401(k) · DOL Form 5500 · 2022

Roth & Company LLP 401(k) Plan

Data updated 2026-08-25

$8M
Total assets Small plan by assets
134
Participants Small participant base
61st
Percentile by assets National rank
$62,394
Avg per participant Low balance/head
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Official DOL plan name: Roth & Company, LLP 401(k) Plan · Sponsored by Roth & Company LLP · New York · Professional & Technical Services

$8M in assets, 134 participants

Roth & Company LLP's Roth & Company, LLP 401(k) Plan reported $8M in total assets and 134 participants in its 2022 DOL Form 5500 filing, ranking in the 61st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #12,837 in Professional & Technical Services (21,562 peers)

Coverage in New York

Roth & Company, LLP 401(k) Plan covers 134 participants in New York, about 17% of the average New York filer (state average ~798 per filing). Assets: $8M.

#12,837
in Professional & Technical Services (21,562 peers)
-15.4%
assets change YoY

The plan reported a net loss of $2M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Roth & Company, LLP 401(k) Plan's mid-pack asset rank among Professional & Technical Services and all filers

Roth & Company, LLP 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2022 · DOL Form 5500

$8,360,824 Top 39% higher than 61% of 139,123 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2022

Roth & Company, LLP 401(k) Plan among mid-size filed plans by headcount

Plan-year 2022 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Roth & Company, LLP 401(k) Plan sits mid-pack in the medium band (134 participants).

Plan-year Form 5500 strip

Filing strip 113360065 · Roth & Company LLP PY 2022 · 401(k)

Roth & Company, LLP 401(k) Plan · $8M · 134 · 61st

  • BOOK $8M
  • BOOK 134
  • BOOK 61st
  • BOOK 401(k)
  • BOOK near Modcomp, Inc. Investment and Retirement Plan
  • BOOK ind #12837

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New York →

Roth & Company, LLP 401(k) Plan in the asset neighbourhood

Roth & Company, LLP 401(k) PlanRoth & Company, LLP 401(k) P…$8MModcomp, Inc. Investment and Retirement PlanModcomp, Inc. Investment and…$8MBet Investments 401(k) Savings PlanBet Investments 401(k) Savin…$8MThe Rockhill Group, Inc. Retirement PlanThe Rockhill Group, Inc. Ret…$8MSt. John's Well Child 403(b) PlanSt. John's Well Child 403(b)…$8M
End-of-year total assets ($M) among Roth & Company, LLP 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2022.

New York filing particulars

Total Assets (Beginning of Year)$10M
Net Assets (End of Year)$8M
Net Income-$2M
Employer EIN113360065
Plan Effective Date1999-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Roth & Company LLP)

Sponsor-wide plan assets over time

All Roth & Company LLP plans reported in each filing year

Latest sponsor-wide plan assets
$12M 48.66022774788705% vs 2022
2024 filing year
$6M$8M$10M$12M$14M 202220232024 $8.36M $12.4M ▲ +48.7%
Year Plans Participants Total Assets
2022 1 134 $8M
2023 1 137 $11M
2024 1 160 $12M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Roth & Company, LLP 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -200204060 Total assets ($B) Participants Roth & Company, LLP 401(k) Plan, Total assets ($B): 0.008360824 · Participants: 134Roth & Company, LLP 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 53.363875208 · Participants: 56376IBM 401 (K) Plus PlanMorgan Stanley 401(k) Plan, Total assets ($B): 16.415517176 · Participants: 42924Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 12.067222 · Participants: 129846The Pepsico Savings PlanDeloitte 401(k) Plan, Total assets ($B): 10.966899716 · Participants: 74687Deloitte 401(k) PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 9.681988279 · Participants: 22650The Goldman Sachs 401(k) Plan
Roth & Company, LLP 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Roth & Company, LLP 401(k) Plan side-by-side with 3 peers →

Roth & Company, LLP 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Modcomp, Inc. Investment and Retirement Plan in FL ($8M); by covered participants it is The Blain Companies 401(k) Profit Sharing Plan in MS (134 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($8M here).

Similar participant headcount

Nearest other-state filings by covered participants (134 participants); asset peers above are excluded.

DOL Form 5500 plan year 2022. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Roth & Company, LLP 401(k) Plan assets move in 2022? ▼
Roth & Company, LLP 401(k) Plan declined sharply - down 15.4% during 2022, from $10M to $8M. Reported net income was -$2M.
How have Roth & Company LLP plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Roth & Company LLP's sponsor-wide assets grew 48.7%, from $8M to $12M.
Which 401(k) plans are similar in size to Roth & Company, LLP 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Modcomp, Inc. Investment and Retirement Plan in FL ($8M, 82 participants).
Which 401(k) plans cover a similar participant headcount to Roth & Company, LLP 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is The Blain Companies 401(k) Profit Sharing Plan in MS (134 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2022.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 113360065.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.