401(k) · DOL Form 5500 · 2023

Paul K. Upatham, D.D.S., M.S., Inc. (Dba) Liberty Station Orthodontics 401(k) Plan

Data updated 2026-08-25

$744K
Total assets Small plan by assets: 13
Participants Small participant base: 21st
Percentile by assets National rank: $57,219
Avg per participant Low balance/head

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Official DOL plan name: Liberty Station Orthodontics 401(k) Plan · Sponsored by Paul K. Upatham, D.D.S., M.S., Inc. (Dba) Liberty Station Orthodontics · California · Healthcare & Social Assistance

$744K in assets, 13 participants

Paul K. Upatham, D.D.S., M.S., Inc. (Dba) Liberty Station Orthodontics's Liberty Station Orthodontics 401(k) Plan reported $744K in total assets and 13 participants in its 2023 DOL Form 5500 filing, ranking in the 21st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#2,941 in Healthcare & Social Assistance (17,684 peers)

Paul K. Upatham, D.D.S., M.S., Inc. (Dba) Liberty Station Orthodontics multi-year trail

Paul K. Upatham, D.D.S., M.S., Inc. (Dba) Liberty Station Orthodontics's plans moved +125.3% in assets from 2022 to 2024; this filing shows Liberty Station Orthodontics 401(k) Plan at $744K / 13 participants.

#2,941
in Healthcare & Social Assistance (17,684 peers): +24.3%
assets growth YoY

Liberty Station Orthodontics 401(k) Plan among the smaller filed plans by assets

Liberty Station Orthodontics 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$743,850 21st percentile higher than 21% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Liberty Station Orthodontics 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Liberty Station Orthodontics 401(k) Plan is a small filing (13 participants) on this national headcount ladder.

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Liberty Station Orthodontics 401(k) Plan reported net income rose from -$89K in the plan year 2022 filing to $145K in the plan year 2023 filing.
Liberty Station Orthodontics 401(k) Plan end-of-year assets rose from $598K in the plan year 2022 filing to $744K in the plan year 2023 filing.
Liberty Station Orthodontics 401(k) Plan reported participants fell from 14 in the plan year 2022 filing to 13 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 510534152 · Paul K. Upatham, D.D.S., M.S., Inc. (Dba) Liberty Station Orthodontics PY 2023 · 401(k)

Liberty Station Orthodontics 401(k) Plan · $744K · 13 · 21st

5500 $744K
ASSETS 13
PCT 21st
EIN 401(k)
RANK near Higgins 401(k) Trust
PHOTO ind #2941

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in California →

End-of-year total assets ($M) among Liberty Station Orthodontics 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Paul K. Upatham, D.D.S., M.S., Inc. (Dba) Liberty Station Orthodontics multi-year asset trail

Latest sponsor-wide plan assets: $3M 125.28193206575224% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	2	26	$1M
2023	2	23	$2M
2024	2	25	$3M

Paul K. Upatham, D.D.S., M.S., Inc. (Dba) Liberty Station Orthodontics filing trail (2023)

Total Assets (Beginning of Year)	$598K
Net Assets (End of Year)	$744K
Net Income	$145K
Employer EIN	510534152
Plan Effective Date	1988-02-01
Filing Status	FILING RECEIVED

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Liberty Station Orthodontics 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Wells Fargo & Company 401(k) Plan $51.8B · 193,919
Google LLC 401(k) Savings Plan $39.0B · 122,867
Oracle Corporation 401(k) Savings and Investment Plan $26.3B · 63,105
Intel 401(k) Savings Plan $22.2B · 59,863
Apple 401(k) Plan $19.8B · 106,111

Compare Liberty Station Orthodontics 401(k) Plan side-by-side with 3 peers →

Liberty Station Orthodontics 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Higgins 401(k) Trust in CO ($744K); by covered participants it is Mid-America Eye Center, Inc. Employees' Profit Sharing Plan in KS (13 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($744K here).

Higgins 401(k) Trust (CO) $744K · 2
Peregrine Painting Company 401(k) Profit Sharing Plan (TX) $744K · 2
Intrepid Solutions Retirement Plan (CO) $744K · 13
The Milled Olive Oil & Vinegar Co. Inc 401(k) Plan (ID) $744K · 3

Similar participant headcount

Nearest other-state filings by covered participants (13 participants); asset peers above are excluded.

Mid-America Eye Center, Inc. Employees' Profit Sharing Plan (KS) 13 · 0 off
Aj Machining, LLC 401(k)/Profit Sharing Plan (MN) 13 · 0 off
Southlake Neurology 401(k) Plan (TX) 13 · 0 off
Ralph J Becker Dds P C 401(k) Profit Sharing Plan & Trust (MI) 13 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Liberty Station Orthodontics 401(k) Plan assets move in 2023? ▼

Liberty Station Orthodontics 401(k) Plan grew sharply - up 24.3% during 2023, from $598K to $744K. Reported net income was $145K.

How have Paul K. Upatham, D.D.S., M.S., Inc. (Dba) Liberty Station Orthodontics plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Paul K. Upatham, D.D.S., M.S., Inc. (Dba) Liberty Station Orthodontics's sponsor-wide assets grew 125.3%, from $1M to $3M.

Where does Liberty Station Orthodontics 401(k) Plan rank by assets among Form 5500 filers? ▼

Liberty Station Orthodontics 401(k) Plan ranks in the 21st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).

Which 401(k) plans are similar in size to Liberty Station Orthodontics 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Higgins 401(k) Trust in CO ($744K, 2 participants).

Which 401(k) plans cover a similar participant headcount to Liberty Station Orthodontics 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Mid-America Eye Center, Inc. Employees' Profit Sharing Plan in KS (13 participants, $52 in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 510534152.