ESOP · DOL Form 5500 · 2023

Alliance Holdings, Inc. ESOP

Data updated 2026-08-25

$69M
Total assets Below avg plan size
55
Participants Small participant base
89th
Percentile by assets National rank
$1.3M
Avg per participant High balance/head
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Official DOL plan name: Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust · Sponsored by Alliance Holdings, Inc. · Pennsylvania · Management of Enterprises

$69M in assets, 55 participants

Alliance Holdings, Inc.'s Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust reported $69M in total assets and 55 participants in its 2023 DOL Form 5500 filing, ranking in the 89th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #818 in Management of Enterprises (1,137 peers)

Where Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust sits by assets

Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust sits in the top quartile of all filed plans by assets, $69M for 55 participants (~$1.3M/participant), down 7.6% in 2023.

#818
in Management of Enterprises (1,137 peers)
-7.6%
assets change YoY
0.7×
vs typical plan assets (national mean)

The plan reported a net loss of $6M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust's outsized position by total assets

Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$69,444,257 Top 11% higher than 89% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust is a small filing (55 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust reported net income rose from -$8M in the plan year 2022 filing to -$6M in the plan year 2023 filing.
  • Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust reported participants rose from 50 in the plan year 2022 filing to 55 in the plan year 2023 filing.
  • Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust end-of-year assets fell from $75M in the plan year 2022 filing to $69M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 232795681 · Alliance Holdings, Inc. PY 2023 · ESOP

Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust · $69M · 55 · 89th

  • ASSETS $69M
  • ASSETS 55
  • ASSETS 89th
  • ASSETS ESOP
  • ASSETS near Arete Associates Employee Stock Ownership Plan
  • ASSETS ind #818

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Pennsylvania →

Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust in the asset neighbourhood

Alliance Holdings, Inc. Employee Stock Ownership Plan and TrustAlliance Holdings, Inc. Empl…$69MArete Associates Employee Stock Ownership PlanArete Associates Employee St…$69MJ&r Schugel Trucking, Inc. Employee Stock Ownership Plan and TrustJ&r Schugel Trucking, Inc. E…$69MDiamond Line Delivery Systems, Inc. Employee Stock Ownership Plan and TrustDiamond Line Delivery System…$69MEmployee Stock Ownership Plan of Vita PlusEmployee Stock Ownership Pla…$69M
End-of-year total assets ($M) among Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$75M
Net Assets (End of Year)$69M
Net Income-$6M
Employer EIN232795681
Plan Effective Date1995-12-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Alliance Holdings, Inc.)

Sponsor-wide plan assets over time

All Alliance Holdings, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$81M 13.076577935783467% vs 2022
2024 filing year
$75M$80M$85M$90M$95M 202220232024 $92.7M $80.6M ▼ -13.1%
Year Plans Participants Total Assets
2022 2 94 $93M
2023 2 97 $86M
2024 2 117 $81M

Nearby ESOP Plans in Pennsylvania

Peer ESOP plans, same state, same plan type, ranked by total assets.

Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Pennsylvania, assets vs. participants Scatter plot of 6 data points. -1000001000020000300004000050000 -20246 Total assets ($B) Participants Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust, Total assets ($B): 0.069444257 · Participants: 55Alliance Holdings, Inc. Employee Stock Ownership Plan and TrustWawa, Inc. Employee Stock Ownership Plan, Total assets ($B): 5.338226537 · Participants: 42695Wawa, Inc. Employee Stock Ownership PlanBradford White Corporation Employee Stock Ownership Plan and Trust Agreement, Total assets ($B): 1.558044827 · Participants: 342Bradford White Corporation Employee Stock Ownership Plan and Trust AgreementCentimark Corporation Employee Stock Ownership Plan and Trust, Total assets ($B): 0.686501046 · Participants: 2353Centimark Corporation Employee Stock Ownership Plan and TrustSheetz, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.686202616 · Participants: 13858Sheetz, Inc. Employee Stock Ownership PlanD & H Employee Stock Ownership Plan, Total assets ($B): 0.288933356 · Participants: 1461D & H Employee Stock Ownership Plan
Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust vs. nearby ESOP plans in Pennsylvania, assets vs. participants
Compare Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust side-by-side with 3 peers →

Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust's out-of-state ESOP peers by assets and headcount

Outside Pennsylvania, the nearest ESOP by assets is Arete Associates Employee Stock Ownership Plan in CA ($69M); by covered participants it is Portside Builders, Inc. Employee Stock Ownership Plan in WI (55 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (55 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust assets move in 2023? ▼
Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust pulled back noticeably - down 7.6% during 2023, from $75M to $69M. Reported net income was -$6M.
How have Alliance Holdings, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Alliance Holdings, Inc.'s sponsor-wide assets declined 13.1%, from $93M to $81M.
Where does Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust rank by assets among Form 5500 filers? ▼
Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust ranks in the 89th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which ESOP plans are similar in size to Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by assets is Arete Associates Employee Stock Ownership Plan in CA ($69M, 378 participants).
Which ESOP plans cover a similar participant headcount to Alliance Holdings, Inc. Employee Stock Ownership Plan and Trust? ▼
Among ESOP plans in other states, the closest by covered participants is Portside Builders, Inc. Employee Stock Ownership Plan in WI (55 participants, $15M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 232795681.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.