401(k) · DOL Form 5500 · 2023

Southwest Stage Funding, LLC Dba Cascade Financial Services 401(k) Plan

Data updated 2026-08-25

$10M
Total assets Small plan by assets
383
Participants Below avg headcount
58th
Percentile by assets National rank
$25,485
Avg per participant Low balance/head
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Official DOL plan name: Cascade Financial Services 401(k) Plan · Sponsored by Southwest Stage Funding, LLC Dba Cascade Financial Services · Arizona · Finance & Insurance

$10M in assets, 383 participants

Southwest Stage Funding, LLC Dba Cascade Financial Services's Cascade Financial Services 401(k) Plan reported $10M in total assets and 383 participants in its 2023 DOL Form 5500 filing, ranking in the 58th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,794 in Finance & Insurance (8,869 peers)

Southwest Stage Funding, LLC Dba Cascade Financial Services multi-year trail

Southwest Stage Funding, LLC Dba Cascade Financial Services's plans moved +72.2% in assets from 2022 to 2024; this filing shows Cascade Financial Services 401(k) Plan at $10M / 383 participants.

#3,794
in Finance & Insurance (8,869 peers)
+44.7%
assets growth YoY

Cascade Financial Services 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Cascade Financial Services 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$9,760,795 Top 42% higher than 58% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Cascade Financial Services 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Cascade Financial Services 401(k) Plan sits mid-pack in the medium band (383 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Cascade Financial Services 401(k) Plan reported net income rose from $614K in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Cascade Financial Services 401(k) Plan end-of-year assets rose from $7M in the plan year 2022 filing to $10M in the plan year 2023 filing.
  • Cascade Financial Services 401(k) Plan reported participants fell from 465 in the plan year 2022 filing to 383 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 522321476 · Southwest Stage Funding, LLC Dba Cascade Financial Services PY 2023 · 401(k)

Cascade Financial Services 401(k) Plan · $10M · 383 · 58th

  • EIN $10M
  • RANK 383
  • PHOTO 58th
  • IND 401(k)
  • EOY near Asset Risk Management, LLC Retirement Savings Plan
  • 5500 ind #3794

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Arizona →

Cascade Financial Services 401(k) Plan in the asset neighbourhood

Cascade Financial Services 401(k) PlanCascade Financial Services 4…$10MAsset Risk Management, LLC Retirement Savings PlanAsset Risk Management, LLC R…$10MT.C.T. 401(k) Profit Sharing PlanT.C.T. 401(k) Profit Sharing…$10MMidwest Pipe Coating, Inc. 401(k) Savings Plan and TrustMidwest Pipe Coating, Inc. 4…$10MShop Rite, Inc. Profit Sharing 401(k) PlanShop Rite, Inc. Profit Shari…$10M
End-of-year total assets ($M) among Cascade Financial Services 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Southwest Stage Funding, LLC Dba Cascade Financial Services multi-year asset trail

Sponsor-wide plan assets over time

All Southwest Stage Funding, LLC Dba Cascade Financial Services plans reported in each filing year

Latest sponsor-wide plan assets
$12M 72.1642517248931% vs 2022
2024 filing year
$6M$8M$10M$12M$14M 202220232024 $6.74M $11.6M ▲ +72.3%
Year Plans Participants Total Assets
2022 1 465 $7M
2023 1 383 $10M
2024 1 353 $12M

Southwest Stage Funding, LLC Dba Cascade Financial Services filing trail (2023)

Total Assets (Beginning of Year)$7M
Net Assets (End of Year)$10M
Net Income$3M
Employer EIN522321476
Plan Effective Date2016-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Arizona

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Cascade Financial Services 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 -20246 Total assets ($B) Participants Cascade Financial Services 401(k) Plan, Total assets ($B): 0.009760795 · Participants: 383Cascade Financial Services 401(k) PlanBechtel Trust & Thrift Plan, Total assets ($B): 5.691074806 · Participants: 7448Bechtel Trust & Thrift PlanBanner Health Employees 401(k) Plan, Total assets ($B): 4.270882725 · Participants: 52452Banner Health Employees 401(k) PlanRepublic Services, Inc. 401(k) Plan, Total assets ($B): 2.379834679 · Participants: 28131Republic Services, Inc. 401(k) PlanFreeport-Mcmoran Inc. Employee Capital Accumulation Program, Total assets ($B): 2.323111586 · Participants: 13105Freeport-Mcmoran Inc. Employee Capital Accumulation ProgramStantec 401(k) Plan, Total assets ($B): 2.021683156 · Participants: 10719Stantec 401(k) Plan
Cascade Financial Services 401(k) Plan vs. nearby 401(k) plans in Arizona, assets vs. participants
Compare Cascade Financial Services 401(k) Plan side-by-side with 3 peers →

Cascade Financial Services 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Arizona, the nearest 401(k) by assets is Asset Risk Management, LLC Retirement Savings Plan in TX ($10M); by covered participants it is Roundtower Technologies 401(k) Plan in OH (383 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (383 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Cascade Financial Services 401(k) Plan assets move in 2023? ▼
Cascade Financial Services 401(k) Plan surged - up 44.7% during 2023, from $7M to $10M. Reported net income was $3M.
How have Southwest Stage Funding, LLC Dba Cascade Financial Services plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Southwest Stage Funding, LLC Dba Cascade Financial Services's sponsor-wide assets grew 72.2%, from $7M to $12M.
Which 401(k) plans are similar in size to Cascade Financial Services 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Asset Risk Management, LLC Retirement Savings Plan in TX ($10M, 78 participants).
Which 401(k) plans cover a similar participant headcount to Cascade Financial Services 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Roundtower Technologies 401(k) Plan in OH (383 participants, $10M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 522321476.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.