401(k) · DOL Form 5500 · 2023

Rockefeller Brothers Fund, Inc 401(k) Plan

Data updated 2026-08-25

$59M
Total assets Below avg plan size
88
Participants Small participant base
87th
Percentile by assets National rank
$666,457
Avg per participant High balance/head
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Official DOL plan name: Rockefeller Non-Profits 401(k) Plan · Sponsored by Rockefeller Brothers Fund, Inc · New York · Other Services

$59M in assets, 88 participants

Rockefeller Brothers Fund, Inc's Rockefeller Non-Profits 401(k) Plan reported $59M in total assets and 88 participants in its 2023 DOL Form 5500 filing, ranking in the 87th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,425 in Other Services (7,857 peers)

Where Rockefeller Non-Profits 401(k) Plan sits by assets

Rockefeller Non-Profits 401(k) Plan sits in the top quartile of all filed plans by assets, $59M for 88 participants (~$666,457/participant), up 15.8% in 2023.

#7,425
in Other Services (7,857 peers)
+15.8%
assets growth YoY
0.6×
vs typical plan assets (national mean)

Rockefeller Non-Profits 401(k) Plan's outsized position by total assets

Rockefeller Non-Profits 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$58,648,182 Top 13% higher than 87% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rockefeller Non-Profits 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rockefeller Non-Profits 401(k) Plan is a small filing (88 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rockefeller Non-Profits 401(k) Plan reported net income rose from -$10M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Rockefeller Non-Profits 401(k) Plan end-of-year assets rose from $51M in the plan year 2022 filing to $59M in the plan year 2023 filing.
  • Rockefeller Non-Profits 401(k) Plan reported participants fell from 90 in the plan year 2022 filing to 88 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 131760106 · Rockefeller Brothers Fund, Inc PY 2023 · 401(k)

Rockefeller Non-Profits 401(k) Plan · $59M · 88 · 87th

  • EBSA $59M
  • EBSA 88
  • EBSA 87th
  • EBSA 401(k)
  • EBSA near Midwest Physicians Alliance, Inc. 401(k) Profit Sharing Plan
  • EBSA ind #7425

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in New York →

Rockefeller Non-Profits 401(k) Plan in the asset neighbourhood

Motion Picture Association, Inc. Employees' 401(k) PlanMotion Picture Association, …$59MRockefeller Non-Profits 401(k) PlanRockefeller Non-Profits 401(…$59MMidwest Physicians Alliance, Inc. 401(k) Profit Sharing PlanMidwest Physicians Alliance,…$59MWestern Building Products, Inc. Employee Stock Ownership Plan and 401(k) Savings PlanWestern Building Products, I…$59MMomentus Capital Retirement PlanMomentus Capital Retirement …$59M
End-of-year total assets ($M) among Rockefeller Non-Profits 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$51M
Net Assets (End of Year)$59M
Net Income$8M
Employer EIN131760106
Plan Effective Date2004-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rockefeller Brothers Fund, Inc)

Sponsor-wide plan assets over time

All Rockefeller Brothers Fund, Inc plans reported in each filing year

Latest sponsor-wide plan assets
$68M 34.61983414963795% vs 2022
2024 filing year
$40M$50M$60M$70M 202220232024 $50.7M $68.2M ▲ +34.6%
Year Plans Participants Total Assets
2022 1 90 $51M
2023 1 88 $59M
2024 1 99 $68M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rockefeller Non-Profits 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Rockefeller Non-Profits 401(k) Plan, Total assets ($B): 0.058648182 · Participants: 88Rockefeller Non-Profits 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Rockefeller Non-Profits 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Rockefeller Non-Profits 401(k) Plan side-by-side with 3 peers →

Rockefeller Non-Profits 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Midwest Physicians Alliance, Inc. 401(k) Profit Sharing Plan in IL ($59M); by covered participants it is Martines Palmeiro Construction 401(k) Plan in CO (88 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (88 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rockefeller Non-Profits 401(k) Plan assets move in 2023? ▼
Rockefeller Non-Profits 401(k) Plan grew sharply - up 15.8% during 2023, from $51M to $59M. Reported net income was $8M.
How have Rockefeller Brothers Fund, Inc plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rockefeller Brothers Fund, Inc's sponsor-wide assets grew 34.6%, from $51M to $68M.
Where does Rockefeller Non-Profits 401(k) Plan rank by assets among Form 5500 filers? ▼
Rockefeller Non-Profits 401(k) Plan ranks in the 87th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Rockefeller Non-Profits 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Midwest Physicians Alliance, Inc. 401(k) Profit Sharing Plan in IL ($59M, 148 participants).
Which 401(k) plans cover a similar participant headcount to Rockefeller Non-Profits 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Martines Palmeiro Construction 401(k) Plan in CO (88 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 131760106.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.