401(k) · DOL Form 5500 · 2023

Hap Trading, LLC 401(k) Plan

Data updated 2026-08-25

$17M
Total assets Small plan by assets
78
Participants Small participant base
69th
Percentile by assets National rank
$214,857
Avg per participant Above avg balance/head
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Official DOL plan name: Hap Trading, LLC 401(k) Plan · Sponsored by Hap Trading, LLC · New York · Finance & Insurance

$17M in assets, 78 participants

Hap Trading, LLC's Hap Trading, LLC 401(k) Plan reported $17M in total assets and 78 participants in its 2023 DOL Form 5500 filing, ranking in the 69th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,879 in Finance & Insurance (8,869 peers)

Hap Trading, LLC multi-year trail

Hap Trading, LLC's plans moved +49.9% in assets from 2022 to 2024; this filing shows Hap Trading, LLC 401(k) Plan at $17M / 78 participants.

#4,879
in Finance & Insurance (8,869 peers)
+21.5%
assets growth YoY

Hap Trading, LLC 401(k) Plan's outsized position by total assets

Hap Trading, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$16,758,836 Top 31% higher than 69% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Hap Trading, LLC 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Hap Trading, LLC 401(k) Plan is a small filing (78 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Hap Trading, LLC 401(k) Plan reported net income rose from -$2M in the plan year 2022 filing to $3M in the plan year 2023 filing.
  • Hap Trading, LLC 401(k) Plan end-of-year assets rose from $14M in the plan year 2022 filing to $17M in the plan year 2023 filing.
  • Hap Trading, LLC 401(k) Plan reported participants rose from 65 in the plan year 2022 filing to 78 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 223561721 · Hap Trading, LLC PY 2023 · 401(k)

Hap Trading, LLC 401(k) Plan · $17M · 78 · 69th

  • PCT $17M
  • EIN 78
  • RANK 69th
  • PHOTO 401(k)
  • IND near Bojangles' Restaurants, Inc. 401(k) Plan
  • EOY ind #4879

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Hap Trading, LLC 401(k) Plan in the asset neighbourhood

Hap Trading, LLC 401(k) Plan$17MBojangles' Restaurants, Inc. 401(k) PlanBojangles' Restaurants, Inc.…$17MBall Healthcare Services, Inc. 401(k) Retirement PlanBall Healthcare Services, In…$17MSmith Turf & Irrigation, LLC 401(k) Profit Sharing PlanSmith Turf & Irrigation, LLC…$17MThe Office of the Chapter 13 Trustee 401(k) & Profit Sharing PlanThe Office of the Chapter 13…$17M
End-of-year total assets ($M) among Hap Trading, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Hap Trading, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Hap Trading, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$21M 49.93863157325447% vs 2022
2024 filing year
$10M$15M$20M$25M 202220232024 $13.8M $20.7M ▲ +50.0%
Year Plans Participants Total Assets
2022 1 65 $14M
2023 1 78 $17M
2024 1 81 $21M

Hap Trading, LLC filing trail (2023)

Total Assets (Beginning of Year)$14M
Net Assets (End of Year)$17M
Net Income$3M
Employer EIN223561721
Plan Effective Date2000-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Hap Trading, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Hap Trading, LLC 401(k) Plan, Total assets ($B): 0.016758836 · Participants: 78Hap Trading, LLC 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Hap Trading, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Hap Trading, LLC 401(k) Plan side-by-side with 3 peers →

Hap Trading, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Bojangles' Restaurants, Inc. 401(k) Plan in NC ($17M); by covered participants it is Rasi 401(k) Plan in CO (78 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (78 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Hap Trading, LLC 401(k) Plan assets move in 2023? ▼
Hap Trading, LLC 401(k) Plan grew sharply - up 21.5% during 2023, from $14M to $17M. Reported net income was $3M.
How have Hap Trading, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Hap Trading, LLC's sponsor-wide assets grew 49.9%, from $14M to $21M.
Which 401(k) plans are similar in size to Hap Trading, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Bojangles' Restaurants, Inc. 401(k) Plan in NC ($17M, 3,900 participants).
Which 401(k) plans cover a similar participant headcount to Hap Trading, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Rasi 401(k) Plan in CO (78 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 223561721.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.