401(k) · DOL Form 5500 · 2023
Upstream USA, Inc. 401(k) Plan
Data updated 2026-08-25
- $13M
- Total assets Small plan by assets
- 155
- Participants Small participant base
- 64th
- Percentile by assets National rank
- $84,492
- Avg per participant Below avg balance/head
Official DOL plan name: Upstream 401(k) Plan · Sponsored by Upstream USA, Inc. · Massachusetts · Healthcare & Social Assistance
$13M in assets, 155 participants
Upstream USA, Inc.'s Upstream 401(k) Plan reported $13M in total assets and 155 participants in its 2023 DOL Form 5500 filing, ranking in the 64th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #12,315 in Healthcare & Social Assistance (17,684 peers)
Coverage in Massachusetts
Upstream 401(k) Plan covers 155 participants in Massachusetts, about 24% of the average Massachusetts filer (state average ~659 per filing). Assets: $13M.
- #12,315
- in Healthcare & Social Assistance (17,684 peers)
- +64.7%
- assets growth YoY
Upstream 401(k) Plan's mid-pack asset rank among Healthcare & Social Assistance and all filers
Upstream 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$13,096,236 Top 36% higher than 64% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Upstream 401(k) Plan among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Upstream 401(k) Plan sits mid-pack in the medium band (155 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Upstream 401(k) Plan reported net income rose from $95K in the plan year 2022 filing to $5M in the plan year 2023 filing.
- Upstream 401(k) Plan end-of-year assets rose from $8M in the plan year 2022 filing to $13M in the plan year 2023 filing.
- Upstream 401(k) Plan reported participants rose from 119 in the plan year 2022 filing to 155 in the plan year 2023 filing.
Plan-year Form 5500 strip
Filing strip 352581424 · Upstream USA, Inc. PY 2023 · 401(k)
Upstream 401(k) Plan · $13M · 155 · 64th
- NET $13M
- NET 155
- NET 64th
- NET 401(k)
- NET near East Coast Repair and Fabrication 401(k) Profit Sharing Plan
- NET ind #12315
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in Massachusetts →
Upstream 401(k) Plan in the asset neighbourhood
Massachusetts filing particulars
| Total Assets (Beginning of Year) | $8M |
|---|---|
| Net Assets (End of Year) | $13M |
| Net Income | $5M |
| Employer EIN | 352581424 |
| Plan Effective Date | 2017-05-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Upstream USA, Inc.)
Sponsor-wide plan assets over time
All Upstream USA, Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $17M 119.55033626607057% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 119 | $8M |
| 2023 | 1 | 155 | $13M |
| 2024 | 1 | 181 | $17M |
Nearby 401(k) Plans in Massachusetts
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Fidelity Retirement Savings Plan $28.6B · 62,289
- Liberty Mutual 401(k) Plan $10.6B · 37,052
- Massachusetts Institute of Technology Supplemental 401(k) Plan $6.8B · 14,094
- Boston Scientific Corporation 401(k) Retirement Savings Plan $5.8B · 19,881
- Philips North America 401(k) Plan $5.8B · 19,120
Upstream 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside Massachusetts, the nearest 401(k) by assets is East Coast Repair and Fabrication 401(k) Profit Sharing Plan in VA ($13M); by covered participants it is Fraser Business Equipment Salary Deferral Plan in PA (155 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($13M here).
Similar participant headcount
Nearest other-state filings by covered participants (155 participants); asset peers above are excluded.
- Fraser Business Equipment Salary Deferral Plan (PA) 155 · 0 off
- Pacific Bath Company 401(k) Plan (OR) 155 · 0 off
- New Mexican/Taos News 401(k) Plan (NM) 155 · 0 off
- Mayacama Golf Club, LLC 401(k) Profit Sharing Plan and Trust (CA) 155 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.