401(k) · DOL Form 5500 · 2023

U.a. Local 13 Annuity Fund 401(k) Plan

Data updated 2026-08-25

$181M
Total assets Near avg plan size
1,030
Participants Near avg headcount
94th
Percentile by assets National rank
$176,034
Avg per participant Above avg balance/head
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Official DOL plan name: U.a. Local 13 Annuity Fund · Sponsored by U.a. Local 13 Annuity Fund · New York · Construction

$181M in assets, 1,030 participants

U.a. Local 13 Annuity Fund's U.a. Local 13 Annuity Fund reported $181M in total assets and 1,030 participants in its 2023 DOL Form 5500 filing, ranking in the 94th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,408 in Construction (9,030 peers)

Where U.a. Local 13 Annuity Fund sits by assets

U.a. Local 13 Annuity Fund sits in the top 10% of all filed plans by assets, $181M for 1,030 participants (~$176,034/participant), up 13.5% in 2023.

#8,408
in Construction (9,030 peers)
+13.5%
assets growth YoY
1.8×
vs typical plan assets (national mean)

U.a. Local 13 Annuity Fund's outsized position by total assets

U.a. Local 13 Annuity Fund vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$181,315,386 Top 6% higher than 94% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

U.a. Local 13 Annuity Fund's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. U.a. Local 13 Annuity Fund lands in the large band (1,030 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • U.a. Local 13 Annuity Fund reported net income rose from -$27M in the plan year 2022 filing to $22M in the plan year 2023 filing.
  • U.a. Local 13 Annuity Fund end-of-year assets rose from $160M in the plan year 2022 filing to $181M in the plan year 2023 filing.
  • U.a. Local 13 Annuity Fund reported participants rose from 1,012 in the plan year 2022 filing to 1,030 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 521041321 · U.a. Local 13 Annuity Fund PY 2023 · 401(k)

U.a. Local 13 Annuity Fund · $181M · 1,030 · 94th

  • EOY $181M
  • 5500 1,030
  • ASSETS 94th
  • PCT 401(k)
  • EIN near Sims Group USA Holdings Corp 401(k) Plan
  • RANK ind #8408

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Construction retirement plans → · Plans in New York →

U.a. Local 13 Annuity Fund in the asset neighbourhood

Topcon America Corporation 401(k) PlanTopcon America Corporation 4…$181MSafran Cabin Inc. 401(k) Savings PlanSafran Cabin Inc. 401(k) Sav…$181MU.a. Local 13 Annuity Fund$181MSims Group USA Holdings Corp 401(k) PlanSims Group USA Holdings Corp…$181MSp+ 401(k) Savings Plan$181M
End-of-year total assets ($M) among U.a. Local 13 Annuity Fund and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$160M
Net Assets (End of Year)$181M
Net Income$22M
Employer EIN521041321
Plan Effective Date1974-05-01
Filing StatusFILING RECEIVED

Sponsor Plan History (U.a. Local 13 Annuity Fund)

Sponsor-wide plan assets over time

All U.a. Local 13 Annuity Fund plans reported in each filing year

Latest sponsor-wide plan assets
$201M 26.115259512756385% vs 2022
2024 filing year
$140M$160M$180M$200M$220M 202220232024 $160M $201M ▲ +26.1%
Year Plans Participants Total Assets
2022 1 1,012 $160M
2023 1 1,030 $181M
2024 1 1,050 $201M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

U.a. Local 13 Annuity Fund vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants U.a. Local 13 Annuity Fund, Total assets ($B): 0.181315386 · Participants: 1030U.a. Local 13 Annuity FundIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
U.a. Local 13 Annuity Fund vs. nearby 401(k) plans in New York, assets vs. participants
Compare U.a. Local 13 Annuity Fund side-by-side with 3 peers →

U.a. Local 13 Annuity Fund's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Sims Group USA Holdings Corp 401(k) Plan in IL ($181M); by covered participants it is Third Federal 401(k) Savings Plan in OH (1,030 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($181M here).

Similar participant headcount

Nearest other-state filings by covered participants (1,030 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did U.a. Local 13 Annuity Fund assets move in 2023? ▼
U.a. Local 13 Annuity Fund grew at a solid clip - up 13.5% during 2023, from $160M to $181M. Reported net income was $22M.
How have U.a. Local 13 Annuity Fund plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), U.a. Local 13 Annuity Fund's sponsor-wide assets grew 26.1%, from $160M to $201M.
Where does U.a. Local 13 Annuity Fund rank by assets among Form 5500 filers? ▼
U.a. Local 13 Annuity Fund ranks in the 94th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to U.a. Local 13 Annuity Fund? ▼
Among 401(k) plans in other states, the closest by assets is Sims Group USA Holdings Corp 401(k) Plan in IL ($181M, 1,725 participants).
Which 401(k) plans cover a similar participant headcount to U.a. Local 13 Annuity Fund? ▼
Among 401(k) plans in other states, the closest by covered participants is Third Federal 401(k) Savings Plan in OH (1,030 participants, $194M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 521041321.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.