401(k) · DOL Form 5500 · 2023

Research Affiliates, LLC 401(k) Plan

Data updated 2026-08-25

$24M
Total assets Small plan by assets
63
Participants Small participant base
76th
Percentile by assets National rank
$388,359
Avg per participant High balance/head
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Official DOL plan name: Research Affiliates, LLC 401(k) Plan · Sponsored by Research Affiliates, LLC · California · Finance & Insurance

$24M in assets, 63 participants

Research Affiliates, LLC's Research Affiliates, LLC 401(k) Plan reported $24M in total assets and 63 participants in its 2023 DOL Form 5500 filing, ranking in the 76th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,663 in Finance & Insurance (8,869 peers)

Where Research Affiliates, LLC 401(k) Plan sits by assets

Research Affiliates, LLC 401(k) Plan sits in the top quartile of all filed plans by assets, $24M for 63 participants (~$388,359/participant), up 2.8% in 2023.

#5,663
in Finance & Insurance (8,869 peers)
+2.8%
assets growth YoY
0.2×
vs typical plan assets (national mean)

Research Affiliates, LLC 401(k) Plan's outsized position by total assets

Research Affiliates, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$24,466,648 Top 24% higher than 76% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Research Affiliates, LLC 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Research Affiliates, LLC 401(k) Plan is a small filing (63 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Research Affiliates, LLC 401(k) Plan reported net income rose from -$7M in the plan year 2022 filing to $677K in the plan year 2023 filing.
  • Research Affiliates, LLC 401(k) Plan reported participants fell from 69 in the plan year 2022 filing to 63 in the plan year 2023 filing.
  • Research Affiliates, LLC 401(k) Plan end-of-year assets rose from $24M in the plan year 2022 filing to $24M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 020570299 · Research Affiliates, LLC PY 2023 · 401(k)

Research Affiliates, LLC 401(k) Plan · $24M · 63 · 76th

  • PHOTO $24M
  • IND 63
  • EOY 76th
  • 5500 401(k)
  • ASSETS near Bridger Orthopedics & Sports Medicine, P.C. Profit Sharing Plan
  • PCT ind #5663

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Research Affiliates, LLC 401(k) Plan in the asset neighbourhood

Research Affiliates, LLC 401(k) PlanResearch Affiliates, LLC 401…$24MBridger Orthopedics & Sports Medicine, P.C. Profit Sharing PlanBridger Orthopedics & Sports…$24MChervon North America, Inc. 401(k) PlanChervon North America, Inc. …$24MAmerican Labelmark Company Employees' Savings & Retirement PlanAmerican Labelmark Company E…$24MBaader North America Corporation 401(k) Retirement PlanBaader North America Corpora…$24M
End-of-year total assets ($M) among Research Affiliates, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$24M
Net Assets (End of Year)$24M
Net Income$677K
Employer EIN020570299
Plan Effective Date2003-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Research Affiliates, LLC)

Sponsor-wide plan assets over time

All Research Affiliates, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$24M 2.843735130381856% vs 2022
2023 filing year
$23.5M$24M$24.5M$25M 20222023 $23.8M $24.5M ▲ +2.9%
Year Plans Participants Total Assets
2022 1 69 $24M
2023 1 63 $24M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Research Affiliates, LLC 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Research Affiliates, LLC 401(k) Plan, Total assets ($B): 0.024466648 · Participants: 63Research Affiliates, LLC 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Research Affiliates, LLC 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Research Affiliates, LLC 401(k) Plan side-by-side with 3 peers →

Research Affiliates, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Bridger Orthopedics & Sports Medicine, P.C. Profit Sharing Plan in MT ($24M); by covered participants it is The Mcdevitt Companies Employee 401(k) Plan in NH (63 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (63 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Research Affiliates, LLC 401(k) Plan assets move in 2023? ▼
Research Affiliates, LLC 401(k) Plan edged up modestly - up 2.8% during 2023, from $24M to $24M. Reported net income was $677K.
How have Research Affiliates, LLC plan assets changed over time? ▼
Across 2 plan years on file (2022-2023), Research Affiliates, LLC's sponsor-wide assets grew 2.8%, from $24M to $24M.
Where does Research Affiliates, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Research Affiliates, LLC 401(k) Plan ranks in the 76th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Research Affiliates, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Bridger Orthopedics & Sports Medicine, P.C. Profit Sharing Plan in MT ($24M, 112 participants).
Which 401(k) plans cover a similar participant headcount to Research Affiliates, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is The Mcdevitt Companies Employee 401(k) Plan in NH (63 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 020570299.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.