401(k) · DOL Form 5500 · 2023

Penumbra, Inc. 401(k) Plan

Data updated 2026-08-11

$190M
Total assets
3,546
Participants
95th
Percentile by assets
$53,722
Avg per participant
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Official DOL plan name: Penumbra, Inc. 401(k) Plan · Sponsored by Penumbra, Inc. · California · Manufacturing

$190M in assets, 3,546 participants

Penumbra, Inc.'s Penumbra, Inc. 401(k) Plan reported $190M in total assets and 3,546 participants in its 2023 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 95th percentile by assets (of 127,072 plans)
  • #17,137 in Manufacturing (18,722 peers)

Coverage in California

Penumbra, Inc. 401(k) Plan covers 3,546 participants in California, 5.6x the typical California plan (state average ~630 per filing). Assets: $190M.

$190M
total plan assets (2023 EOY)
3,546
covered participants
95th
percentile by assets (of 127,072 plans)
$53,722
avg assets per participant

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Penumbra, Inc. 401(k) Plan reported net income rose from -$1M in the plan year 2022 filing to $52M in the plan year 2023 filing.
  • Penumbra, Inc. 401(k) Plan end-of-year assets rose from $138M in the plan year 2022 filing to $190M in the plan year 2023 filing.
  • Penumbra, Inc. 401(k) Plan reported participants rose from 3,266 in the plan year 2022 filing to 3,546 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State
Industry

Participants vs California filers

In California, the average filing covers about 630 participants across 15,291 plans. Penumbra, Inc. 401(k) Plan reports 3,546 participants - 5.6x that state average ($190M EOY assets).

California filing particulars

Total Assets (Beginning of Year)$138M
Net Assets (End of Year)$190M
Net Income$52M
Employer EIN050605598
Plan Effective Date2007-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Penumbra, Inc.)

$100M$150M$200M$250M$300M 202220232024 $138M $246M ▲ +78.4%
Total plan assets by year, all Penumbra, Inc. plans on file
Year Plans Participants Total Assets
2022 1 3,266 $138M
2023 1 3,546 $190M
2024 1 3,576 $246M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Penumbra, Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Penumbra, Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Penumbra, Inc. 401(k…Wells Fargo & Compan…Google LLC 401(k) Sa…Oracle Corporation 4…Intel 401(k) Savings…Apple 401(k) Plan
Penumbra, Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Penumbra, Inc. 401(k) Plan by total assets, not by location.

Frequently Asked Questions

How did Penumbra, Inc. 401(k) Plan assets move in 2023?
Penumbra, Inc. 401(k) Plan surged - up 38.0% during 2023, from $138M to $190M. Reported net income was $52M.
How have Penumbra, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), Penumbra, Inc.'s sponsor-wide assets grew 78.4%, from $138M to $246M.
Where does Penumbra, Inc. 401(k) Plan rank by assets among Form 5500 filers?
Penumbra, Inc. 401(k) Plan ranks in the 95th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Penumbra, Inc. 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Firstcash 401(k) Profit Sharing Plan in TX ($191M, 4,947 participants).

Filing takeaways

Ways to act on Penumbra, Inc. 401(k) Plan's numbers.