401(k) · DOL Form 5500 · 2023

Index Exchange USA, LLC 401(k) Plan

Data updated 2026-08-25

$12M
Total assets Small plan by assets: 112
Participants Small participant base: 63rd
Percentile by assets National rank: $107,839
Avg per participant Below avg balance/head

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Official DOL plan name: Index Exchange USA, LLC 401(k) Plan · Sponsored by Index Exchange USA, LLC · New York · Wholesale Trade

$12M in assets, 112 participants

Index Exchange USA, LLC's Index Exchange USA, LLC 401(k) Plan reported $12M in total assets and 112 participants in its 2023 DOL Form 5500 filing, ranking in the 63rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#3,507 in Wholesale Trade (6,309 peers)

Coverage in New York

Index Exchange USA, LLC 401(k) Plan covers 112 participants in New York, about 14% of the average New York filer (state average ~798 per filing). Assets: $12M.

#3,507
in Wholesale Trade (6,309 peers): +51.1%
assets growth YoY

Index Exchange USA, LLC 401(k) Plan's mid-pack asset rank among Wholesale Trade and all filers

Index Exchange USA, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$12,078,002 Top 37% higher than 63% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Index Exchange USA, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Index Exchange USA, LLC 401(k) Plan sits mid-pack in the medium band (112 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Index Exchange USA, LLC 401(k) Plan reported net income rose from -$268K in the plan year 2022 filing to $4M in the plan year 2023 filing.
Index Exchange USA, LLC 401(k) Plan end-of-year assets rose from $8M in the plan year 2022 filing to $12M in the plan year 2023 filing.
Index Exchange USA, LLC 401(k) Plan reported participants fell from 121 in the plan year 2022 filing to 112 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 205469297 · Index Exchange USA, LLC PY 2023 · 401(k)

Index Exchange USA, LLC 401(k) Plan · $12M · 112 · 63rd

VS-ST $12M
BOY 112
SCH 63rd
EBSA 401(k)
PART near Inhabit Iq 401(k) Plan
TYPE ind #3507

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in New York →

End-of-year total assets ($M) among Index Exchange USA, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)	$8M
Net Assets (End of Year)	$12M
Net Income	$4M
Employer EIN	205469297
Plan Effective Date	2015-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Index Exchange USA, LLC)

Latest sponsor-wide plan assets: $16M 96.69152424135855% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	121	$8M
2023	1	112	$12M
2024	1	116	$16M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Index Exchange USA, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

IBM 401 (K) Plus Plan $57.4B · 54,912
Pfizer Savings Plan $19.6B · 30,033
Morgan Stanley 401(k) Plan $19.2B · 55,363
The Pepsico Savings Plan $13.7B · 133,597
The Goldman Sachs 401(k) Plan $11.4B · 24,866

Compare Index Exchange USA, LLC 401(k) Plan side-by-side with 3 peers →

Index Exchange USA, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Inhabit Iq 401(k) Plan in TN ($12M); by covered participants it is A&a Transfer, LLC 401(k) Plan in VA (112 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($12M here).

Inhabit Iq 401(k) Plan (TN) $12M · 829
Credible 401(k) Plan (NC) $12M · 240
The Guidance Center 403(b) Retirement Plan (CA) $12M · 175
Union of Ca State Workers 401(k) Plan (CA) $12M · 150

Similar participant headcount

Nearest other-state filings by covered participants (112 participants); asset peers above are excluded.

A&a Transfer, LLC 401(k) Plan (VA) 112 · 0 off
Ohio Anesthesia Group, Inc. 401(k) Profit Sharing Plan and Trust (OH) 112 · 0 off
Tallan, Inc. Savings & Retirement 401(k) Plan (CT) 112 · 0 off
Service by Medallion 401(k) & Retirement Plan (CA) 112 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Index Exchange USA, LLC 401(k) Plan assets move in 2023? ▼

Index Exchange USA, LLC 401(k) Plan surged - up 51.1% during 2023, from $8M to $12M. Reported net income was $4M.

How have Index Exchange USA, LLC plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Index Exchange USA, LLC's sponsor-wide assets grew 96.7%, from $8M to $16M.

Which 401(k) plans are similar in size to Index Exchange USA, LLC 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Inhabit Iq 401(k) Plan in TN ($12M, 829 participants).

Which 401(k) plans cover a similar participant headcount to Index Exchange USA, LLC 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is A&a Transfer, LLC 401(k) Plan in VA (112 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 205469297.