hampshire, assets vs. participants Scatter plot of 6 data points. -5000050001000015000 -2000200400600800 Total assets ($M) Participants Essex and Optima 401(k) Retirement Plan, Total assets ($M): 0.000552 · Participants: 37Essex and Optima 401(k) Retirement PlanC&s and Affiliates 401(k) Savings Plan (a), Total assets ($M): 574.6136 · Participants: 12135C&s and Affiliates 401(k) Savings Plan (a)Ams Osram Savings Plan, Total assets ($M): 461.503498 · Participants: 977Ams Osram Savings PlanAlbany International Corp. Prosperity Plus Savings Plan, Total assets ($M): 447.510354 · Participants: 1784Albany International Corp. Prosperity Plus Savings PlanConnection Employee 401(k) and Profit Sharing Plan, Total assets ($M): 378.181216 · Participants: 2702Connection Employee 401(k) and Profit Sharing PlanCoca Cola Beverages Northeast, Inc. Incentive Savings Plan, Total assets ($M): 362.577523 · Participants: 2708Coca Cola Beverages Northeast, Inc. Incentive Savings Plan
Essex and Optima 401(k) Retirement Plan vs. nearby 401(k) plans in New Hampshire, assets vs. participants
Compare Essex and Optima 401(k) Retirement Plan side-by-side with 3 peers →

Essex and Optima 401(k) Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside New Hampshire, the nearest 401(k) by assets is Salon Transitions 401(k) Profit Sharing Plan & Trust in PA ($551); by covered participants it is Carbon Health 401(k) Plan in CA (37 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (37 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Essex and Optima 401(k) Retirement Plan assets move in 2023? ▼
Essex and Optima 401(k) Retirement Plan contracted severely - down 100.0% during 2023, from $8M to $552. Reported net income was -$8M.
How have Essex Orthopaedics & Optima Sports Medicine, PLLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Essex Orthopaedics & Optima Sports Medicine, PLLC's sponsor-wide assets declined 100.0%, from $8M to $586.
Where does Essex and Optima 401(k) Retirement Plan rank by assets among Form 5500 filers? ▼
Essex and Optima 401(k) Retirement Plan ranks in the 0th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).
Which 401(k) plans are similar in size to Essex and Optima 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Salon Transitions 401(k) Profit Sharing Plan & Trust in PA ($551, 3 participants).
Which 401(k) plans cover a similar participant headcount to Essex and Optima 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Carbon Health 401(k) Plan in CA (37 participants, $4M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 261205937.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.