401(k) · DOL Form 5500 · 2023

Rosenberg & Estis PC 401(k) Plan

Data updated 2026-08-25

$35M
Total assets Below avg plan size
169
Participants Small participant base
81st
Percentile by assets National rank
$204,800
Avg per participant Above avg balance/head
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Official DOL plan name: Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust · Sponsored by Rosenberg & Estis PC · New York · Professional & Technical Services

$35M in assets, 169 participants

Rosenberg & Estis PC's Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust reported $35M in total assets and 169 participants in its 2023 DOL Form 5500 filing, ranking in the 81st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #16,629 in Professional & Technical Services (20,321 peers)

Coverage in New York

Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust covers 169 participants in New York, about 21% of the average New York filer (state average ~798 per filing). Assets: $35M.

#16,629
in Professional & Technical Services (20,321 peers)
+16.6%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust's outsized position by total assets

Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$34,611,161 Top 19% higher than 81% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust sits mid-pack in the medium band (169 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust reported net income rose from -$9M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust end-of-year assets rose from $30M in the plan year 2022 filing to $35M in the plan year 2023 filing.
  • Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust reported participants rose from 150 in the plan year 2022 filing to 169 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 132861714 · Rosenberg & Estis PC PY 2023 · 401(k)

Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust · $35M · 169 · 81st

  • NET $35M
  • BOOK 169
  • VS-ST 81st
  • BOY 401(k)
  • SCH near Kapnick and Company, Inc. Profit Sharing and Thrift Savings Plan and Trust
  • EBSA ind #16629

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New York →

Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust in the asset neighbourhood

Gi Partners of Illinois, LLC 401(k) PlanGi Partners of Illinois, LLC…$35MRosenberg & Estis PC 401(k) Profit Sharing Plan & TrustRosenberg & Estis PC 401(k) …$35MKapnick and Company, Inc. Profit Sharing and Thrift Savings Plan and TrustKapnick and Company, Inc. Pr…$35MSuperior Construction Co., Inc. Employees' 401(k) Savings PlanSuperior Construction Co., I…$35MLife Extension Foundation Buyers Club Inc. 401(k)Life Extension Foundation Bu…$35M
End-of-year total assets ($M) among Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$30M
Net Assets (End of Year)$35M
Net Income$5M
Employer EIN132861714
Plan Effective Date1989-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rosenberg & Estis PC)

Sponsor-wide plan assets over time

All Rosenberg & Estis PC plans reported in each filing year

Latest sponsor-wide plan assets
$38M 27.720184180745765% vs 2022
2024 filing year
$25M$30M$35M$40M 202220232024 $29.7M $37.9M ▲ +27.7%
Year Plans Participants Total Assets
2022 1 150 $30M
2023 1 169 $35M
2024 1 181 $38M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust, Total assets ($B): 0.034611161 · Participants: 169Rosenberg & Estis PC 401(k) Profit Sharing Plan & TrustIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust vs. nearby 401(k) plans in New York, assets vs. participants
Compare Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust side-by-side with 3 peers →

Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Kapnick and Company, Inc. Profit Sharing and Thrift Savings Plan and Trust in MI ($35M); by covered participants it is Baker Roofing Company 401(k) Profit Sharing Plan in NC (169 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (169 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust assets move in 2023? ▼
Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust grew sharply - up 16.6% during 2023, from $30M to $35M. Reported net income was $5M.
How have Rosenberg & Estis PC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rosenberg & Estis PC's sponsor-wide assets grew 27.7%, from $30M to $38M.
Where does Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust rank by assets among Form 5500 filers? ▼
Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust ranks in the 81st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust? ▼
Among 401(k) plans in other states, the closest by assets is Kapnick and Company, Inc. Profit Sharing and Thrift Savings Plan and Trust in MI ($35M, 172 participants).
Which 401(k) plans cover a similar participant headcount to Rosenberg & Estis PC 401(k) Profit Sharing Plan & Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Baker Roofing Company 401(k) Profit Sharing Plan in NC (169 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 132861714.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.