401(k) · DOL Form 5500 · 2023

Southwest Wine and Spirits LLC 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
302
Participants Below avg headcount
28th
Percentile by assets National rank
$5,534
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Wally's Wine 401(k) Plan · Sponsored by Southwest Wine and Spirits LLC · California · Retail Trade

$2M in assets, 302 participants

Southwest Wine and Spirits LLC's Wally's Wine 401(k) Plan reported $2M in total assets and 302 participants in its 2023 DOL Form 5500 filing, ranking in the 28th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,435 in Retail Trade (8,414 peers)

Coverage in California

Wally's Wine 401(k) Plan covers 302 participants in California, about 48% of the average California filer (state average ~630 per filing). Assets: $2M.

#3,435
in Retail Trade (8,414 peers)
+19.6%
assets growth YoY

Wally's Wine 401(k) Plan among the smaller filed plans by assets

Wally's Wine 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,671,303 28th percentile higher than 28% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Wally's Wine 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Wally's Wine 401(k) Plan sits mid-pack in the medium band (302 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Wally's Wine 401(k) Plan reported net income rose from -$399K in the plan year 2022 filing to $274K in the plan year 2023 filing.
  • Wally's Wine 401(k) Plan end-of-year assets rose from $1M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Wally's Wine 401(k) Plan reported participants fell from 370 in the plan year 2022 filing to 302 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 462218226 · Southwest Wine and Spirits LLC PY 2023 · 401(k)

Wally's Wine 401(k) Plan · $2M · 302 · 28th

  • VS-ST $2M
  • VS-ST 302
  • VS-ST 28th
  • VS-ST 401(k)
  • VS-ST near Beneficial in-Home Care, Inc. 401(k) Plan
  • VS-ST ind #3435

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Retail Trade retirement plans → · Plans in California →

Wally's Wine 401(k) Plan in the asset neighbourhood

Wally's Wine 401(k) Plan$2MBeneficial in-Home Care, Inc. 401(k) PlanBeneficial in-Home Care, Inc…$2MThe Keyboard Corporation Retirement Savings PlanThe Keyboard Corporation Ret…$2MEs LLC 401(k) Plan$2MKjr Ventures, Inc. 401(k) PlanKjr Ventures, Inc. 401(k) Pl…$2M
End-of-year total assets ($M) among Wally's Wine 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

California filing particulars

Total Assets (Beginning of Year)$1M
Net Assets (End of Year)$2M
Net Income$274K
Employer EIN462218226
Plan Effective Date1997-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Southwest Wine and Spirits LLC)

Sponsor-wide plan assets over time

All Southwest Wine and Spirits LLC plans reported in each filing year

Latest sponsor-wide plan assets
$2M 44.96010455555301% vs 2022
2024 filing year
$1.2M$1.4M$1.6M$1.8M$2M$2.2M 202220232024 $1.4M $2.03M ▲ +45.0%
Year Plans Participants Total Assets
2022 1 370 $1M
2023 1 302 $2M
2024 1 845 $2M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Wally's Wine 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Wally's Wine 401(k) Plan, Total assets ($B): 0.001671303 · Participants: 302Wally's Wine 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Wally's Wine 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Wally's Wine 401(k) Plan side-by-side with 3 peers →

Wally's Wine 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Beneficial in-Home Care, Inc. 401(k) Plan in WA ($2M); by covered participants it is Big Village Group USA Retirement Savings Plan in NJ (302 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($2M here).

Similar participant headcount

Nearest other-state filings by covered participants (302 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Wally's Wine 401(k) Plan assets move in 2023? ▼
Wally's Wine 401(k) Plan grew sharply - up 19.6% during 2023, from $1M to $2M. Reported net income was $274K.
How have Southwest Wine and Spirits LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Southwest Wine and Spirits LLC's sponsor-wide assets grew 45.0%, from $1M to $2M.
Which 401(k) plans are similar in size to Wally's Wine 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Beneficial in-Home Care, Inc. 401(k) Plan in WA ($2M, 325 participants).
Which 401(k) plans cover a similar participant headcount to Wally's Wine 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Big Village Group USA Retirement Savings Plan in NJ (302 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 462218226.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.