401(k) · DOL Form 5500 · 2023

Siebert Williams Shank & Co., LLC 401(k) Plan

Data updated 2026-08-25

$51M
Total assets Below avg plan size
134
Participants Small participant base
86th
Percentile by assets National rank
$382,349
Avg per participant High balance/head
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Official DOL plan name: Siebert Williams Shank & Co., LLC 401(k) Savings Plan · Sponsored by Siebert Williams Shank & Co., LLC · New York · Finance & Insurance

$51M in assets, 134 participants

Siebert Williams Shank & Co., LLC's Siebert Williams Shank & Co., LLC 401(k) Savings Plan reported $51M in total assets and 134 participants in its 2023 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,931 in Finance & Insurance (8,869 peers)

Coverage in New York

Siebert Williams Shank & Co., LLC 401(k) Savings Plan covers 134 participants in New York, about 17% of the average New York filer (state average ~798 per filing). Assets: $51M.

#6,931
in Finance & Insurance (8,869 peers)
+15.3%
assets growth YoY
0.5×
vs typical plan assets (national mean)

Siebert Williams Shank & Co., LLC 401(k) Savings Plan's outsized position by total assets

Siebert Williams Shank & Co., LLC 401(k) Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$51,234,701 Top 14% higher than 86% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Siebert Williams Shank & Co., LLC 401(k) Savings Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Siebert Williams Shank & Co., LLC 401(k) Savings Plan sits mid-pack in the medium band (134 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Siebert Williams Shank & Co., LLC 401(k) Savings Plan reported net income rose from -$7M in the plan year 2022 filing to $7M in the plan year 2023 filing.
  • Siebert Williams Shank & Co., LLC 401(k) Savings Plan end-of-year assets rose from $44M in the plan year 2022 filing to $51M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 133932653 · Siebert Williams Shank & Co., LLC PY 2023 · 401(k)

Siebert Williams Shank & Co., LLC 401(k) Savings Plan · $51M · 134 · 86th

  • NET $51M
  • BOOK 134
  • VS-ST 86th
  • BOY 401(k)
  • SCH near Nine Energy Service 401(k) Plan
  • EBSA ind #6931

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Siebert Williams Shank & Co., LLC 401(k) Savings Plan in the asset neighbourhood

Specialty Dental Brands 401(k) PlanSpecialty Dental Brands 401(…$51MNine Energy Service 401(k) PlanNine Energy Service 401(k) P…$51MUnited Coal Company LLC 401(k) Savings PlanUnited Coal Company LLC 401(…$51MSiebert Williams Shank & Co., LLC 401(k) Savings PlanSiebert Williams Shank & Co.…$51MGibson Area Hospital & Health Services Employees' 401(k) PlanGibson Area Hospital & Healt…$51M
End-of-year total assets ($M) among Siebert Williams Shank & Co., LLC 401(k) Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$44M
Net Assets (End of Year)$51M
Net Income$7M
Employer EIN133932653
Plan Effective Date1999-05-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Siebert Williams Shank & Co., LLC)

Sponsor-wide plan assets over time

All Siebert Williams Shank & Co., LLC plans reported in each filing year

Latest sponsor-wide plan assets
$58M 29.451040685793068% vs 2022
2024 filing year
$40M$45M$50M$55M$60M 202220232024 $44.4M $57.5M ▲ +29.4%
Year Plans Participants Total Assets
2022 1 135 $44M
2023 1 134 $51M
2024 1 145 $58M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Siebert Williams Shank & Co., LLC 401(k) Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Siebert Williams Shank & Co., LLC 401(k) Savings Plan, Total assets ($B): 0.051234701 · Participants: 134Siebert Williams Shank & Co., LLC 401(k) Savings PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Siebert Williams Shank & Co., LLC 401(k) Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Siebert Williams Shank & Co., LLC 401(k) Savings Plan side-by-side with 3 peers →

Siebert Williams Shank & Co., LLC 401(k) Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Nine Energy Service 401(k) Plan in TX ($51M); by covered participants it is Reed Oil Company 401(k) Profit Sharing Plan in PA (134 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (134 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Siebert Williams Shank & Co., LLC 401(k) Savings Plan assets move in 2023? ▼
Siebert Williams Shank & Co., LLC 401(k) Savings Plan grew sharply - up 15.3% during 2023, from $44M to $51M. Reported net income was $7M.
How have Siebert Williams Shank & Co., LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Siebert Williams Shank & Co., LLC's sponsor-wide assets grew 29.5%, from $44M to $58M.
Where does Siebert Williams Shank & Co., LLC 401(k) Savings Plan rank by assets among Form 5500 filers? ▼
Siebert Williams Shank & Co., LLC 401(k) Savings Plan ranks in the 86th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Siebert Williams Shank & Co., LLC 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Nine Energy Service 401(k) Plan in TX ($51M, 1,131 participants).
Which 401(k) plans cover a similar participant headcount to Siebert Williams Shank & Co., LLC 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Reed Oil Company 401(k) Profit Sharing Plan in PA (134 participants, $15M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133932653.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.