401(k) · DOL Form 5500 · 2023

Siguler Guff & Company, LP 401(k) Plan

Data updated 2026-08-25

$48M
Total assets Below avg plan size
91
Participants Small participant base
85th
Percentile by assets National rank
$523,947
Avg per participant High balance/head
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Official DOL plan name: Siguler Guff & Company Retirement Plan · Sponsored by Siguler Guff & Company, LP · New York · Finance & Insurance

$48M in assets, 91 participants

Siguler Guff & Company, LP's Siguler Guff & Company Retirement Plan reported $48M in total assets and 91 participants in its 2023 DOL Form 5500 filing, ranking in the 85th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,838 in Finance & Insurance (8,869 peers)

Where Siguler Guff & Company Retirement Plan sits by assets

Siguler Guff & Company Retirement Plan sits in the top quartile of all filed plans by assets, $48M for 91 participants (~$523,947/participant), up 23.4% in 2023.

#6,838
in Finance & Insurance (8,869 peers)
+23.4%
assets growth YoY
0.5×
vs typical plan assets (national mean)

Siguler Guff & Company Retirement Plan's outsized position by total assets

Siguler Guff & Company Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$47,679,140 Top 15% higher than 85% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Siguler Guff & Company Retirement Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Siguler Guff & Company Retirement Plan is a small filing (91 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Siguler Guff & Company Retirement Plan reported net income rose from -$10M in the plan year 2022 filing to $9M in the plan year 2023 filing.
  • Siguler Guff & Company Retirement Plan end-of-year assets rose from $39M in the plan year 2022 filing to $48M in the plan year 2023 filing.
  • Siguler Guff & Company Retirement Plan reported participants rose from 89 in the plan year 2022 filing to 91 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 133855630 · Siguler Guff & Company, LP PY 2023 · 401(k)

Siguler Guff & Company Retirement Plan · $48M · 91 · 85th

  • RANK $48M
  • PHOTO 91
  • IND 85th
  • EOY 401(k)
  • 5500 near Alpha Baking Co., Inc. & Subsidiaries 401(k)Profit Sharing Plan
  • ASSETS ind #6838

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Siguler Guff & Company Retirement Plan in the asset neighbourhood

Siguler Guff & Company Retirement PlanSiguler Guff & Company Retir…$48MAlpha Baking Co., Inc. & Subsidiaries 401(k)Profit Sharing PlanAlpha Baking Co., Inc. & Sub…$48MAti Restoration, LLC 401(k) Savings & Retirement PlanAti Restoration, LLC 401(k) …$48MHarvard Bioscience, Inc. 401(k) PlanHarvard Bioscience, Inc. 401…$48MArrowhead Engineered Products 401(k) PlanArrowhead Engineered Product…$48M
End-of-year total assets ($M) among Siguler Guff & Company Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$39M
Net Assets (End of Year)$48M
Net Income$9M
Employer EIN133855630
Plan Effective Date2000-11-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Siguler Guff & Company, LP)

Sponsor-wide plan assets over time

All Siguler Guff & Company, LP plans reported in each filing year

Latest sponsor-wide plan assets
$59M 52.80131354508336% vs 2022
2024 filing year
$30M$40M$50M$60M$70M 202220232024 $38.6M $59M ▲ +52.8%
Year Plans Participants Total Assets
2022 1 89 $39M
2023 1 91 $48M
2024 1 101 $59M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Siguler Guff & Company Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Siguler Guff & Company Retirement Plan, Total assets ($B): 0.04767914 · Participants: 91Siguler Guff & Company Retirement PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Siguler Guff & Company Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Siguler Guff & Company Retirement Plan side-by-side with 3 peers →

Siguler Guff & Company Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Alpha Baking Co., Inc. & Subsidiaries 401(k)Profit Sharing Plan in IL ($48M); by covered participants it is Techaspect 401(k) Plan in CA (91 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (91 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Siguler Guff & Company Retirement Plan assets move in 2023? ▼
Siguler Guff & Company Retirement Plan grew sharply - up 23.4% during 2023, from $39M to $48M. Reported net income was $9M.
How have Siguler Guff & Company, LP plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Siguler Guff & Company, LP's sponsor-wide assets grew 52.8%, from $39M to $59M.
Where does Siguler Guff & Company Retirement Plan rank by assets among Form 5500 filers? ▼
Siguler Guff & Company Retirement Plan ranks in the 85th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Siguler Guff & Company Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Alpha Baking Co., Inc. & Subsidiaries 401(k)Profit Sharing Plan in IL ($48M, 776 participants).
Which 401(k) plans cover a similar participant headcount to Siguler Guff & Company Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Techaspect 401(k) Plan in CA (91 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133855630.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.