401(k) · DOL Form 5500 · 2023
Aaa Northern California, Nevada & Utah 401(k) Plan
Data updated 2026-08-25
- $664M
- Total assets Above avg plan size
- 5,244
- Participants Above avg headcount
- 98th
- Percentile by assets National rank
- $126,577
- Avg per participant Near avg balance/head
Official DOL plan name: Aaa Ncnu 401(k) Plan · Sponsored by Aaa Northern California, Nevada & Utah · California · Finance & Insurance
$664M in assets, 5,244 participants
Aaa Northern California, Nevada & Utah's Aaa Ncnu 401(k) Plan reported $664M in total assets and 5,244 participants in its 2023 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #8,544 in Finance & Insurance (8,869 peers)
Coverage in California
Aaa Ncnu 401(k) Plan covers 5,244 participants in California, 8.3x the typical California plan (state average ~630 per filing). Assets: $664M.
- #8,544
- in Finance & Insurance (8,869 peers)
- +22.3%
- assets growth YoY
- 6.7×
- vs typical plan assets (national mean)
Aaa Ncnu 401(k) Plan's outsized position by total assets
Aaa Ncnu 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$663,767,594 Top 2% higher than 98% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Aaa Ncnu 401(k) Plan's large-plan peer group by participant headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Aaa Ncnu 401(k) Plan lands in the large band (5,244 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Aaa Ncnu 401(k) Plan reported net income rose from -$113M in the plan year 2022 filing to $121M in the plan year 2023 filing.
- Aaa Ncnu 401(k) Plan end-of-year assets rose from $543M in the plan year 2022 filing to $664M in the plan year 2023 filing.
- Aaa Ncnu 401(k) Plan reported participants fell from 5,388 in the plan year 2022 filing to 5,244 in the plan year 2023 filing.
EBSA filing schedule strip
Filing strip 940361645 · Aaa Northern California, Nevada & Utah PY 2023 · 401(k)
Aaa Ncnu 401(k) Plan · $664M · 5,244 · 98th
- PHOTO $664M
- PHOTO 5,244
- PHOTO 98th
- PHOTO 401(k)
- PHOTO near Janney Montgomery Scott LLC Profit Sharing and Savings Plan
- PHOTO ind #8544
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →
Aaa Ncnu 401(k) Plan in the asset neighbourhood
California filing particulars
| Total Assets (Beginning of Year) | $543M |
|---|---|
| Net Assets (End of Year) | $664M |
| Net Income | $121M |
| Employer EIN | 940361645 |
| Plan Effective Date | 2012-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Aaa Northern California, Nevada & Utah)
Sponsor-wide plan assets over time
All Aaa Northern California, Nevada & Utah plans reported in each filing year
- Latest sponsor-wide plan assets
- $763M 40.47693157158484% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 5,388 | $543M |
| 2023 | 1 | 5,244 | $664M |
| 2024 | 1 | 5,182 | $763M |
Nearby 401(k) Plans in California
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Wells Fargo & Company 401(k) Plan $51.8B · 193,919
- Google LLC 401(k) Savings Plan $39.0B · 122,867
- Oracle Corporation 401(k) Savings and Investment Plan $26.3B · 63,105
- Intel 401(k) Savings Plan $22.2B · 59,863
- Apple 401(k) Plan $19.8B · 106,111
Scale composition for Aaa Ncnu 401(k) Plan
Aaa Ncnu 401(k) Plan reports $664M in end-of-year assets across 5,244 participants (0.005% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.006% of 93,925,755 covered participants) - about $126,577 per participant (92% of the national average assets-per-participant) . Net income for plan year 2023 was $121M.
This plan identity (EIN 940361645, plan #001) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $543M to $763M (+40.5%) while covered participants moved from 5,388 to 5,182 . Single-year sparse filers cannot show that trail.
| Plan year | Participants | EOY assets | Filing |
|---|---|---|---|
| 2022 | 5,388 | $543M | Open filing |
| 2023 | 5,244 | $664M | This page |
| 2024 · index core | 5,182 | $763M | Open filing |
The same sponsor also keeps 1 other index-core plan on PlainRetire:
- Aaa Ncnu 401(k) Plan (401(k), $763M, 5,182 participants)
Aaa Ncnu 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside California, the nearest 401(k) by assets is Janney Montgomery Scott LLC Profit Sharing and Savings Plan in PA ($664M); by covered participants it is Scheels All Sports, Inc. 401(k) Plan in ND (5,247 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($664M here).
- Janney Montgomery Scott LLC Profit Sharing and Savings Plan (PA) $664M · 2,282
- The Gates Matchmaker Plan (CO) $663M · 3,946
- Alaska Airlines, Inc. Alaskasaver Plan (WA) $664M · 2,748
- Hanesbrands Inc. Retirement Savings Plan (NC) $665M · 6,318
Similar participant headcount
Nearest other-state filings by covered participants (5,244 participants); asset peers above are excluded.
- Scheels All Sports, Inc. 401(k) Plan (ND) 5,247 · 3 off
- 24 Seven, LLC 401(k) Plan (NY) 5,248 · 4 off
- Kenco Management Services, LLC 401(k) Employee Savings Plan (TN) 5,238 · 6 off
- 2u, Inc. 401(k) Retirement Plan (MD) 5,251 · 7 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.