401(k) · DOL Form 5500 · 2023

Assetmark Financial Holdings, Inc. 401(k) Plan

Data updated 2026-08-25

$141M
Total assets Near avg plan size
977
Participants Near avg headcount
93rd
Percentile by assets National rank
$144,810
Avg per participant Above avg balance/head
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Official DOL plan name: Assetmark Financial 401(k) Plan · Sponsored by Assetmark Financial Holdings, Inc. · California · Finance & Insurance

$141M in assets, 977 participants

Assetmark Financial Holdings, Inc.'s Assetmark Financial 401(k) Plan reported $141M in total assets and 977 participants in its 2023 DOL Form 5500 filing, ranking in the 93rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,928 in Finance & Insurance (8,869 peers)

Where Assetmark Financial 401(k) Plan sits by assets

Assetmark Financial 401(k) Plan sits in the top 10% of all filed plans by assets, $141M for 977 participants (~$144,810/participant), up 33.7% in 2023.

#7,928
in Finance & Insurance (8,869 peers)
+33.7%
assets growth YoY
1.4×
vs typical plan assets (national mean)

Assetmark Financial 401(k) Plan's outsized position by total assets

Assetmark Financial 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$141,479,428 Top 7% higher than 93% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Assetmark Financial 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Assetmark Financial 401(k) Plan sits mid-pack in the medium band (977 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Assetmark Financial 401(k) Plan reported net income rose from -$9M in the plan year 2022 filing to $36M in the plan year 2023 filing.
  • Assetmark Financial 401(k) Plan end-of-year assets rose from $106M in the plan year 2022 filing to $141M in the plan year 2023 filing.
  • Assetmark Financial 401(k) Plan reported participants rose from 870 in the plan year 2022 filing to 977 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 300774039 · Assetmark Financial Holdings, Inc. PY 2023 · 401(k)

Assetmark Financial 401(k) Plan · $141M · 977 · 93rd

  • PHOTO $141M
  • PHOTO 977
  • PHOTO 93rd
  • PHOTO 401(k)
  • PHOTO near Miller Nash LLP 401(k) Plan
  • PHOTO ind #7928

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Assetmark Financial 401(k) Plan in the asset neighbourhood

Pci Gaming Authority 401(k) Retirement PlanPci Gaming Authority 401(k) …$142MU. S. Electrical Services, Inc. 401(k) PlanU. S. Electrical Services, I…$142MMindray Ds USA, Inc. 401(k) Savings PlanMindray Ds USA, Inc. 401(k) …$142MMiller Nash LLP 401(k) Plan$141MAssetmark Financial 401(k) PlanAssetmark Financial 401(k) P…$141M
End-of-year total assets ($M) among Assetmark Financial 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$106M
Net Assets (End of Year)$141M
Net Income$36M
Employer EIN300774039
Plan Effective Date2013-08-31
Filing StatusFILING RECEIVED

Sponsor Plan History (Assetmark Financial Holdings, Inc.)

Sponsor-wide plan assets over time

All Assetmark Financial Holdings, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$175M 65.3740626710517% vs 2022
2024 filing year
$50M$100M$150M$200M 202220232024 $106M $175M ▲ +65.4%
Year Plans Participants Total Assets
2022 1 870 $106M
2023 1 977 $141M
2024 1 980 $175M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Assetmark Financial 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Assetmark Financial 401(k) Plan, Total assets ($B): 0.141479428 · Participants: 977Assetmark Financial 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Assetmark Financial 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Assetmark Financial 401(k) Plan side-by-side with 3 peers →

Assetmark Financial 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Miller Nash LLP 401(k) Plan in OR ($141M); by covered participants it is Trustmark Health Benefits, Inc. Retirement Savings Plan in IL (977 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($141M here).

Similar participant headcount

Nearest other-state filings by covered participants (977 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Assetmark Financial 401(k) Plan assets move in 2023? ▼
Assetmark Financial 401(k) Plan surged - up 33.7% during 2023, from $106M to $141M. Reported net income was $36M.
How have Assetmark Financial Holdings, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Assetmark Financial Holdings, Inc.'s sponsor-wide assets grew 65.4%, from $106M to $175M.
Where does Assetmark Financial 401(k) Plan rank by assets among Form 5500 filers? ▼
Assetmark Financial 401(k) Plan ranks in the 93rd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Assetmark Financial 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Miller Nash LLP 401(k) Plan in OR ($141M, 278 participants).
Which 401(k) plans cover a similar participant headcount to Assetmark Financial 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Trustmark Health Benefits, Inc. Retirement Savings Plan in IL (977 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 300774039.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.