401(k) · DOL Form 5500 · 2023

Nbc Securities, Inc. 401(k) Plan

Data updated 2026-08-25

$12M
Total assets Small plan by assets: 72
Participants Small participant base: 63rd
Percentile by assets National rank: $170,745
Avg per participant Above avg balance/head

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Official DOL plan name: Nbc Securities 401(k) Plan · Sponsored by Nbc Securities, Inc. · Alabama · Finance & Insurance

$12M in assets, 72 participants

Nbc Securities, Inc.'s Nbc Securities 401(k) Plan reported $12M in total assets and 72 participants in its 2023 DOL Form 5500 filing, ranking in the 63rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#4,257 in Finance & Insurance (8,869 peers)

Nbc Securities, Inc. multi-year trail

Nbc Securities, Inc.'s plans moved +55.9% in assets from 2022 to 2024; this filing shows Nbc Securities 401(k) Plan at $12M / 72 participants.

#4,257
in Finance & Insurance (8,869 peers): +25.2%
assets growth YoY

Nbc Securities 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Nbc Securities 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$12,293,614 Top 37% higher than 63% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Nbc Securities 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Nbc Securities 401(k) Plan is a small filing (72 participants) on this national headcount ladder.

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Nbc Securities 401(k) Plan reported net income rose from -$2M in the plan year 2022 filing to $2M in the plan year 2023 filing.
Nbc Securities 401(k) Plan end-of-year assets rose from $10M in the plan year 2022 filing to $12M in the plan year 2023 filing.
Nbc Securities 401(k) Plan reported participants fell from 73 in the plan year 2022 filing to 72 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 630923499 · Nbc Securities, Inc. PY 2023 · 401(k)

Nbc Securities 401(k) Plan · $12M · 72 · 63rd

EBSA $12M
PART 72
TYPE 63rd
NET 401(k)
BOOK near Alltrails 401(k) Plan
VS-ST ind #4257

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Alabama →

End-of-year total assets ($M) among Nbc Securities 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Nbc Securities, Inc. multi-year asset trail

Latest sponsor-wide plan assets: $15M 55.90138270182112% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	73	$10M
2023	1	72	$12M
2024	1	65	$15M

Nbc Securities, Inc. filing trail (2023)

Total Assets (Beginning of Year)	$10M
Net Assets (End of Year)	$12M
Net Income	$2M
Employer EIN	630923499
Plan Effective Date	2010-08-01
Filing Status	FILING RECEIVED

Nearby 401(k) Plans in Alabama

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Nbc Securities 401(k) Plan vs. nearby 401(k) plans in Alabama, assets vs. participants

Regions Financial Corporation 401(k) Plan $2.9B · 20,733
Encompass Health Corporation 401(k) Retirement Plan $1.5B · 24,565
Hexagon Employee Retirement Savings Plan $1.5B · 4,618
Vulcan 401(k) Plan $1.4B · 9,487
Mercedes-Benz U.S. International, Inc. Retirement and Savings Plan $1.1B · N/A

Compare Nbc Securities 401(k) Plan side-by-side with 3 peers →

Nbc Securities 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Alabama, the nearest 401(k) by assets is Alltrails 401(k) Plan in CA ($12M); by covered participants it is Gryphon Healthcare 401(k) Plan in TX (72 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($12M here).

Alltrails 401(k) Plan (CA) $12M · 187
Unamsco 401(k) Retirement Plan (TX) $12M · 74
Melvin Stone Company Retirement Savings Plan (OH) $12M · 115
Horn USA Inc 401(k) Profit Sharing Plan and Trust (NY) $12M · 123

Similar participant headcount

Nearest other-state filings by covered participants (72 participants); asset peers above are excluded.

Gryphon Healthcare 401(k) Plan (TX) 72 · 0 off
Rodland Motor Company 401(k) Plan (WA) 72 · 0 off
Jones Energy, LLC Profit Sharing Plan (OK) 72 · 0 off
Alexza Pharmaceuticals, Inc. 401(k) Plan (CA) 72 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Nbc Securities 401(k) Plan assets move in 2023? ▼

Nbc Securities 401(k) Plan grew sharply - up 25.2% during 2023, from $10M to $12M. Reported net income was $2M.

How have Nbc Securities, Inc. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Nbc Securities, Inc.'s sponsor-wide assets grew 55.9%, from $10M to $15M.

Which 401(k) plans are similar in size to Nbc Securities 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Alltrails 401(k) Plan in CA ($12M, 187 participants).

Which 401(k) plans cover a similar participant headcount to Nbc Securities 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Gryphon Healthcare 401(k) Plan in TX (72 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 630923499.