401(k) · DOL Form 5500 · 2023
Ritholtz Wealth Management 401(k) Plan
Data updated 2026-08-25
- $8M
- Total assets Small plan by assets
- 51
- Participants Small participant base
- 54th
- Percentile by assets National rank
- $159,803
- Avg per participant Above avg balance/head
Official DOL plan name: Ritholtz Wealth Management LLC 401(k) Plan · Sponsored by Ritholtz Wealth Management · New York · Finance & Insurance
$8M in assets, 51 participants
Ritholtz Wealth Management's Ritholtz Wealth Management LLC 401(k) Plan reported $8M in total assets and 51 participants in its 2023 DOL Form 5500 filing, ranking in the 54th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #3,475 in Finance & Insurance (8,869 peers)
Ritholtz Wealth Management multi-year trail
Ritholtz Wealth Management's plans moved +31.4% in assets from 2023 to 2024; this filing shows Ritholtz Wealth Management LLC 401(k) Plan at $8M / 51 participants.
- #3,475
- in Finance & Insurance (8,869 peers)
- +65.8%
- assets growth YoY
Ritholtz Wealth Management LLC 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers
Ritholtz Wealth Management LLC 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$8,149,952 Top 46% higher than 54% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Ritholtz Wealth Management LLC 401(k) Plan among smaller filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ritholtz Wealth Management LLC 401(k) Plan is a small filing (51 participants) on this national headcount ladder.
Form 5500 schedule snapshot
Filing strip 463303127 · Ritholtz Wealth Management PY 2023 · 401(k)
Ritholtz Wealth Management LLC 401(k) Plan · $8M · 51 · 54th
- TYPE $8M
- TYPE 51
- TYPE 54th
- TYPE 401(k)
- TYPE near Hr Certification Institute 401(k) Plan
- TYPE ind #3475
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Ritholtz Wealth Management LLC 401(k) Plan in the asset neighbourhood
Ritholtz Wealth Management multi-year asset trail
Sponsor-wide plan assets over time
All Ritholtz Wealth Management plans reported in each filing year
- Latest sponsor-wide plan assets
- $11M 31.403203356289705% vs 2023
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2023 | 1 | 51 | $8M |
| 2024 | 1 | 58 | $11M |
Ritholtz Wealth Management filing trail (2023)
| Total Assets (Beginning of Year) | $5M |
|---|---|
| Net Assets (End of Year) | $8M |
| Net Income | $3M |
| Employer EIN | 463303127 |
| Plan Effective Date | 2014-01-01 |
| Filing Status | FILING RECEIVED |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Ritholtz Wealth Management LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Hr Certification Institute 401(k) Plan in VA ($8M); by covered participants it is E.L.D. D'onofrio, Inc. 401(k) Profit Sharing Plan in OH (51 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($8M here).
Similar participant headcount
Nearest other-state filings by covered participants (51 participants); asset peers above are excluded.
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.