401(k) · DOL Form 5500 · 2023

Otc Markets Group Inc. 401(k) Plan

Data updated 2026-08-25

$30M
Total assets Below avg plan size
132
Participants Small participant base
79th
Percentile by assets National rank
$223,632
Avg per participant Above avg balance/head
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Official DOL plan name: Otc Markets Group Inc. 401(k) Plan · Sponsored by Otc Markets Group Inc. · New York · Finance & Insurance

$30M in assets, 132 participants

Otc Markets Group Inc.'s Otc Markets Group Inc. 401(k) Plan reported $30M in total assets and 132 participants in its 2023 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,014 in Finance & Insurance (8,869 peers)

Coverage in New York

Otc Markets Group Inc. 401(k) Plan covers 132 participants in New York, about 17% of the average New York filer (state average ~798 per filing). Assets: $30M.

#6,014
in Finance & Insurance (8,869 peers)
+32.2%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Otc Markets Group Inc. 401(k) Plan's outsized position by total assets

Otc Markets Group Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$29,519,428 Top 21% higher than 79% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Otc Markets Group Inc. 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Otc Markets Group Inc. 401(k) Plan sits mid-pack in the medium band (132 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Otc Markets Group Inc. 401(k) Plan reported net income rose from -$4M in the plan year 2022 filing to $7M in the plan year 2023 filing.
  • Otc Markets Group Inc. 401(k) Plan end-of-year assets rose from $22M in the plan year 2022 filing to $30M in the plan year 2023 filing.
  • Otc Markets Group Inc. 401(k) Plan reported participants rose from 106 in the plan year 2022 filing to 132 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 133941069 · Otc Markets Group Inc. PY 2023 · 401(k)

Otc Markets Group Inc. 401(k) Plan · $30M · 132 · 79th

  • PHOTO $30M
  • PHOTO 132
  • PHOTO 79th
  • PHOTO 401(k)
  • PHOTO near Tolleson Wealth Management 401(k) Plan
  • PHOTO ind #6014

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Otc Markets Group Inc. 401(k) Plan in the asset neighbourhood

Project Consulting Services, Inc. 401(k) PlanProject Consulting Services,…$30MFirst Internet Bank of Indiana Employee Retirement Savings PlanFirst Internet Bank of India…$30MOtc Markets Group Inc. 401(k) PlanOtc Markets Group Inc. 401(k…$30MTolleson Wealth Management 401(k) PlanTolleson Wealth Management 4…$30MG&w Laboratories Inc. Retirement PlanG&w Laboratories Inc. Retire…$30M
End-of-year total assets ($M) among Otc Markets Group Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$22M
Net Assets (End of Year)$30M
Net Income$7M
Employer EIN133941069
Plan Effective Date1997-06-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Otc Markets Group Inc.)

Sponsor-wide plan assets over time

All Otc Markets Group Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$34M 50.83797926717028% vs 2022
2024 filing year
$20M$25M$30M$35M 202220232024 $22.3M $33.7M ▲ +50.9%
Year Plans Participants Total Assets
2022 1 106 $22M
2023 1 132 $30M
2024 1 134 $34M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Otc Markets Group Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Otc Markets Group Inc. 401(k) Plan, Total assets ($B): 0.029519428 · Participants: 132Otc Markets Group Inc. 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Otc Markets Group Inc. 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Otc Markets Group Inc. 401(k) Plan side-by-side with 3 peers →

Otc Markets Group Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Tolleson Wealth Management 401(k) Plan in TX ($30M); by covered participants it is Revision Military 401(k) Retirement Plan in VT (132 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (132 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Otc Markets Group Inc. 401(k) Plan assets move in 2023? ▼
Otc Markets Group Inc. 401(k) Plan surged - up 32.2% during 2023, from $22M to $30M. Reported net income was $7M.
How have Otc Markets Group Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Otc Markets Group Inc.'s sponsor-wide assets grew 50.8%, from $22M to $34M.
Where does Otc Markets Group Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Otc Markets Group Inc. 401(k) Plan ranks in the 79th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Otc Markets Group Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Tolleson Wealth Management 401(k) Plan in TX ($30M, 223 participants).
Which 401(k) plans cover a similar participant headcount to Otc Markets Group Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Revision Military 401(k) Retirement Plan in VT (132 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133941069.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.