401(k) · DOL Form 5500 · 2023

Axt Inc. 401(k) Plan

Data updated 2026-08-25

$18M
Total assets Small plan by assets: 26
Participants Small participant base: 70th
Percentile by assets National rank: $678,728
Avg per participant High balance/head

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Official DOL plan name: Axt Inc. 401(k) Plan · Sponsored by Axt Inc. · California · Manufacturing

$18M in assets, 26 participants

Axt Inc.'s Axt Inc. 401(k) Plan reported $18M in total assets and 26 participants in its 2023 DOL Form 5500 filing, ranking in the 70th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#11,150 in Manufacturing (18,722 peers)

Axt Inc. multi-year trail

Axt Inc.'s plans moved +29.5% in assets from 2022 to 2024; this filing shows Axt Inc. 401(k) Plan at $18M / 26 participants.

#11,150
in Manufacturing (18,722 peers): +22.8%
assets growth YoY

Axt Inc. 401(k) Plan's outsized position by total assets

Axt Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$17,646,926 Top 30% higher than 70% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Axt Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Axt Inc. 401(k) Plan is a small filing (26 participants) on this national headcount ladder.

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Axt Inc. 401(k) Plan reported net income rose from -$3M in the plan year 2022 filing to $3M in the plan year 2023 filing.
Axt Inc. 401(k) Plan end-of-year assets rose from $14M in the plan year 2022 filing to $18M in the plan year 2023 filing.
Axt Inc. 401(k) Plan reported participants fell from 27 in the plan year 2022 filing to 26 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 943031310 · Axt Inc. PY 2023 · 401(k)

Axt Inc. 401(k) Plan · $18M · 26 · 70th

SCH $18M
SCH 26
SCH 70th
SCH 401(k)
SCH near Affinity Dental 401-K Retirement Plan
SCH ind #11150

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in California →

End-of-year total assets ($M) among Axt Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Axt Inc. multi-year asset trail

Latest sponsor-wide plan assets: $19M 29.462148924686073% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	27	$14M
2023	1	26	$18M
2024	1	25	$19M

Axt Inc. filing trail (2023)

Total Assets (Beginning of Year)	$14M
Net Assets (End of Year)	$18M
Net Income	$3M
Employer EIN	943031310
Plan Effective Date	1994-02-01
Filing Status	FILING RECEIVED

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Axt Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants

Wells Fargo & Company 401(k) Plan $51.8B · 193,919
Google LLC 401(k) Savings Plan $39.0B · 122,867
Oracle Corporation 401(k) Savings and Investment Plan $26.3B · 63,105
Intel 401(k) Savings Plan $22.2B · 59,863
Apple 401(k) Plan $19.8B · 106,111

Compare Axt Inc. 401(k) Plan side-by-side with 3 peers →

Axt Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Affinity Dental 401-K Retirement Plan in MA ($18M); by covered participants it is Idaho Physical Medicine & Rehabilitation, PA 401(k) Profit Sharing Plan in ID (26 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($18M here).

Affinity Dental 401-K Retirement Plan (MA) $18M · 193
Kimbel Mechanical Systems, Inc. 401(k) Plan (AR) $18M · 519
New World Travel, Inc. Employee 401(k) Plan (NY) $18M · 59
Mocap LLC Retirement Savings Plan (MO) $18M · 145

Similar participant headcount

Nearest other-state filings by covered participants (26 participants); asset peers above are excluded.

Idaho Physical Medicine & Rehabilitation, PA 401(k) Profit Sharing Plan (ID) 26 · 0 off
Special Delivery Service Inc 401(k) Profit Sharing Plan & Trust (TX) 26 · 0 off
Leavitt, Yamane & Soldner, Aal, Alc 401(k) Profit Sharing Plan (HI) 26 · 0 off
Camp Greystone, LLC 401(k) Profit Sharing Plan (NC) 26 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Axt Inc. 401(k) Plan assets move in 2023? ▼

Axt Inc. 401(k) Plan grew sharply - up 22.8% during 2023, from $14M to $18M. Reported net income was $3M.

How have Axt Inc. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Axt Inc.'s sponsor-wide assets grew 29.5%, from $14M to $19M.

Which 401(k) plans are similar in size to Axt Inc. 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Affinity Dental 401-K Retirement Plan in MA ($18M, 193 participants).

Which 401(k) plans cover a similar participant headcount to Axt Inc. 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Idaho Physical Medicine & Rehabilitation, PA 401(k) Profit Sharing Plan in ID (26 participants, $13M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 943031310.