401(k) · DOL Form 5500 · 2023

Regatta Capital Group, LLC 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
14
Participants Small participant base
35th
Percentile by assets National rank
$204,757
Avg per participant Above avg balance/head
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Official DOL plan name: Regatta Capital Group 401(k) P/S Plan · Sponsored by Regatta Capital Group, LLC · California · Finance & Insurance

$3M in assets, 14 participants

Regatta Capital Group, LLC's Regatta Capital Group 401(k) P/S Plan reported $3M in total assets and 14 participants in its 2023 DOL Form 5500 filing, ranking in the 35th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #2,159 in Finance & Insurance (8,869 peers)

Regatta Capital Group, LLC multi-year trail

Regatta Capital Group, LLC's plans moved +91.3% in assets from 2022 to 2024; this filing shows Regatta Capital Group 401(k) P/S Plan at $3M / 14 participants.

#2,159
in Finance & Insurance (8,869 peers)
+44.0%
assets growth YoY

Regatta Capital Group 401(k) P/S Plan's mid-pack asset rank among Finance & Insurance and all filers

Regatta Capital Group 401(k) P/S Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,866,603 35th percentile higher than 35% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Regatta Capital Group 401(k) P/S Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Regatta Capital Group 401(k) P/S Plan is a small filing (14 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Regatta Capital Group 401(k) P/S Plan reported net income rose from -$138K in the plan year 2022 filing to $875K in the plan year 2023 filing.
  • Regatta Capital Group 401(k) P/S Plan end-of-year assets rose from $2M in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Regatta Capital Group 401(k) P/S Plan reported participants rose from 12 in the plan year 2022 filing to 14 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 260825177 · Regatta Capital Group, LLC PY 2023 · 401(k)

Regatta Capital Group 401(k) P/S Plan · $3M · 14 · 35th

  • VS-ST $3M
  • VS-ST 14
  • VS-ST 35th
  • VS-ST 401(k)
  • VS-ST near 5812 Investment Group, LLC 401(k) Plan
  • VS-ST ind #2159

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Regatta Capital Group 401(k) P/S Plan in the asset neighbourhood

Regatta Capital Group 401(k) P/S PlanRegatta Capital Group 401(k)…$3M5812 Investment Group, LLC 401(k) Plan5812 Investment Group, LLC 4…$3MCypress Pointe Surgical Hospital 401(k) PlanCypress Pointe Surgical Hosp…$3MThe Ghk Company Savings Incentive PlanThe Ghk Company Savings Ince…$3MMoore & Neidenthal, Inc. Safe Harbor 401(k) PlanMoore & Neidenthal, Inc. Saf…$3M
End-of-year total assets ($M) among Regatta Capital Group 401(k) P/S Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Regatta Capital Group, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Regatta Capital Group, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$4M 91.2751687963421% vs 2022
2024 filing year
$1M$2M$3M$4M 202220232024 $1.99M $3.81M ▲ +91.5%
Year Plans Participants Total Assets
2022 1 12 $2M
2023 1 14 $3M
2024 1 16 $4M

Regatta Capital Group, LLC filing trail (2023)

Total Assets (Beginning of Year)$2M
Net Assets (End of Year)$3M
Net Income$875K
Employer EIN260825177
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Regatta Capital Group 401(k) P/S Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Regatta Capital Group 401(k) P/S Plan, Total assets ($B): 0.002866603 · Participants: 14Regatta Capital Group 401(k) P/S PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Regatta Capital Group 401(k) P/S Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Regatta Capital Group 401(k) P/S Plan side-by-side with 3 peers →

Regatta Capital Group 401(k) P/S Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is 5812 Investment Group, LLC 401(k) Plan in OH ($3M); by covered participants it is Marietta Railroad Properties, Inc. 401(k) Plan in NY (14 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (14 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Regatta Capital Group 401(k) P/S Plan assets move in 2023? ▼
Regatta Capital Group 401(k) P/S Plan surged - up 44.0% during 2023, from $2M to $3M. Reported net income was $875K.
How have Regatta Capital Group, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Regatta Capital Group, LLC's sponsor-wide assets grew 91.3%, from $2M to $4M.
Which 401(k) plans are similar in size to Regatta Capital Group 401(k) P/S Plan? ▼
Among 401(k) plans in other states, the closest by assets is 5812 Investment Group, LLC 401(k) Plan in OH ($3M, 277 participants).
Which 401(k) plans cover a similar participant headcount to Regatta Capital Group 401(k) P/S Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Marietta Railroad Properties, Inc. 401(k) Plan in NY (14 participants, $522K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 260825177.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.