ESOP · DOL Form 5500 · 2023
Kafl, Inc. ESOP
Data updated 2026-08-25
- $4M
- Total assets Small plan by assets
- 22
- Participants Small participant base
- 38th
- Percentile by assets National rank
- $162,724
- Avg per participant Above avg balance/head
Official DOL plan name: Kafl, Inc. Employee Stock Ownership Plan · Sponsored by Kafl, Inc. · New York · Finance & Insurance
$4M in assets, 22 participants
Kafl, Inc.'s Kafl, Inc. Employee Stock Ownership Plan reported $4M in total assets and 22 participants in its 2023 DOL Form 5500 filing, ranking in the 38th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #2,378 in Finance & Insurance (8,869 peers)
2023 asset change
Kafl, Inc. Employee Stock Ownership Plan contracted severely 60.2% in 2023 ($9M → $4M) for 22 participants.
- #2,378
- in Finance & Insurance (8,869 peers)
- -60.2%
- assets change YoY
The plan reported a net loss of $5M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Kafl, Inc. Employee Stock Ownership Plan's mid-pack asset rank among Finance & Insurance and all filers
Kafl, Inc. Employee Stock Ownership Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$3,579,920 38th percentile higher than 38% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Kafl, Inc. Employee Stock Ownership Plan among smaller filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Kafl, Inc. Employee Stock Ownership Plan is a small filing (22 participants) on this national headcount ladder.
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Kafl, Inc. Employee Stock Ownership Plan reported net income fell from $895K in the plan year 2022 filing to -$5M in the plan year 2023 filing.
- Kafl, Inc. Employee Stock Ownership Plan end-of-year assets fell from $9M in the plan year 2022 filing to $4M in the plan year 2023 filing.
- Kafl, Inc. Employee Stock Ownership Plan reported participants fell from 27 in the plan year 2022 filing to 22 in the plan year 2023 filing.
Form 5500 schedule snapshot
Filing strip 161401744 · Kafl, Inc. PY 2023 · ESOP
Kafl, Inc. Employee Stock Ownership Plan · $4M · 22 · 38th
- TYPE $4M
- TYPE 22
- TYPE 38th
- TYPE ESOP
- TYPE near Warwick Plumbing and Heating Corporation Employee Stock Ownership Plan
- TYPE ind #2378
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in New York →
Kafl, Inc. Employee Stock Ownership Plan in the asset neighbourhood
Kafl, Inc. years around the 2023 move
Sponsor-wide plan assets over time
All Kafl, Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- N/A
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 27 | $9M |
| 2023 | 1 | 22 | $4M |
| 2024 | 1 | 15 | N/A |
2023 asset-move particulars
| Total Assets (Beginning of Year) | $9M |
|---|---|
| Net Assets (End of Year) | $4M |
| Net Income | -$5M |
| Employer EIN | 161401744 |
| Plan Effective Date | 2005-01-01 |
| Filing Status | FILING RECEIVED |
Nearby ESOP Plans in New York
Peer ESOP plans, same state, same plan type, ranked by total assets.
- Stewart's Shops Corp Employee Stock Ownership Plan $877M · 3,439
- North Coast Holdings Employee Stock Ownership Plan $406M · 4,467
- Griffon Corporation Employee Stock Ownership Plan $299M · 3,674
- Greenman-Pedersen, Inc. Employee Stock Ownership Plan $248M · 1,704
- H.C. Wainwright & Co. Employee Stock Ownership Plan $242M · 93
Kafl, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount
Outside New York, the nearest ESOP by assets is Warwick Plumbing and Heating Corporation Employee Stock Ownership Plan in VA ($4M); by covered participants it is Davy Architecture, Inc. Employee Stock Ownership Plan in CA (22 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($4M here).
Similar participant headcount
Nearest other-state filings by covered participants (22 participants); asset peers above are excluded.
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.