401(k) · DOL Form 5500 · 2023

Tompkins Financial Corporation 401(k) Plan

Data updated 2026-08-11

$207M
Total assets
1,038
Participants
95th
Percentile by assets
$199,505
Avg per participant
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Official DOL plan name: Tompkins Retirement Savings Plan · Sponsored by Tompkins Financial Corporation · New York · Finance & Insurance

$207M in assets, 1,038 participants

Tompkins Financial Corporation's Tompkins Retirement Savings Plan reported $207M in total assets and 1,038 participants in its 2023 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 95th percentile by assets (of 127,072 plans)
  • #8,134 in Finance & Insurance (8,869 peers)

Where Tompkins Retirement Savings Plan sits by assets

Tompkins Retirement Savings Plan sits in the top 5% of all filed plans by assets, $207M for 1,038 participants (~$199,505/participant), up 10.8% in 2023.

$207M
total plan assets (2023 EOY)
1,038
covered participants
95th
percentile by assets (of 127,072 plans)
$199,505
avg assets per participant

Where Tompkins Retirement Savings Plan sits by total assets

Tompkins Retirement Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$207,086,173 Top 5% higher than 95% of 127,068 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Tompkins Retirement Savings Plan reported net income rose from -$32M in the plan year 2022 filing to $20M in the plan year 2023 filing.
  • Tompkins Retirement Savings Plan end-of-year assets rose from $187M in the plan year 2022 filing to $207M in the plan year 2023 filing.

See the national 2022→2023 release diff →

State

Tompkins Retirement Savings Plan vs the 2023 asset distribution

By assets, Tompkins Retirement Savings Plan outranks 95% of the 127,072 plans that filed a Form 5500 for the 2023 plan year, and holds roughly 2.1x the national average plan size of $100M (721 average participants).

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$187M
Net Assets (End of Year)$207M
Net Income$20M
Employer EIN150470650
Plan Effective Date1984-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Tompkins Financial Corporation)

$230M$240M$250M$260M$270M 202220232024 $237M $260M ▲ +10.1%
Total plan assets by year, all Tompkins Financial Corporation plans on file
Year Plans Participants Total Assets
2022 2 1,965 $237M
2023 2 1,945 $244M
2024 2 1,883 $260M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Tompkins Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants

Tompkins Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Tompkins Retirement …IBM 401 (K) Plus PlanPfizer Savings PlanMorgan Stanley 401(k…The Pepsico Savings …The Goldman Sachs 40…
Tompkins Retirement Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Tompkins Retirement Savings Plan by total assets, not by location.

Frequently Asked Questions

How did Tompkins Retirement Savings Plan assets move in 2023?
Tompkins Retirement Savings Plan grew at a solid clip - up 10.8% during 2023, from $187M to $207M. Reported net income was $20M.
How have Tompkins Financial Corporation plan assets changed over time?
Across 3 plan years on file (2022-2024), Tompkins Financial Corporation's sponsor-wide assets grew 10.1%, from $237M to $260M.
Where does Tompkins Retirement Savings Plan rank by assets among Form 5500 filers?
Tompkins Retirement Savings Plan ranks in the 95th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Tompkins Retirement Savings Plan?
Among 401(k) plans in other states, the closest by assets is Bottomline Technologies 401(k) Plan in NH ($207M, 1,226 participants).

Next read for Tompkins Retirement Savings Plan

Scale reading

Ways to act on Tompkins Retirement Savings Plan's numbers.