Profit Sharing · DOL Form 5500 · 2023

Maxim Financial Corporation Profit Sharing Plan

Data updated 2026-08-25

$6M
Total assets Small plan by assets: 1
Participants Small participant base: 49th
Percentile by assets National rank: $6.3M
Avg per participant High balance/head

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Official DOL plan name: Maxim Financial Corporation ESOP · Sponsored by Maxim Financial Corporation · California · Finance & Insurance

$6M in assets, 1 participants

Maxim Financial Corporation's Maxim Financial Corporation ESOP reported $6M in total assets and 1 participant in its 2023 DOL Form 5500 filing, ranking in the 49th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#3,093 in Finance & Insurance (8,869 peers)

What the 2023 filing shows

Maxim Financial Corporation ESOP holds $6M for 1 participant - about $6.3M per participant, in the lower half of filed plans by assets.

#3,093
in Finance & Insurance (8,869 peers): +0.2%
assets growth YoY

Maxim Financial Corporation ESOP's mid-pack asset rank among Finance & Insurance and all filers

Maxim Financial Corporation ESOP vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$6,254,133 49th percentile higher than 49% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Maxim Financial Corporation ESOP among micro filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Maxim Financial Corporation ESOP is a micro filing (1 participant), the leftmost band.

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Maxim Financial Corporation ESOP reported net income rose from -$1M in the plan year 2022 filing to $13K in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 841037475 · Maxim Financial Corporation PY 2023 · Profit Sharing

Maxim Financial Corporation ESOP · $6M · 1 · 49th

IND $6M
IND 1
IND 49th
IND Profit Sharing
IND near Cv Oil Company Profit Sharing Plan
IND ind #3093

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

End-of-year total assets ($M) among Maxim Financial Corporation ESOP and nearest nationwide Profit Sharing peers. Source: DOL Form 5500 plan year 2023.

Filing particulars (2023)

Total Assets (Beginning of Year)	$6M
Net Assets (End of Year)	$6M
Net Income	$13K
Employer EIN	841037475
Plan Effective Date	1997-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Maxim Financial Corporation)

Latest sponsor-wide plan assets: $6M 4.893830789671803% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	1	$6M
2023	1	1	$6M
2024	1	1	$6M

Nearby Profit Sharing Plans in California

Peer Profit Sharing plans, same state, same plan type, ranked by total assets.

Maxim Financial Corporation ESOP vs. nearby Profit Sharing plans in California, assets vs. participants

Intel Retirement Contribution Plan $7.2B · 21,513
Scpmg Keogh Plan $6.8B · 10,125
Motion Picture Industry Individual Account Plan $5.9B · 71,071
Memorialcare Retirement Plan $1.3B · 4,728
Disney Retirement Savings Plan $1.1B · 37,110

Compare Maxim Financial Corporation ESOP side-by-side with 3 peers →

Maxim Financial Corporation ESOP's out-of-state Profit Sharing peers by assets and headcount

Outside California, the nearest Profit Sharing by assets is Cv Oil Company Profit Sharing Plan in VT ($6M); by covered participants it is Luke Krumnow, Inc. Employees Profit Sharing Plan in TX (1 participant). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($6M here).

Cv Oil Company Profit Sharing Plan (VT) $6M · 24
403b Thrift Plan for Diversified Home Services, Inc. (MA) $6M · 94
J. W. Jones Lumber Company, Inc. Plan (NC) $6M · 142
Cape Cod Surgeons Profit Sharing Plan (MA) $6M · 5

Similar participant headcount

Nearest other-state filings by covered participants (1 participant); asset peers above are excluded.

Luke Krumnow, Inc. Employees Profit Sharing Plan (TX) 1 · 0 off
Jdb Associates of the Triad, Inc. Retirement Plan (NC) 1 · 0 off
Coaching Ventures, Inc. Profit Sharing Plan (SC) 1 · 0 off
Titan Ten Inc. Retirement Plan (TN) 1 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Maxim Financial Corporation ESOP assets move in 2023? ▼

Maxim Financial Corporation ESOP held essentially flat - up 0.2% during 2023, from $6M to $6M. Reported net income was $13K.

How have Maxim Financial Corporation plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Maxim Financial Corporation's sponsor-wide assets declined 4.9%, from $6M to $6M.

Which Profit Sharing plans are similar in size to Maxim Financial Corporation ESOP? ▼

Among Profit Sharing plans in other states, the closest by assets is Cv Oil Company Profit Sharing Plan in VT ($6M, 24 participants).

Which Profit Sharing plans cover a similar participant headcount to Maxim Financial Corporation ESOP? ▼

Among Profit Sharing plans in other states, the closest by covered participants is Luke Krumnow, Inc. Employees Profit Sharing Plan in TX (1 participant, $418K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 841037475.